Internet-Draft | Signature Validation Token | March 2022 |
Santesson & Housley | Expires 22 September 2022 | [Page] |
Electronic signatures have a limited lifespan with respect to the time period that they can be validated and determined to be authentic. The Signature Validation Token (SVT) defined in this specification provides evidence that asserts the validity of an electronic signature. The SVT is provided by a trusted authority, which asserts that a particular signature was successfully validated according to defined procedures at a certain time. Any future validation of that electronic signature can be satisfied by validating the SVT without any need to also validate the original electronic signature or the associated digital certificates. SVT supports electronic signatures in CMS, XML, PDF and JSON documents.¶
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Electronic signatures have a limited lifespan regarding when they can be validated and determined to be authentic. Many factors make it more difficult to validate electronic signatures over time. For example:¶
The challenges to validation of an electronic signature increases over time, and eventually it is simply impossible to verify the signature with a sufficient level of assurance.¶
Existing standards, such as the ETSI XAdES [XADES] profile for XML signatures [XMLDSIG11], ETSI PAdES [PADES] profile for PDF signatures [ISOPDF2], and ETSI CAdES [CADES] profile for CMS signatures [RFC5652] can be used to prolong the lifetime of a signature by storing data that supports validation of the electronic signature beyond the lifetime of the certificate containing the signer's public key, which is often referred to as the signing certificate. The problem with this approach is that the amount of information that must be stored along with the electronic signature constantly grows over time. The increasing amount of information and signed objects that need to be validated in order to verify the original electronic signature grows in complexity to the point where validation of the electronic signature may become infeasible.¶
The Signature Validation Token (SVT) defined in this specification takes a fundamentally different approach to the problem by providing evidence by a trusted authority that asserts the validity of an electronic signature. The SVT asserts that a particular electronic signature was successfully validated by a trusted authority according to defined procedures at a certain date and time. Once the SVT is issued by a trusted authority, any future validation of that electronic signature is satisfied by validating the SVT, without any need to also validate the original electronic signature.¶
This approach drastically reduces the complexity of validation of older electronic signatures for the simple reason that validating the SVT eliminates the need to validate the many signed objects that would otherwise been needed to provide the same level of assurance. The SVT can be signed with private keys and algorithms that provide confidence for a considerable time period. In fact, multiple SVTs can be used to offer greater assurance. For example, one SVT could be produced with a large RSA private key, a second one with a strong elliptic curve, and a third one with a quantum safe digital signature algorithm to protect against advances in computing power and cryptanalytic capabilities. Further, the trusted authority can add additional SVTs in the future using fresh private keys and signatures to extend the lifetime of the, if necessary.¶
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all capitals, as shown here.¶
This document use the following terms:¶
When these terms are used as defined in this section, they appear with a capitalized first letter.¶
The Signature Validation Token (SVT) is created by a trusted service to capture evidence of successful electronic signature verification, and then relying parties can depend on the checking that has already taken place by the trusted service.¶
The function of the SVT is to capture evidence of electronic signature validity at one instance of secure signature validation process and to use that evidence to eliminate the need to perform any repeated cryptographic validation of the original electronic signature value, as well as reliance on any hash values bound to that signature. The SVT achieves this by binding the following information to a specific electronic signature:¶
Using an SVT is equivalent to validating a signed document in a system once, and then using that document multiple times without subsequent revalidating the electronic signature for each usage. Such procedures are common in systems where the document is residing in a safe and trusted environment where it is protected against modification. The SVT allows the safe and trusted environment to expand beyond a locally controlled environment, and the SVT allows a greater period between original electronic signature verification and subsequent usage.¶
Using the SVT, the electronic signature verification of a document can be take place once using a reliable trusted service, and then any relying party that is able to depend on the verification process already performed by the trusted service. The SVT is therefore not only a valuable tool to extend the lifetime of a signed document, but also avoids the need for careful integration between electronic signature verification and document usage.¶
The SVT is carried in a JSON Web Token (JWT) as defined in [RFC7519].¶
The contents of claims in an SVT are specified using the following data types:¶
The SVT MUST contain only JWT claims in the following list:¶
Note: An SVT asserts that a particular validation process was undertaken at a stated date and time. This fact never changes and never expires. However, some other aspects of the SVT such as liability for false claims or service provision related to a specific SVT may expire after a certain period of time, such as a service where an old SVT can be upgraded to a new SVT signed with fresh keys and algorithms.¶
The sig_val_claims JWT claim uses the SigValidation object class. A SigValidation object holds all custom claims, and a SigValidation object contains the following parameters:¶
The sig parameter in the SigValidation object class uses the Signature object class. The Signature object contains claims related to signature validation evidence for one signature, and it contains the following parameters:¶
The sig_ref parameter in the Signature object class uses the SigReference object class. The SigReference object provides information used to match the Signature claims object to a specific target electronic signature and to verify the integrity of the target signature value and Signed Bytes, and it contains the following parameters:¶
The sig_data_ref parameter in the Signature object class uses the SignedDataReference object class. The SignedDataReference object provides information used to verify the target electronic signature references to Signed Data as well as to verify the integrity of all data that is signed by the target signature, and it contains the following parameters:¶
The sig_val parameter in the Signature object class uses the PolicyValidation object class. The PolicyValidation object provides information about the result of a validation process according to a spefific policy, and it contains the following parameters:¶
The time_val parameter in the Signature object class uses the TimeValidation object class. The TimeValidation claims object provides information about the result of validating time evidence asserting that the target signature existed at a particular date and time in the past, and it contains the following parameters:¶
The signer_cert_ref parameter in the Signature object class uses the CertReference object class. The CertReference object references a single X.509 certificate or a X.509 certification path, either by providing the certificate data or by providing hash references for certificates that can be located in the target electronic signature, and it contains the following parameters:¶
The following type identifiers are defined:¶
Note: All certificates referenced using the identifiers above are X.509 certificates. Profiles of this specification MAY define alternative types of public key containers; however, a major function of these referenced certificates is not just to reference the public key, but also to provide the subject name of the signer. It is therefore important for the full function of an SVT that the referenced public key container also provides the means to identify of the signer.¶
The SVT JWT MUST contain the following JOSE header parameters in accordance with Section 5 of [RFC7519]:¶
The SVT header MUST contain a public key or a reference to a public key used to verify the signature on the SVT in accordance with [RFC7515]. Each profile, as discussed in Section 4, MUST define the requirements for how the key or key reference is included in the header.¶
Each signed document and signature type will have to define the precise content and use of several claims in the SVT.¶
Each profile MUST as a minimum define:¶
A profile MAY also define:¶
Signature verification based on an a SVT MUST follow these steps:¶
After successfully performing these steps, signature validity is established as well as the trusted signer certificate binding the identity of the signer to the electronic signature.¶
This section registers the "sig_val_claims" claim name in the IANA "JSON Web Token Claims" registry established by Section 10.1 in [RFC7519].¶
NOTE to RFC editor: Please replace {this document} with its assigned RFC number.¶
An SVT allows a signature verifier to still validate the original signature using the original signature data and to use the information in the SVT selectively to either just confirm the validity and integrity of the original data, such as confirming the integrity of signed data or the validity of the signer's certificate etc.¶
Another way to use an SVT is to completely rely on the validation conclusion provided by the SVT and to omit re-validation of the original signature value and original certificate status checking data.¶
This choice is a decision made by the verifier according to its own policy and risk assessment.¶
However, even when relying on the SVT validation conclusion of an SVT it is vital to still verify that the present SVT is correctly associated with the document and signature that is being validated by validating the hashed reference data in the SVT of the signature, signing certificate chain, signed data and the signed bytes.¶
Even if the SVT provides protection against algorithms becoming weakened or broken over time, this protection is only valid for as long as the algorithms used to sign the SVT are still considered secure. It is advisable to re-issue SVT in cases where an algorithm protecting the SVT is getting close to its end of life.¶
One way to increase the resistance of algorithms becoming insecure, is to issue multiple SVT for the same signature with different algorithms and key lengths where one algorithm could still be secure even if the corresponding algorithm used in the alternative SVT is broken.¶
The following informative CDDL [RFC8610] express the structure of an SVT token:¶
svt = { jti: text iss: text iat: uint ? aud: text / [* text] ? exp: uint sig_val_claims: SigValClaims } SigValClaims = { ver: text profile: text hash_algo: text sig: [+ Signature] ? ext: Extension } Signature = { sig_ref: SigReference sig_data_ref: [+ SignedDataReference] signer_cert_ref: CertReference sig_val: [+ PolicyValidation] ? time_val: [* TimeValidation] ? ext: Extension } SigReference = { ? id: text / null sig_hash: binary-value sb_hash: binary-value } SignedDataReference = { ref: text hash: binary-value } CertReference = { type: "chain" / "chain_hash" ref: [+ text] } PolicyValidation = { pol: text res: "PASSED" / "FAILED" / "INDETERMINATE" ? msg: text / null ? ext: Extension } TimeValidation = { "time": uint type: text iss: text ? id: text / null ? val: [* PolicyValidation] ? ext: Extension } Extension = { + text => text } / null binary-value = text ; base64 classic with padding¶
The following informative JSON schema describes the syntax of the SVT token payload.¶
{ "$schema": "https://json-schema.org/draft/2020-12/schema", "title": "Signature Validation Token JSON Schema", "description": "Schema defining the payload format for SVT", "type": "object", "required": [ "jti", "iss", "iat", "sig_val_claims" ], "properties": { "jti": { "description": "JWT ID", "type": "string" }, "iss": { "description": "Issuer", "type": "string" }, "iat": { "description": "Issued At", "type": "integer" }, "aud": { "description": "Audience", "type": [ "string", "array" ], "items": {"type": "string"} }, "exp": { "description": "Expiration time (seconds since epoch)", "type": "integer" }, "sig_val_claims": { "description": "Signature validation claims", "type": "object", "required": [ "ver", "profile", "hash_algo", "sig" ], "properties": { "ver": { "description": "Version", "type": "string" }, "profile": { "description": "Implementation profile", "type": "string" }, "hash_algo": { "description": "Hash algorithm URI", "type": "string" }, "sig": { "description": "Validated signatures", "type": "array", "items": { "$ref": "#/$def/Signature" }, "minItems": 1 }, "ext": { "description": "Extension map", "$ref": "#/$def/Extension" } }, "additionalProperties": false } }, "additionalProperties": false, "$def": { "Signature":{ "type": "object", "required": [ "sig_ref", "sig_data_ref", "signer_cert_ref", "sig_val" ], "properties": { "sig_ref": { "description": "Signature Reference", "$ref": "#/$def/SigReference" }, "sig_data_ref": { "description": "Signed data array", "type": "array", "items": { "$ref" : "#/$def/SignedDataReference" }, "minItems": 1 }, "signer_cert_ref": { "description": "Signer certificate reference", "$ref": "#/$def/CertReference" }, "sig_val": { "description": "Signature validation results", "type": "array", "items": { "$ref": "#/$def/PolicyValidation" }, "minItems": 1 }, "time_val": { "description": "Time validations", "type": "array", "items": { "$ref": "#/$def/TimeValidation" } }, "ext": { "description": "Extension map", "$ref": "#/$def/Extension" } }, "additionalProperties": false }, "SigReference":{ "type": "object", "required": [ "sig_hash", "sb_hash" ], "properties": { "sig_hash": { "description": "Hash of the signature value", "type": "string", "format": "base64" }, "sb_hash": { "description": "Hash of the Signed Bytes", "type": "string", "format": "base64" }, "id": { "description": "Signature ID reference", "type": ["string","null"] } }, "additionalProperties": false }, "SignedDataReference": { "type": "object", "required": [ "ref", "hash" ], "properties": { "ref": { "description": "Reference to the signed data", "type": "string" }, "hash": { "description": "Signed data hash", "type": "string", "format": "base64" } }, "additionalProperties": false }, "CertReference":{ "type": "object", "required": [ "type", "ref" ], "properties": { "type": { "description": "Type of certificate reference", "type": "string", "enum": ["chain","chain_hash"] }, "ref": { "description": "Certificate reference data", "type": "array", "items": { "type": "string", "format": "base64" }, "minItems": 1 } }, "additionalProperties": false }, "PolicyValidation":{ "type": "object", "required": [ "pol", "res" ], "properties": { "pol": { "description": "Policy identifier", "type": "string" }, "res": { "description": "Signature validation result", "type": "string", "enum": ["PASSED","FAILED","INDETERMINATE"] }, "msg": { "description": "Message", "type": ["string","null"] }, "ext": { "description": "Extension map", "$ref": "#/$def/Extension" } }, "additionalProperties": false }, "TimeValidation":{ "type": "object", "required": [ "time", "type", "iss" ], "properties": { "time": { "description": "Verified time", "type": "integer" }, "type": { "description": "Type of time validation proof", "type": "string" }, "iss": { "description": "Issuer of the time proof", "type": "string" }, "id": { "description": "Tiem evidence identifier", "type": ["string","null"] }, "val": { "description": "Validation result", "type": "array", "items": { "$ref": "#/$def/PolicyValidation" } }, "ext": { "description": "Extension map", "$ref": "#/$def/Extension" } }, "additionalProperties": false }, "Extension": { "description": "Extension map", "type": ["object","null"], "required": [], "additionalProperties": { "type": "string" } } } }¶
The following example illustrates a basic SVT according to this specification issued for a signed PDF document.¶
Note: Line breaks in the decoded example are inserted for readablilty. Line breaks are not allowed in valid JSON data.¶
Signature validation token JWT:¶
eyJraWQiOiJPZW5JKzQzNEpoYnZmRG50ZlZcLzhyT3hHN0ZrdnlqYUtWSmFWcUlG QlhvaFZoQWU1Zks4YW5vdjFTNjg4cjdLYmFsK2Z2cGFIMWo4aWJnNTJRQnkxUFE9 PSIsInR5cCI6IkpXVCIsImFsZyI6IlJTNTEyIn0.eyJhdWQiOiJodHRwOlwvXC9l eGFtcGxlLmNvbVwvYXVkaWVuY2UxIiwiaXNzIjoiaHR0cHM6XC9cL3N3ZWRlbmNv bm5lY3Quc2VcL3ZhbGlkYXRvciIsImlhdCI6MTYwMzQ1ODQyMSwianRpIjoiNGQx Mzk2ZjFmZjcyOGY0MGQ1MjQwM2I2MWM1NzQ0ODYiLCJzaWdfdmFsX2NsYWltcyI6 eyJzaWciOlt7ImV4dCI6bnVsbCwic2lnX3ZhbCI6W3sibXNnIjoiT0siLCJleHQi Om51bGwsInJlcyI6IlBBU1NFRCIsInBvbCI6Imh0dHA6XC9cL2lkLnN3ZWRlbmNv bm5lY3Quc2VcL3N2dFwvc2lndmFsLXBvbGljeVwvdHMtcGtpeFwvMDEifV0sInNp Z19yZWYiOnsic2lnX2hhc2giOiJ5Y2VQVkxJemRjcEs5N0lZT2hGSWYxbnk3OUht SUNiU1Z6SWVaTmJpem83ckdJd0hOTjB6WElTeUtHakN2bm9uT2FRR2ZMXC9QM3ZE dEI4OHlLU1dlWGc9PSIsImlkIjoiaWQtNzM5ODljNmZjMDYzNjM2YWI1ZTc1M2Yx MGY3NTc0NjciLCJzYl9oYXNoIjoiQm9QVjRXQ0E5c0FJYWhqSzFIYWpmRnhpK0F6 QzRKR1R1ZjM5VzNaV2pjekRDVVJ4ZGM5WWV0ZUh0Y3hHVmVnZ3B4SEo3NVwvY1E3 SE4xZERkbGl5SXdnPT0ifSwic2lnbmVyX2NlcnRfcmVmIjp7InJlZiI6WyIxK2Fh SmV0ZzdyZWxFUmxVRFlFaVU0WklaaFQ0UlV2aUlRWnVLN28xR0ZLYVRQUTZ5K2t4 XC9QTnREcnB1cVE2WGZya0g5d1lESzRleTB5NFdyTkVybnc9PSIsImg0UER4YjVa S214MWVUU3F2VnZZRzhnMzNzMDVKendCK05nRUhGVTRnYzl0cUcwa2dIa2Y2VzNv THprVHd3dXJJaDZZOUFhZlpZcWMyelAycEUycDRRPT0iLCJEZDJDNXNCMElPUWVN Vm5FQmtNNVE5Vzk2bUJITnd3YTJ0elhNcytMd3VZY09VdlBrcnlHUjBhUEc4Tzlu SVAzbGJ3NktqUTFoRG1SazZ6Qzh4MmpkZz09Il0sInR5cGUiOiJjaGFpbl9oYXNo In0sInNpZ19kYXRhX3JlZiI6W3sicmVmIjoiIiwiaGFzaCI6IkZjR3BPT2Y4aWxj UHQyMUdEZDJjR25MR0R4UlM1ajdzdk00YXBwMkg0MWRERUxtMkN6Y2VUWTAybmRl SmZXamludG1RMzc2SWxYVE9BcjMxeXpZenNnPT0ifSx7InJlZiI6IiN4YWRlcy0x MWExNTVkOTJiZjU1Nzc0NjEzYmI3YjY2MTQ3N2NmZCIsImhhc2giOiJLUmtnYlo2 UFwvbmhVNjNJTWswR2lVZlVcL0RUd3ZlWWl0ZVFrd0dlSnFDNUJ6VE5WOGJRYnBl ZFRUdVdKUHhxdkowUlk4NGh3bTdlWVwvZzBIckFPZWdLdz09In1dLCJ0aW1lX3Zh bCI6W119XSwiZXh0IjpudWxsLCJ2ZXIiOiIxLjAiLCJwcm9maWxlIjoiWE1MIiwi aGFzaF9hbGdvIjoiaHR0cDpcL1wvd3d3LnczLm9yZ1wvMjAwMVwvMDRcL3htbGVu YyNzaGE1MTIifX0.TdHCoIUSZj2zMINKg7E44-8VE_mJq6TG1OoPwnYSs_hyUbuX mrLJpuk8GR5YrndeOucPUYAwPxHt_f68JIQyFTi0agO9VJjn1R7Pj3Jt6WG9pYVN n5LH-D1maxD11ZxxbcYeHbsstd2Sy2uMa3BdpsstGdPymSmc6GxY5uJoL0-5vwo_ 3l-4Bb3LCTiuxYPcmztKIbDy2hEgJ3Hx1K4HF0SHgn3InpqBev3hm2SLw3hH5BCM rywBAhHYE6OGE0aOJ6ktA5UP0jIIHfaw9i1wIiJtHTaGuvtyWSLk5cshmun9Hkdk kRTA75bzuq0Iyd0qh070rA8Gje-s4Tw4xzttgKx1KSkvy8n5FqvzWdsZvclCG2mY Y9rMxh_7607NXcxajAP4yDOoKNs5nm937ULe0vCN8a7WTrFuiaGjry7HhzRM4C5A qxbDOBXPLyoMr4qn4LRJCHxOeLZ6o3ugvDOOWsyjk3eliyBwDu8qJH7UmyicLxDc Cr0hUK_kvREqjD2Z¶
Decoded JWT Header:¶
{ "kid":"OenI+434JhbvfDntfV\/8rOxG7FkvyjaKVJaVqIFBXohVhAe5fK8anov 1S688r7Kbal+fvpaH1j8ibg52QBy1PQ==", "typ":"JWT", "alg":"RS512" }¶
Decoded JWT Claims:¶
{ "aud" : "http://example.com/audience1", "iss" : "https://swedenconnect.se/validator", "iat" : 1603458421, "jti" : "4d1396f1ff728f40d52403b61c574486", "sig_val_claims" : { "sig" : [ { "ext" : null, "sig_val" : [ { "msg" : "OK", "ext" : null, "res" : "PASSED", "pol" : "http://id.swedenconnect.se/svt/sigval-policy/ ts-pkix/01" } ], "sig_ref" : { "sig_hash" : "ycePVLIzdcpK97IYOhFIf1ny79HmICbSVzIeZNbizo7rGIw HNN0zXISyKGjCvnonOaQGfL/P3vDtB88yKSWeXg==", "id" : "id-73989c6fc063636ab5e753f10f757467", "sb_hash" : "BoPV4WCA9sAIahjK1HajfFxi+AzC4JGTuf39W3ZWjczDCURx dc9YeteHtcxGVeggpxHJ75/cQ7HN1dDdliyIwg==" }, "signer_cert_ref" : { "ref" : [ "1+aaJetg7relERlUDYEiU4ZIZhT4RUviIQZuK7o1GFKaTPQ6y+ kx/PNtDrpuqQ6XfrkH9wYDK4ey0y4WrNErnw==", "h4PDxb5ZKmx1eTSqvVvYG8g33s05JzwB+NgEHFU4gc9tqG0kgH kf6W3oLzkTwwurIh6Y9AafZYqc2zP2pE2p4Q==", "Dd2C5sB0IOQeMVnEBkM5Q9W96mBHNwwa2tzXMs+LwuYcOUvPkr yGR0aPG8O9nIP3lbw6KjQ1hDmRk6zC8x2jdg==" ], "type" : "chain_hash" }, "sig_data_ref" : [ { "ref" : "", "hash" : "FcGpOOf8ilcPt21GDd2cGnLGDxRS5j7svM4app2H41dDELm2Czc eTY02ndeJfWjintmQ376IlXTOAr31yzYzsg==" }, { "ref" : "#xades-11a155d92bf55774613bb7b661477cfd", "hash" : "KRkgbZ6P/nhU63IMk0GiUfU/DTwveYiteQkwGeJqC5BzTNV8bQb pedTTuWJPxqvJ0RY84hwm7eY/g0HrAOegKw==" } ], "time_val" : [ ] } ], "ext" : null, "ver" : "1.0", "profile" : "XML", "hash_algo" : "http://www.w3.org/2001/04/xmlenc#sha512" } }¶