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This document defines extensions to the SIP REFER method so that this method can be used to refer servers to multiple resources. These extensions include the use of pointers to Uniform Resource Identifier (URI)-lists in the Refer-To header field and the "multiple-refer" SIP option-tag.
1.
Introduction
2.
Terminology
3.
Overview of operation
4.
The multiple-refer SIP Option-Tag
5.
Suppressing REFER's Implicit Subscription
6.
URI-List Format
7.
Behavior of SIP REFER-Issuers
8.
Behavior of REFER-Recipients
9.
Example
10.
Security Considerations
11.
IANA Considerations
12.
References
12.1.
Normative References
12.2.
Informative References
§
Authors' Addresses
§
Intellectual Property and Copyright Statements
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RFC 3261 (SIP) (Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., Peterson, J., Sparks, R., Handley, M., and E. Schooler, “SIP: Session Initiation Protocol,” June 2002.) [RFC3261] is extended by RFC 3515 (Sparks, R., “The Session Initiation Protocol (SIP) Refer Method,” April 2003.) [RFC3515] with a REFER method that allows a user agent to request a server to send a request to a third party. Still, a number of applications need to request a server to initiate transactions towards a set of destinations. In one example, the moderator of a conference may want the conference server to send BYE requests to a group of participants. In another example, the same moderator may want the conference server to INVITE a set of new participants.
We define an extension to the REFER method so that REFER request can be used to refer servers to multiple destinations. In addition, this mechanism uses the suppression of the REFER method implicit subscription specified in RFC 4488 (Levin, O., “Suppression of Session Initiation Protocol (SIP) REFER Method Implicit Subscription,” May 2006.) [RFC4488] to suppress REFER's implicit subscription.
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The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14, RFC 2119 (Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels,” March 1997.) [RFC2119] and indicate requirement levels for compliant implementations.
We define the following three new terms:
- REFER-Issuer:
- the user agent issuing the REFER request.
- REFER-Recipient:
- the user agent receiving the REFER request.
- REFER-Target:
- the intended final recipient of the request to be generated by the REFER-Recipient.
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This document defines an extension to the SIP REFER method specified in RFC 3515 (Sparks, R., “The Session Initiation Protocol (SIP) Refer Method,” April 2003.) [RFC3515] that allows a SIP User Agent Client (UAC) to include a URI-list as specified in the XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] of REFER-Targets in a REFER request and send it to a server. The server will create a new request for each entry in the list of REFER-Target URIs.
The URI-list of REFER-Targets is used in conjunction with the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute] to allow the sender indicate the role (e.g., 'to', 'cc', or anonymous) in which the REFER-Target is involved in the signalling.
We represent the multiple REFER-Targets of a REFER using a URI-list as specified in the XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826]. A UAC (User Agent Client) that wants to refer a server to a set of destinations creates a SIP REFER request. The Refer-To header contains a pointer to a URI-list, which is included in a body part, and an option-tag in the Require header field: "multiple-refer". This option-tag indicates the requirement to support the functionality described in this specification.
When the server receives such request it creates a new request per destination and sends them.
This document does not provide any mechanism for UACs to find out about the results of a REFER with multiple REFER-Targets. Furthermore, it does not provide support for the implicit subscription mechanism that is part of the SIP REFER method. The way UACs are kept informed about the results of a REFER is service specific. For example, a UAC sending a REFER to INVITE a set of participants to a conference can discover which participants were successfully brought into the conference by subscribing to the conference state event (RFC 4575) (Rosenberg, J., Schulzrinne, H., and O. Levin, “A Session Initiation Protocol (SIP) Event Package for Conference State,” August 2006.) [RFC4575].
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We define a new SIP option-tag for the Require and Supported header fields: "multiple-refer".
A user agent including the "multiple-refer" option-tag in a Supported header field indicates compliance with this specification.
A user agent generating a REFER with a pointer to a URI-list in its Refer-To header field MUST include the "multiple-refer" option-tag in the Require header field of the REFER.
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REFER requests with a single REFER-Target establish implicitly a subscription to the refer event. The REFER-Issuer is informed about the result of the transaction towards the REFER-Target through this implicit subscription. As described in RFC 3515 (Sparks, R., “The Session Initiation Protocol (SIP) Refer Method,” April 2003.) [RFC3515], NOTIFY requests sent as a result of an implicit subscription created by a REFER request contain a body of type "message/sipfrag", RFC 3420 (Sparks, R., “Internet Media Type message/sipfrag,” November 2002.) [RFC3420], that describes the status of the transaction initiated by the REFER-Recipient.
In the case of a REFER-Issuer that generates a REFER with multiple REFER-targets, the REFER-Issuer is typically already subscribed to other event package that can provide the information about the result of the transactions towards the REFER-Targets. For example, a moderator instructing a conference server to send a BYE request to a set of participants is usually subscribed to the conference state event package for the conference. Notifications to this event package will keep the moderator and the rest of the subscribers informed of the current list of conference participants.
Most of the applications using multiple REFER do not need its implicit subscription. Consequently, a SIP REFER-Issuer generating a REFER request with multiple REFER-Targets SHOULD include the "norefersub" option-tag in a Require header field and SHOULD include a Refer-Sub header field set to "false" to indicate that no notifications about the requests should be sent to the REFER-Issuer. The REFER-Recipient SHOULD honor the suggestion and also include a Refer-Sub header field set to "false" in the 200 (OK) response. The "norefersub" SIP option-tag and the Refer-Sub header field are specified in RFC 4488 (Levin, O., “Suppression of Session Initiation Protocol (SIP) REFER Method Implicit Subscription,” May 2006.) [RFC4488].
- RFC 4488 (Levin, O., “Suppression of Session Initiation Protocol (SIP) REFER Method Implicit Subscription,” May 2006.) [RFC4488] indicates that a condition for the REFER-Issuer to include a Refer-Sub header is that the REFER-Issuer is sure that the REFER request will not fork.
At the time of writing, there is no extension that allows to report the status of several transactions over the implicit subscription associated with a REFER dialog. That is the motivation for this document to recommend the usage of the "norefersub" option-tag. If in the future such an extension is defined, REFER-Issuers using it could refrain from using the "norefersub" option-tag and use the new extension instead.
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As described in the Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services], specifications of individual URI-list services, need to specify a default format for 'recipient-list' bodies used within the particular service.
The default format for 'recipient-list' bodies for conferencing UAs (User Agents) and servers is the XML Formats for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] extended with the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute]. REFER-Recipients handling 'recipient-list' bodies MUST support both of these formats and MAY support other formats.
As described in the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute], each URI can be tagged with a 'copyControl' attribute set to either "to", "cc", or "bcc", indicating the role in which the recipient will get the referred SIP request. However, depending on the target SIP method, a 'copyControl' attribute lacks sense. For example, while a 'copyControl' attribute can be applied to INVITE requests, it does not make sense with mid-dialog requests such as BYE requests.
In addition to the 'copyControl' attribute, URIs can be tagged with the 'anonymize' attribute, also specified in the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute] to prevent that the server discloses the target URI in a URI-list.
Additionally, the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute] defines a 'recipient-list-history' body that contains the list of recipients. The default format for 'recipient-list-history' bodies for conference services is also the XML Formats for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] extended with the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute]. Conferencing servers supporting this specification MUST support both of these formats; UASes MAY support these formats. Both conferencing servers and UASes MAY support other formats.
Nevertheless, the XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] document provides features, such as hierarchical lists and the ability to include entries by reference relative to the XCAP root URI, that are not needed by the multiple REFER service defined in this document.
Figure 1 (URI List) shows an example of a flat list that follows the resource list document.
<?xml version="1.0" encoding="UTF-8"?> <resource-lists xmlns="urn:ietf:params:xml:ns:resource-lists" xmlns:cp="urn:ietf:params:xml:ns:copycontrol"> <list> <entry uri="sip:bill@example.com" cp:copyControl="to" /> <entry uri="sip:joe@example.org" cp:copyControl="cc" /> <entry uri="sip:ted@example.net" cp:copyControl="bcc" /> </list> </resource-lists>
Figure 1: URI List |
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As indicated in Section 4 (The multiple-refer SIP Option-Tag) and Section 5 (Suppressing REFER's Implicit Subscription) a SIP REFER-Issuer that creates a REFER request with multiple REFER-Targets includes a "multiple-refer" and "norefersub" option-tags in the Require header field and, if appropriate, a Refer-Sub header field set to "false". The REFER-Issuer includes the set of REFER-Targets in a recipient-list body whose disposition type is 'recipient-list', as defined in the Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services]. The URI-list body is further described in Section 6 (URI-List Format).
The Refer-To header field of a REFER request with multiple REFER-Targets MUST contain a pointer (i.e., a Content-ID Uniform Resource Locator (URL) as per RFC 2392 (Levinson, E., “Content-ID and Message-ID Uniform Resource Locators,” August 1998.) [RFC2392]) that points to the body part that carries the URI-list. The REFER-Issuer SHOULD NOT include any particular URI more than once in the URI-list.
The XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] document provides features, such as hierarchical lists and the ability to include entries by reference relative to the XCAP root URI. However, these features are not needed by the multiple REFER service defined in this document. Therefore, when using the default resource list document, SIP REFER-Issuers generating REFER requests with multiple REFER-Targets SHOULD use flat lists (i.e., no hierarchical lists) and SHOULD NOT use <entry-ref> elements.
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The REFER-Recipient follows the rules in Section 2.4.2 of RFC 3515 (Sparks, R., “The Session Initiation Protocol (SIP) Refer Method,” April 2003.) [RFC3515] to determine the status code of the response to the REFER.
The REFER-Recipient SHOULD not create an implicit subscription, and SHOULD add a Refer-Sub header field set to "false" in the 200 OK response.
The incoming REFER request typically contains a URI-list document or reference with the actual list of recipients. If this URI-list includes resources tagged with the 'copyControl' attribute set to a value of "to" or "cc", and if appropriate for the service, e.g., if it is non-mid dialog request, the URI-list server SHOULD include a URI-list in each of the outgoing requests. This list SHOULD be formatted according to the XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] and the XML Format Extension for Representing Copy Control Attributes in Resource Lists (Garcia, M. and G. Camarillo, “Extensible Markup Language (XML) Format Extension for Representing Copy Control Attributes in Resource Lists,” August 2008.) [I‑D.ietf‑sipping‑capacity‑attribute]. The URI-list server MUST follow the procedures specified in XML Format for Representing Resource Lists (Rosenberg, J., “Extensible Markup Language (XML) Formats for Representing Resource Lists,” May 2007.) [RFC4826] with respect handling of the 'anonymize', 'count' and 'copyControl' attributes.
Section 4 of the Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services] discusses cases when duplicated URIs are found in a URI-list. In order to avoid duplicated requests, REFER-Recipients MUST take those actions specified in Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services] into account to avoid sending duplicated request to the same recipient.
If the server includes a URI-list in an outgoing request, it MUST include a Content-Disposition header field, specified in RFC 2183 (Troost, R., Dorner, S., and K. Moore, “Communicating Presentation Information in Internet Messages: The Content-Disposition Header Field,” August 1997.) [RFC2183], with the value set to 'recipient-list-history' and a 'handling' parameter, specified in RFC 3204 (Zimmerer, E., Peterson, J., Vemuri, A., Ong, L., Audet, F., Watson, M., and M. Zonoun, “MIME media types for ISUP and QSIG Objects,” December 2001.) [RFC3204], set to "optional".
Since the multiple REFER service does not use hierarchical lists nor lists that include entries by reference to the XCAP root URI, a REFER-Recipient receiving a URI-list with more information than what has been described in Section 6 (URI-List Format) MAY discard all the extra information.
The REFER-Recipient follows the rules in RFC 3515 (Sparks, R., “The Session Initiation Protocol (SIP) Refer Method,” April 2003.) [RFC3515] to generate the necessary requests towards the REFER-Targets, acting as if it had received a regular (no URI-list) REFER per each URI in the URI-list.
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Figure 2 (Example flow of a REFER request containing multiple REFER-Targets) shows an example flow where a REFER-Issuer sends a multiple-REFER request to the focus of a conference, which acts as the REFER-Recipient. The REFER-Recipient generates a BYE request per REFER-Target. Details for using REFER request to remove participants from a conference are specified in RFC 4579 (Johnston, A. and O. Levin, “Session Initiation Protocol (SIP) Call Control - Conferencing for User Agents,” August 2006.) [RFC4579].
+--------+ +---------+ +--------+ +--------+ +--------+ | REFER | | REFER | | REFER | | REFER | | REFER | | issuer | |recipient| |target 1| |target 2| |target 3| | | | | | | | | | | | Carol | | (focus) | | Bill | | Joe | | Ted | +--------+ +---------+ +--------+ +--------+ +--------+ | 1. REFER | | | | | ---------------->| | | | | 2. 202 Accepted | | | | |<---------------- | 3. BYE | | | | | ----------->| | | | | 4. BYE | | | | | ----------------------->| | | | 5. BYE | | | | | ----------------------------------->| | | 6. 200 OK | | | | |<----------- | | | | | 7. 200 OK | | | | |<----------------------- | | | | 8. 200 OK | | | | |<----------------------------------- | | | | | | | | | | | | | | | |
Figure 2: Example flow of a REFER request
containing multiple REFER-Targets |
The REFER request (1) contains a Refer-To header field that includes a pointer to the message body, which carries a list with the URIs of the REFER-Targets. In this example, the URI-list does not contain the copyControl attribute extension. The REFER's Require header field carries the "multiple-refer" and "norefersub" option-tags. The Request-URI is set to a Globally Routable User Agent URIs (GRUU) (Rosenberg, J., “Obtaining and Using Globally Routable User Agent (UA) URIs (GRUU) in the Session Initiation Protocol (SIP),” October 2007.) [I‑D.ietf‑sip‑gruu] (as a guarantee that the REFER request will not fork). The Refer-Sub header field is set to "false" to request the suppression of the implicit subscription. Figure 3 (REFER request with multiple REFER-Targets) shows an example of this REFER request. The resource list document contains the list of REFER-Target URIs along with the method of the SIP request that the REFER-Recipient generates.
REFER sip:conf-123@example.com;gruu;opaque=hha9s8d-999a SIP/2.0 Via: SIP/2.0/TCP client.chicago.example.com ;branch=z9hG4bKhjhs8ass83 Max-Forwards: 70 To: "Conference 123" <sip:conf-123@example.com> From: Carol <sip:carol@chicago.example.com>;tag=32331 Call-ID: d432fa84b4c76e66710 CSeq: 2 REFER Contact: <sip:carol@client.chicago.example.com> Refer-To: <cid:cn35t8jf02@example.com> Refer-Sub: false Require: multiple-refer, norefersub Allow: INVITE, ACK, CANCEL, OPTIONS, BYE, REFER, SUBSCRIBE, NOTIFY Allow-Events: dialog Accept: application/sdp, message/sipfrag Content-Type: application/resource-lists+xml Content-Disposition: recipient-list Content-Length: 362 Content-ID: <cn35t8jf02@example.com> <?xml version="1.0" encoding="UTF-8"?> <resource-lists xmlns="urn:ietf:params:xml:ns:resource-lists" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"> <list> <entry uri="sip:bill@example.com?method=BYE" /> <entry uri="sip:joe@example.org?method=BYE" /> <entry uri="sip:ted@example.net?method=BYE" /> </list> </resource-lists>
Figure 3: REFER request with multiple
REFER-Targets |
Figure 4 (BYE request) shows an example of the BYE request (3) that the REFER-Recipient sends to the first REFER-Target.
BYE sip:bill@example.com SIP/2.0 Via: SIP/2.0/TCP conference.example.com ;branch=z9hG4bKhjhs8assmm Max-Forwards: 70 From: "Conference 123" <sip:conf-123@example.com>;tag=88734 To: <sip:bill@example.com>;tag=29872 Call-ID: d432fa84b4c34098s812 CSeq: 34 BYE Content-Length: 0
Figure 4: BYE request |
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The Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services] discusses issues related to SIP URI-list services. Given that a REFER-Recipient accepting REFER requests with multiple REFER-targets acts as an URI-list service, implementations of this type of server MUST follow the security-related rules in the Framework and Security Considerations for SIP URI-List Services (Camarillo, G. and A. Roach, “Framework and Security Considerations for Session Initiation Protocol (SIP) Uniform Resource Identifier (URI)-List Services,” November 2007.) [I‑D.ietf‑sipping‑uri‑services]. These rules include mandatory authentication and authorization of clients, and opt-in lists.
Additionally, REFER-Recipients SHOULD only accept REFER requests within the context of an application the server understands (e.g., a conferencing application). This implies that servers MUST NOT accept REFER requests for methods they do not understand. The idea behind these two rules is that servers are not used as dumb servers whose only function is to fan-out random messages they do not understand.
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This document defines a new SIP option-tag: "multiple-refer". This option-tag should be registered in the SIP Parameters registry.
The following row shall be added to the "Option Tags" section of the SIP Parameter Registry:
Name | Description | Reference |
---|---|---|
multiple-refer | This option tag indicates support for REFER requests that contain a resource list document describing multiple REFER targets. | [RFCXXXX] |
Table 1: Registration of the
'multiple-refer' Option-Tag in SIP |
Note to the RFC Editor: Please replace [RFCXXXX] with the RFC number of this specification.
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[RFC4575] | Rosenberg, J., Schulzrinne, H., and O. Levin, “A Session Initiation Protocol (SIP) Event Package for Conference State,” RFC 4575, August 2006 (TXT). |
[RFC4579] | Johnston, A. and O. Levin, “Session Initiation Protocol (SIP) Call Control - Conferencing for User Agents,” BCP 119, RFC 4579, August 2006 (TXT). |
[I-D.ietf-sip-gruu] | Rosenberg, J., “Obtaining and Using Globally Routable User Agent (UA) URIs (GRUU) in the Session Initiation Protocol (SIP),” draft-ietf-sip-gruu-15 (work in progress), October 2007 (TXT). |
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Gonzalo Camarillo | |
Ericsson | |
Hirsalantie 11 | |
Jorvas 02420 | |
Finland | |
Email: | Gonzalo.Camarillo@ericsson.com |
Aki Niemi | |
Nokia | |
P.O. Box 321 | |
NOKIA GROUP, FIN 00045 | |
Finland | |
Email: | Aki.Niemi@nokia.com |
Markus Isomaki | |
Nokia | |
P.O. Box 100 | |
NOKIA GROUP, FIN 00045 | |
Finland | |
Email: | markus.isomaki@nokia.com |
Miguel A. Garcia-Martin | |
Nokia | |
P.O.Box 6 | |
Nokia Siemens Networks, FIN 02022 | |
Finland | |
Email: | miguel.garcia@nsn.com |
Hisham Khartabil | |
Ericsson Australia | |
Email: | hisham.khartabil@gmail.com |
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