Network Working Group | J. Schaad |
Internet-Draft | Soaring Hawk Consulting |
Updates: 5272, 5273, 5274 (if approved) | April 06, 2011 |
Intended status: Standards Track | |
Expires: October 08, 2011 |
Certificate Management over CMS (CMC) Updates
draft-ietf-pkix-rfc5272-bis-03
This document contains a set of updates to the base syntax for CMC, a Certificate Management protocol using the Cryptographic Message Syntax (CMS). This document updates RFC 5272, RFC 5273 and RFC 5274.
This Internet-Draft is submitted in full conformance with the provisions of BCP 78 and BCP 79.
Internet-Drafts are working documents of the Internet Engineering Task Force (IETF). Note that other groups may also distribute working documents as Internet-Drafts. The list of current Internet- Drafts is at http://datatracker.ietf.org/drafts/current/.
Internet-Drafts are draft documents valid for a maximum of six months and may be updated, replaced, or obsoleted by other documents at any time. It is inappropriate to use Internet-Drafts as reference material or to cite them other than as "work in progress."
This Internet-Draft will expire on October 08, 2011.
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While dealing with the Suite B profile of CMC [I-D.turner-suiteb-cmc], a number of defencies where noted in the current base CMC specification. This document has a set of updates to [RFC5272], [RFC5273] and [RFC5274] to deal with those issues.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].
This section is inserted before the current section 1.3.
The following changes were made in this document.
Table 1 is to be updated by the addition of the following rows:
Control Identifier | OID | Syntax | Section |
---|---|---|---|
id-cmc-raIdentityWitness | id-cmc TBD | BodyPartPath | 6.20 |
id-cmc-responseBody | id-cmc TBD | BodyPartPath | 6.21 |
Replace the text of the section with the following text.
In a Full PKI Request, identity proof information about the client is carried in the certificate associated with signature of the SignedData containing the certification requests, one of the two identity proof controls or the MAC computed for the AuthenticatedData containing the certification reqeusts. Proof-of-possession information for key pairs, however, is carried separately for each PKCS #10 or CRMF certification request. (For keys capable of generating a digital signature, the POP is provided by the signature on the PKCS #10 or CRMF request. For encryption-only keys, the controls described in Section 6.7 are used.) In order to prevent substitution-style attacks, the protocol must guarantee that the same entity supplied both the POP and proof-of-identity information.
We describe three mechanisms for linking identity and POP information: witness values cryptographically derived from a shared-secret (Section 6.3.1), shared-secret/subject name matching (Section 6.3.2), and subject name matching to an existing certificate (Section 6.3.3). Clients and servers MUST support the witness value and the certificate linking techniques. Clients and servers MAY support shared-secret/name matching or MAY support other bilateral techniques of similar strength. The idea behind the first two mechanisms is to force the client to sign some data into each certification request that can be directly associated with the shared-secret; this will defeat attempts to include certification requests from different entities in a single Full PKI Request.
New section title is "Existing Certificate Linking". Replace all text in this section with this text.
Linking between the POP and an identity is easy when an existing certificate is used. The client copies all of the naming information from the existing certificate (subject name and subject alternative name) into the new certification request. The POP on the new public key is then performed by using the new key to sign the identity information (linking the POP to a specific identity). The identity information is then tied to the POP information by signing the entire enrollment request with the public key of the existing certificate.
Existing certificate linking can be used in the following circumstances:
The RA Identity Proof Witness control allows an RA to indicate to subsequence control processors that all of the identity proof requirements have been met. This permits the identity proof to be performed at a location closer to the end-entity. For example, the identity proof could be done at a physical location while the CA could be companywide (and thus span multiple physical locations). The RA performs the identity proof, and potentially other tasks that require the secret to be used, while the CA would be prevented from knowing the secret. If the identity proof fails, then the RA returns an error to the client denoting that fact.
The relevant ASN.1 for the RA Identity Proof Witness control is as follows:
cmc-raIdentityWitness CMC-CONTROL ::= { BodyPartPath IDENTIFIED BY id-cmc-raIdentityWitness } id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc TBD}
The above ASN.1 defines the following items:
The RA Identity Proof Witness control will frequently be associated with a Modify Certification Request control which changes the name fields in the associated certification requests as the RA will frequently know the actual name to be assigned to the entity requesting the certificate and the entity will not know the actual details of the name. (The association would be setup by the operator at the time the shared secret was generated by the RA.)
When this control is placed in a message, it is RECOMMENDED that the Control Processed Control be placed in the body sequence as well. Using the explicit new control, rather than implicitly relying on the Control Processed control is important due to the need to explicitly know which identity proofs have been perform. The new control also allows an RA to state that out-of-band idenitity proofs have been performed.
When the identity proof is performed by an RA, the RA also needs to validate the linking between the identity proof and the name information wrapped inside of the key proof-of-possession.
This item is to be added to the table in section 6.
The Response Body Control is designed for an RA to inform an EE that there is an embedded response message that needs to be processed as part of the processing of this message. This control is designed to be used in a couple of different cases where an RA has done some additional processing on the certificate request such as key generation and needs to respond with both the original response message from the certificate issues as well as the response the RA is generating. Another case this is useful is the shared secret is between the RA and the EE and the RA needs to return a Publish Trust Anchors control in order to populate the correct trust points.
The relaveant ASN.1 for the Response Body Control is as follows:
cmc-responseBody CMC-CONTROL ::= { BodyPartPath IDENTIFIED BY id-cmc-responseBody } id-cmc-responseBody OBJECT IDENTIFIER ::= {id-cmc TBD}
The above ASN.1 defines the following items:
This section is to be inserted before the current section 7.
There are a number of different locations that various types of attributes can be placed in either a CMC request or a CMC response message. These places include the attribute sequence of a PKCS #10 request, registrcation controls in CRMF and the various CMS attribute sequences.
The Client Name Change Request Attribute is designed for a client to ask for a change in its name as part of a certificate request. This cannot be done in the simple way of just changing the requested subject name in the certificate template because of security issues. The name in the certificate request needs to match the name in the certificate used to sign the request in order that identity and possession proofs are correctly applied.
The relevant ASN.1 for the Client Name Change Request attribute is as follows:
at-cmc-changeSubjectName ATTRIBUTE ::= { ChangeSubjectName IDENTIFIED BY id-cmc-changeSubjectName } id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc TBD} ChangeSubjectName ::= SEQUENCE { subject Name OPTIONAL, subjectAlt SubjectAltName OPTIONAL } (WITH COMPONENTS {..., subject PRESENT} | COMPONENTS {..., subjectAltPRESENT} )
The attribute is designed to be used as an ATTRIBUTE object. As such the attribute is placed in one of the following two places:
The control is identified by the Object Identifier id-cmc-changedSubjectName.
The ASN.1 type associated with control is ChangeSubjectName. The fields of the structure are configured as follows:
At least one of the fields in the sequence MUST be present when encoding the structure.
When the CA processes this attribute in a certification request it will do the following:
This section is to be inserted before the current section 8.
Certificates for servers used in the CMC protocol SHOULD conform with the profile defined in [RFC5280]. This document defines some additional items that can appear in CMC server certificates. Section 8.1 defines some additional Extended Key Usage values that can appear in certificates. Section 8.2 defines a new Subject Information Access value which allows for a CMC certificate to publish information on how to contact the services it provides.
The Extended Key Usage (EKU) extension is used to restrict the use of a certificate to specific applications. We define three different EKUs in this document. The ASN.1 to define these EKUs is:
id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp TBD } id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp TBD } id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp TBD }
The usage description for each of the EKUs is as follows:
The subject information access extension indicates how to access the information and services for the subject of the certificate. We define a new value to go into this extension to identify the different locations that CMC services will be available. If this value is placed in a certificate, an appropriate extended key usage defined in section 8.1 MUST be included in the certificate as well.
The id-ad-cmc OID is used when the subject offers certification services using the CMC Protocol. Where the CMC services are available via HTTP or FTP, accessLocation MUST be a uniformResourceIdentifier. Where the CMC services are available via electronic mail, accessLocation MUST be an rfc822Name. Where CMC services are available using TCP/IP, the dNSName or iPAddress name forms MUST be used. Since the GeneralName data structure does not permit the inclusion of a port number, in the absence of other external configuration information the value of TBD1 should be used. The semantics of other name forms of accessLocation (when accessMethod is id-ad-cmc) are not defined by this specification.
The ASN.1 for this extension is: GeneralName
id-ad-cmc OBJECT IDENTIFIER ::= { id-ad TBD }
The following replaces paragraph 3 in section 5.
CMC requires a registered port number [IANA] to send and recieve CMC messages over TCP. The title of this IP Protocol number is "pkix-cmc". The value of this TCP port is TBD1.
This is a new section to be inserted before the current section 6.
Keyword Decimal Description pkix-cmc TBD1/tcp PKIX Certificate Management using CMS (CMC)
IANA is requested to assign a TCP port number in the Registered Port Number range for the use of CMC.
The following lines should be added to the end of Table 1.
The following table lists the name and level of support required for each control.
Control | EE | RA | CA |
---|---|---|---|
RaIdentityWitness | N/A | MUST | (2) |
ChangeSubjectName | MAY | N/A | MUST |
This document contains a new IANA considerations section to be added to [RFC5273] as part of this update.
To be supplied.
[RFC2119] | Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. |
[RFC5272] | Schaad, J. and M. Myers, "Certificate Management over CMS (CMC)", RFC 5272, June 2008. |
[RFC5273] | Schaad, J. and M. Myers, "Certificate Management over CMS (CMC): Transport Protocols", RFC 5273, June 2008. |
[RFC5274] | Schaad, J. and M. Myers, "Certificate Management Messages over CMS (CMC): Compliance Requirements", RFC 5274, June 2008. |
[RFC5280] | Cooper, D., Santesson, S., Farrell, S., Boeyen, S., Housley, R. and W. Polk, "Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile", RFC 5280, May 2008. |
[RFC5912] | Hoffman, P. and J. Schaad, "New ASN.1 Modules for the Public Key Infrastructure Using X.509 (PKIX)", RFC 5912, June 2010. |
[I-D.turner-suiteb-cmc] | Zieglar, L, Peck, M and S Turner, "Suite B Profile of Certificate Management over CMS", Internet-Draft draft-turner-suiteb-cmc-03, June 2010. |
This section contains the updated ASN.1 module for [RFC5272]. This module replaces the module in Appendix A. Although a 2008 ASN.1 Module is provided, this remains the normative module as per the policy of the PKIX working group.
EnrollmentMessageSyntax { iso(1) identified-organization(3) dod(4) internet(1) security(5) mechansims(5) pkix(7) id-mod(0) id-mod-cmc2011(TBD50) } DEFINITIONS IMPLICIT TAGS ::= BEGIN -- EXPORTS All -- -- The types and values defined in this module are exported for use -- in the other ASN.1 modules. Other applications may use them for -- their own purposes. IMPORTS -- PKIX Part 1 - Implicit From [PKIXCERT] GeneralName, CRLReason, ReasonFlags, GeneralNames FROM PKIX1Implicit88 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-implicit(19)} -- PKIX Part 1 - Explicit From [PKIXCERT] AlgorithmIdentifier, Extension, Name, CertificateSerialNumber, id-ad, id-kp FROM PKIX1Explicit88 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-pkix1-explicit(18)} -- Cryptographic Message Syntax FROM [CMS] ContentInfo, Attribute, IssuerAndSerialNumber FROM CryptographicMessageSyntax2004 { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) modules(0) cms-2004(24)} -- CRMF FROM [CRMF] CertReqMsg, PKIPublicationInfo, CertTemplate FROM PKIXCRMF-2005 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-crmf2005(36)}; -- Global Types -- UTF8String ::= [UNIVERSAL 12] IMPLICIT OCTET STRING -- The content of this type conforms to RFC 2279. id-pkix OBJECT IDENTIFIER ::= { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) } id-cmc OBJECT IDENTIFIER ::= {id-pkix 7} -- CMC controls id-cct OBJECT IDENTIFIER ::= {id-pkix 12} -- CMC content types -- The following controls have the type OCTET STRING id-cmc-identityProof OBJECT IDENTIFIER ::= {id-cmc 3} id-cmc-dataReturn OBJECT IDENTIFIER ::= {id-cmc 4} id-cmc-regInfo OBJECT IDENTIFIER ::= {id-cmc 18} id-cmc-responseInfo OBJECT IDENTIFIER ::= {id-cmc 19} id-cmc-queryPending OBJECT IDENTIFIER ::= {id-cmc 21} id-cmc-popLinkRandom OBJECT IDENTIFIER ::= {id-cmc 22} id-cmc-popLinkWitness OBJECT IDENTIFIER ::= {id-cmc 23} -- The following controls have the type UTF8String id-cmc-identification OBJECT IDENTIFIER ::= {id-cmc 2} -- The following controls have the type INTEGER id-cmc-transactionId OBJECT IDENTIFIER ::= {id-cmc 5} -- The following controls have the type OCTET STRING id-cmc-senderNonce OBJECT IDENTIFIER ::= {id-cmc 6} id-cmc-recipientNonce OBJECT IDENTIFIER ::= {id-cmc 7} -- This is the content type used for a request message in the protocol id-cct-PKIData OBJECT IDENTIFIER ::= { id-cct 2 } PKIData ::= SEQUENCE { controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute, reqSequence SEQUENCE SIZE(0..MAX) OF TaggedRequest, cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo, otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg } bodyIdMax INTEGER ::= 4294967295 BodyPartID ::= INTEGER(0..bodyIdMax) TaggedAttribute ::= SEQUENCE { bodyPartID BodyPartID, attrType OBJECT IDENTIFIER, attrValues SET OF AttributeValue } AttributeValue ::= ANY TaggedRequest ::= CHOICE { tcr [0] TaggedCertificationRequest, crm [1] CertReqMsg, orm [2] SEQUENCE { bodyPartID BodyPartID, requestMessageType OBJECT IDENTIFIER, requestMessageValue ANY DEFINED BY requestMessageType } } TaggedCertificationRequest ::= SEQUENCE { bodyPartID BodyPartID, certificationRequest CertificationRequest } CertificationRequest ::= SEQUENCE { certificationRequestInfo SEQUENCE { version INTEGER, subject Name, subjectPublicKeyInfo SEQUENCE { algorithm AlgorithmIdentifier, subjectPublicKey BIT STRING }, attributes [0] IMPLICIT SET OF Attribute }, signatureAlgorithm AlgorithmIdentifier, signature BIT STRING } TaggedContentInfo ::= SEQUENCE { bodyPartID BodyPartID, contentInfo ContentInfo } OtherMsg ::= SEQUENCE { bodyPartID BodyPartID, otherMsgType OBJECT IDENTIFIER, otherMsgValue ANY DEFINED BY otherMsgType } -- This defines the response message in the protocol id-cct-PKIResponse OBJECT IDENTIFIER ::= { id-cct 3 } ResponseBody ::= PKIResponse PKIResponse ::= SEQUENCE { controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute, cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo, otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg } -- Used to return status state in a response id-cmc-statusInfo OBJECT IDENTIFIER ::= {id-cmc 1} CMCStatusInfo ::= SEQUENCE { cMCStatus CMCStatus, bodyList SEQUENCE SIZE (1..MAX) OF BodyPartID, statusString UTF8String OPTIONAL, otherInfo CHOICE { failInfo CMCFailInfo, pendInfo PendInfo } OPTIONAL } PendInfo ::= SEQUENCE { pendToken OCTET STRING, pendTime GeneralizedTime } CMCStatus ::= INTEGER { success (0), failed (2), pending (3), noSupport (4), confirmRequired (5), popRequired (6), partial (7) } -- Note: -- The spelling of unsupportedExt is corrected in this version. -- In RFC 2797, it was unsuportedExt. CMCFailInfo ::= INTEGER { badAlg (0), badMessageCheck (1), badRequest (2), badTime (3), badCertId (4), unsupportedExt (5), mustArchiveKeys (6), badIdentity (7), popRequired (8), popFailed (9), noKeyReuse (10), internalCAError (11), tryLater (12), authDataFail (13) } -- Used for RAs to add extensions to certification requests id-cmc-addExtensions OBJECT IDENTIFIER ::= {id-cmc 8} AddExtensions ::= SEQUENCE { pkiDataReference BodyPartID, certReferences SEQUENCE OF BodyPartID, extensions SEQUENCE OF Extension } id-cmc-encryptedPOP OBJECT IDENTIFIER ::= {id-cmc 9} id-cmc-decryptedPOP OBJECT IDENTIFIER ::= {id-cmc 10} EncryptedPOP ::= SEQUENCE { request TaggedRequest, cms ContentInfo, thePOPAlgID AlgorithmIdentifier, witnessAlgID AlgorithmIdentifier, witness OCTET STRING } DecryptedPOP ::= SEQUENCE { bodyPartID BodyPartID, thePOPAlgID AlgorithmIdentifier, thePOP OCTET STRING } id-cmc-lraPOPWitness OBJECT IDENTIFIER ::= {id-cmc 11} LraPopWitness ::= SEQUENCE { pkiDataBodyid BodyPartID, bodyIds SEQUENCE OF BodyPartID } -- id-cmc-getCert OBJECT IDENTIFIER ::= {id-cmc 15} GetCert ::= SEQUENCE { issuerName GeneralName, serialNumber INTEGER } id-cmc-getCRL OBJECT IDENTIFIER ::= {id-cmc 16} GetCRL ::= SEQUENCE { issuerName Name, cRLName GeneralName OPTIONAL, time GeneralizedTime OPTIONAL, reasons ReasonFlags OPTIONAL } id-cmc-revokeRequest OBJECT IDENTIFIER ::= {id-cmc 17} RevokeRequest ::= SEQUENCE { issuerName Name, serialNumber INTEGER, reason CRLReason, invalidityDate GeneralizedTime OPTIONAL, passphrase OCTET STRING OPTIONAL, comment UTF8String OPTIONAL } id-cmc-confirmCertAcceptance OBJECT IDENTIFIER ::= {id-cmc 24} CMCCertId ::= IssuerAndSerialNumber -- The following is used to request V3 extensions be added to a -- certificate id-ExtensionReq OBJECT IDENTIFIER ::= {iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) 14} ExtensionReq ::= SEQUENCE SIZE (1..MAX) OF Extension -- The following exists to allow Diffie-Hellman Certification -- Requests Messages to be well-formed id-alg-noSignature OBJECT IDENTIFIER ::= {id-pkix id-alg(6) 2} NoSignatureValue ::= OCTET STRING -- Unauthenticated attribute to carry removable data. -- This could be used in an update of "CMC Extensions: Server Side -- Key Generation and Key Escrow" (February 2005) and in other -- documents. id-aa OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2)} id-aa-cmc-unsignedData OBJECT IDENTIFIER ::= {id-aa 34} CMCUnsignedData ::= SEQUENCE { bodyPartPath BodyPartPath, identifier OBJECT IDENTIFIER, content ANY DEFINED BY identifier } -- Replaces CMC Status Info -- id-cmc-statusInfoV2 OBJECT IDENTIFIER ::= {id-cmc 25} CMCStatusInfoV2 ::= SEQUENCE { cMCStatus CMCStatus, bodyList SEQUENCE SIZE (1..MAX) OF BodyPartReference, statusString UTF8String OPTIONAL, otherInfo CHOICE { failInfo CMCFailInfo, pendInfo PendInfo, extendedFailInfo SEQUENCE { failInfoOID OBJECT IDENTIFIER, failInfoValue AttributeValue } } OPTIONAL } BodyPartReference ::= CHOICE { bodyPartID BodyPartID, bodyPartPath BodyPartPath } BodyPartPath ::= SEQUENCE SIZE (1..MAX) OF BodyPartID -- Allow for distribution of trust anchors -- id-cmc-trustedAnchors OBJECT IDENTIFIER ::= {id-cmc 26} PublishTrustAnchors ::= SEQUENCE { seqNumber INTEGER, hashAlgorithm AlgorithmIdentifier, anchorHashes SEQUENCE OF OCTET STRING } id-cmc-authData OBJECT IDENTIFIER ::= {id-cmc 27} AuthPublish ::= BodyPartID -- These two items use BodyPartList id-cmc-batchRequests OBJECT IDENTIFIER ::= {id-cmc 28} id-cmc-batchResponses OBJECT IDENTIFIER ::= {id-cmc 29} BodyPartList ::= SEQUENCE SIZE (1..MAX) OF BodyPartID -- id-cmc-publishCert OBJECT IDENTIFIER ::= {id-cmc 30} CMCPublicationInfo ::= SEQUENCE { hashAlg AlgorithmIdentifier, certHashes SEQUENCE OF OCTET STRING, pubInfo PKIPublicationInfo } id-cmc-modCertTemplate OBJECT IDENTIFIER ::= {id-cmc 31} ModCertTemplate ::= SEQUENCE { pkiDataReference BodyPartPath, certReferences BodyPartList, replace BOOLEAN DEFAULT TRUE, certTemplate CertTemplate } -- Inform follow on servers that one or more controls have already -- been processed id-cmc-controlProcessed OBJECT IDENTIFIER ::= {id-cmc 32} ControlsProcessed ::= SEQUENCE { bodyList SEQUENCE SIZE(1..MAX) OF BodyPartReference } -- Identity Proof control w/ algorithm agility id-cmc-identityProofV2 OBJECT IDENTIFIER ::= { id-cmc 34 } IdentifyProofV2 ::= SEQUENCE { proofAlgID AlgorithmIdentifier, macAlgId AlgorithmIdentifier, witness OCTET STRING } id-cmc-popLinkWitnessV2 OBJECT IDENTIFIER ::= { id-cmc 33 } PopLinkWitnessV2 ::= SEQUENCE { keyGenAlgorithm AlgorithmIdentifier, macAlgorithm AlgorithmIdentifier, witness OCTET STRING } -- id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc TBD42} -- -- Allow for an End-Entity to request a change in name -- This item is added to RegControlSet in CRMF -- id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc TBD43} ChangeSubjectName ::= SEQUENCE { subject Name OPTIONAL, subjectAlt GeneralNames OPTIONAL } -- (WITH COMPONENTS {..., subject PRESENT} | -- WITH COMPONENTS {..., subjectAlt PRESENT} ) -- -- Key purpose identifiers are in the extended key usage extension -- id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp TBD44 } id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp TBD45 } id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp TBD46 } -- -- Subject Information Access identifier -- id-ad-cmc OBJECT IDENTIFIER ::= { id-ad TBD47 } END
An updated 2009 ASN.1 module has been provided as part of this update. The module contains changes that were made as part of the re-write to current ASN.1 standards in [RFC5912] as well as the changes for this document.
EnrollmentMessageSyntax-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechansims(5) pkix(7) id-mod(0) id-mod-cmc2002-02(TBD49)} DEFINITIONS IMPLICIT TAGS ::= BEGIN EXPORTS ALL; IMPORTS AttributeSet{}, Extension{}, EXTENSION, ATTRIBUTE FROM PKIX-CommonTypes-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkixCommon-02(57)} AlgorithmIdentifier{}, DIGEST-ALGORITHM, KEY-WRAP, KEY-DERIVATION, MAC-ALGORITHM, SIGNATURE-ALGORITHM, PUBLIC-KEY FROM AlgorithmInformation-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-algorithmInformation-02(58)} CertificateSerialNumber, GeneralName, CRLReason, ReasonFlags, CertExtensions, GeneralNames FROM PKIX1Implicit-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-implicit-02(59)} Name, id-pkix, PublicKeyAlgorithms, SignatureAlgorithms, id-ad, id-kp FROM PKIX1Explicit-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-explicit-02(51)} ContentInfo, IssuerAndSerialNumber, CONTENT-TYPE FROM CryptographicMessageSyntax-2009 { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) modules(0) id-mod-cms-2009(58) } CertReqMsg, PKIPublicationInfo, CertTemplate FROM PKIXCRMF-2009 {iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-crmf2005-02(55)} mda-sha1 FROM PKIXAlgs-2009 { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-algorithms2008-02(56)} kda-PBKDF2, maca-hMAC-SHA1 FROM CryptographicMessageSyntaxAlgorithms-2009 { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) modules(0) id-mod-cmsalg-2001-02(37) } mda-sha256 FROM PKIX1-PSS-OAEP-Algorithms-2009 { iso(1) identified-organization(3) dod(6) internet(1) security(5) mechanisms(5) pkix(7) id-mod(0) id-mod-pkix1-rsa-pkalgs-02(54) } ; -- CMS Content types defined in this document CMC-ContentTypes CONTENT-TYPE ::= { ct-PKIData | ct-PKIResponse, ... } -- Signature Algorithms defined in this document SignatureAlgs SIGNATURE-ALGORITHM ::= { sa-noSignature } -- CMS Unsigned Attributes CMC-UnsignedAtts ATTRIBUTE ::= { aa-cmc-unsignedData } -- -- id-cmc OBJECT IDENTIFIER ::= {id-pkix 7} -- CMC controls id-cct OBJECT IDENTIFIER ::= {id-pkix 12} -- CMC content types -- This is the content type for a request message in the protocol ct-PKIData CONTENT-TYPE ::= { TYPE PKIData IDENTIFIED BY id-cct-PKIData } id-cct-PKIData OBJECT IDENTIFIER ::= { id-cct 2 } PKIData ::= SEQUENCE { controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute, reqSequence SEQUENCE SIZE(0..MAX) OF TaggedRequest, cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo, otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg } BodyPartID ::= INTEGER(0..4294967295) TaggedAttribute ::= SEQUENCE { bodyPartID BodyPartID, attrType CMC-CONTROL.&id({Cmc-Control-Set}), attrValues SET OF CMC-CONTROL. &Type({Cmc-Control-Set}{@attrType}) } Cmc-Control-Set CMC-CONTROL ::= { cmc-identityProof | cmc-dataReturn | cmc-regInfo | cmc-responseInfo | cmc-queryPending | cmc-popLinkRandom | cmc-popLinkWitness | cmc-identification | cmc-transactionId | cmc-senderNonce | cmc-recipientNonce | cmc-statusInfo | cmc-addExtensions | cmc-encryptedPOP | cmc-decryptedPOP | cmc-lraPOPWitness | cmc-getCert | cmc-getCRL | cmc-revokeRequest | cmc-confirmCertAcceptance | cmc-statusInfoV2 | cmc-trustedAnchors | cmc-authData | cmc-batchRequests | cmc-batchResponses | cmc-publishCert | cmc-modCertTemplate | cmc-controlProcessed | cmc-identityProofV2 | cmc-popLinkWitnessV2, ..., cmc-raIdentityWitness } OTHER-REQUEST ::= TYPE-IDENTIFIER -- We do not define any other requests in this document -- examples might be attribute certification requests OtherRequests OTHER-REQUEST ::= {...} TaggedRequest ::= CHOICE { tcr [0] TaggedCertificationRequest, crm [1] CertReqMsg, orm [2] SEQUENCE { bodyPartID BodyPartID, requestMessageType OTHER-REQUEST.&id({OtherRequests}), requestMessageValue OTHER-REQUEST.&Type({OtherRequests} {@.requestMessageType}) } } TaggedCertificationRequest ::= SEQUENCE { bodyPartID BodyPartID, certificationRequest CertificationRequest } AttributeList ATTRIBUTE ::= {at-extension-req, ..., at-cmc-changeSubjectName} CertificationRequest ::= SEQUENCE { certificationRequestInfo SEQUENCE { version INTEGER, subject Name, subjectPublicKeyInfo SEQUENCE { algorithm AlgorithmIdentifier{PUBLIC-KEY, {PublicKeyAlgorithms}}, subjectPublicKey BIT STRING }, attributes [0] IMPLICIT SET OF AttributeSet{{AttributeList}} }, signatureAlgorithm AlgorithmIdentifier {SIGNATURE-ALGORITHM, {SignatureAlgorithms}}, signature BIT STRING } TaggedContentInfo ::= SEQUENCE { bodyPartID BodyPartID, contentInfo ContentInfo } OTHER-MSG ::= TYPE-IDENTIFIER -- No other messages currently defined OtherMsgSet OTHER-MSG ::= {...} OtherMsg ::= SEQUENCE { bodyPartID BodyPartID, otherMsgType OTHER-MSG.&id({OtherMsgSet}), otherMsgValue OTHER-MSG.&Type({OtherMsgSet}{@otherMsgType}) } -- This defines the response message in the protocol ct-PKIResponse CONTENT-TYPE ::= { TYPE PKIResponse IDENTIFIED BY id-cct-PKIResponse } id-cct-PKIResponse OBJECT IDENTIFIER ::= { id-cct 3 } ResponseBody ::= PKIResponse PKIResponse ::= SEQUENCE { controlSequence SEQUENCE SIZE(0..MAX) OF TaggedAttribute, cmsSequence SEQUENCE SIZE(0..MAX) OF TaggedContentInfo, otherMsgSequence SEQUENCE SIZE(0..MAX) OF OtherMsg } CMC-CONTROL ::= TYPE-IDENTIFIER -- The following controls have the type OCTET STRING cmc-identityProof CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-identityProof } id-cmc-identityProof OBJECT IDENTIFIER ::= {id-cmc 3} cmc-dataReturn CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-dataReturn } id-cmc-dataReturn OBJECT IDENTIFIER ::= {id-cmc 4} cmc-regInfo CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-regInfo } id-cmc-regInfo OBJECT IDENTIFIER ::= {id-cmc 18} cmc-responseInfo CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-responseInfo } id-cmc-responseInfo OBJECT IDENTIFIER ::= {id-cmc 19} cmc-queryPending CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-queryPending } id-cmc-queryPending OBJECT IDENTIFIER ::= {id-cmc 21} cmc-popLinkRandom CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-popLinkRandom } id-cmc-popLinkRandom OBJECT IDENTIFIER ::= {id-cmc 22} cmc-popLinkWitness CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-popLinkWitness } id-cmc-popLinkWitness OBJECT IDENTIFIER ::= {id-cmc 23} -- The following controls have the type UTF8String cmc-identification CMC-CONTROL ::= { UTF8String IDENTIFIED BY id-cmc-identification } id-cmc-identification OBJECT IDENTIFIER ::= {id-cmc 2} -- The following controls have the type INTEGER cmc-transactionId CMC-CONTROL ::= { INTEGER IDENTIFIED BY id-cmc-transactionId } id-cmc-transactionId OBJECT IDENTIFIER ::= {id-cmc 5} -- The following controls have the type OCTET STRING cmc-senderNonce CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-senderNonce } id-cmc-senderNonce OBJECT IDENTIFIER ::= {id-cmc 6} cmc-recipientNonce CMC-CONTROL ::= { OCTET STRING IDENTIFIED BY id-cmc-recipientNonce } id-cmc-recipientNonce OBJECT IDENTIFIER ::= {id-cmc 7} -- Used to return status in a response cmc-statusInfo CMC-CONTROL ::= { CMCStatusInfo IDENTIFIED BY id-cmc-statusInfo } id-cmc-statusInfo OBJECT IDENTIFIER ::= {id-cmc 1} CMCStatusInfo ::= SEQUENCE { cMCStatus CMCStatus, bodyList SEQUENCE SIZE (1..MAX) OF BodyPartID, statusString UTF8String OPTIONAL, otherInfo CHOICE { failInfo CMCFailInfo, pendInfo PendInfo } OPTIONAL } PendInfo ::= SEQUENCE { pendToken OCTET STRING, pendTime GeneralizedTime } CMCStatus ::= INTEGER { success (0), failed (2), pending (3), noSupport (4), confirmRequired (5), popRequired (6), partial (7) } CMCFailInfo ::= INTEGER { badAlg (0), badMessageCheck (1), badRequest (2), badTime (3), badCertId (4), unsuportedExt (5), mustArchiveKeys (6), badIdentity (7), popRequired (8), popFailed (9), noKeyReuse (10), internalCAError (11), tryLater (12), authDataFail (13) } -- Used for RAs to add extensions to certification requests cmc-addExtensions CMC-CONTROL ::= { AddExtensions IDENTIFIED BY id-cmc-addExtensions } id-cmc-addExtensions OBJECT IDENTIFIER ::= {id-cmc 8} AddExtensions ::= SEQUENCE { pkiDataReference BodyPartID, certReferences SEQUENCE OF BodyPartID, extensions SEQUENCE OF Extension{{CertExtensions}} } cmc-encryptedPOP CMC-CONTROL ::= { EncryptedPOP IDENTIFIED BY id-cmc-encryptedPOP } cmc-decryptedPOP CMC-CONTROL ::= { DecryptedPOP IDENTIFIED BY id-cmc-decryptedPOP } id-cmc-encryptedPOP OBJECT IDENTIFIER ::= {id-cmc 9} id-cmc-decryptedPOP OBJECT IDENTIFIER ::= {id-cmc 10} EncryptedPOP ::= SEQUENCE { request TaggedRequest, cms ContentInfo, thePOPAlgID AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}}, witnessAlgID AlgorithmIdentifier{DIGEST-ALGORITHM, {WitnessAlgs}}, witness OCTET STRING } POPAlgs MAC-ALGORITHM ::= {maca-hMAC-SHA1, ...} WitnessAlgs DIGEST-ALGORITHM ::= {mda-sha1, ...} DecryptedPOP ::= SEQUENCE { bodyPartID BodyPartID, thePOPAlgID AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}}, thePOP OCTET STRING } cmc-lraPOPWitness CMC-CONTROL ::= { LraPopWitness IDENTIFIED BY id-cmc-lraPOPWitness } id-cmc-lraPOPWitness OBJECT IDENTIFIER ::= {id-cmc 11} LraPopWitness ::= SEQUENCE { pkiDataBodyid BodyPartID, bodyIds SEQUENCE OF BodyPartID } -- cmc-getCert CMC-CONTROL ::= { GetCert IDENTIFIED BY id-cmc-getCert } id-cmc-getCert OBJECT IDENTIFIER ::= {id-cmc 15} GetCert ::= SEQUENCE { issuerName GeneralName, serialNumber INTEGER } cmc-getCRL CMC-CONTROL ::= { GetCRL IDENTIFIED BY id-cmc-getCRL } id-cmc-getCRL OBJECT IDENTIFIER ::= {id-cmc 16} GetCRL ::= SEQUENCE { issuerName Name, cRLName GeneralName OPTIONAL, time GeneralizedTime OPTIONAL, reasons ReasonFlags OPTIONAL } cmc-revokeRequest CMC-CONTROL ::= { RevokeRequest IDENTIFIED BY id-cmc-revokeRequest} id-cmc-revokeRequest OBJECT IDENTIFIER ::= {id-cmc 17} RevokeRequest ::= SEQUENCE { issuerName Name, serialNumber INTEGER, reason CRLReason, invalidityDate GeneralizedTime OPTIONAL, passphrase OCTET STRING OPTIONAL, comment UTF8String OPTIONAL } cmc-confirmCertAcceptance CMC-CONTROL ::= { CMCCertId IDENTIFIED BY id-cmc-confirmCertAcceptance } id-cmc-confirmCertAcceptance OBJECT IDENTIFIER ::= {id-cmc 24} CMCCertId ::= IssuerAndSerialNumber -- The following is used to request V3 extensions be added -- to a certificate at-extension-req ATTRIBUTE ::= { TYPE ExtensionReq IDENTIFIED BY id-ExtensionReq } id-ExtensionReq OBJECT IDENTIFIER ::= {iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) 14} ExtensionReq ::= SEQUENCE SIZE (1..MAX) OF Extension{{CertExtensions}} -- The following allows Diffie-Hellman Certification Request -- Messages to be well-formed sa-noSignature SIGNATURE-ALGORITHM ::= { IDENTIFIER id-alg-noSignature VALUE NoSignatureValue PARAMS TYPE NULL ARE required HASHES { mda-sha1 } } id-alg-noSignature OBJECT IDENTIFIER ::= {id-pkix id-alg(6) 2} NoSignatureValue ::= OCTET STRING -- Unauthenticated attribute to carry removable data. id-aa OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) id-aa(2)} aa-cmc-unsignedData ATTRIBUTE ::= { TYPE CMCUnsignedData IDENTIFIED BY id-aa-cmc-unsignedData } id-aa-cmc-unsignedData OBJECT IDENTIFIER ::= {id-aa 34} CMCUnsignedData ::= SEQUENCE { bodyPartPath BodyPartPath, identifier TYPE-IDENTIFIER.&id, content TYPE-IDENTIFIER.&Type } -- Replaces CMC Status Info -- cmc-statusInfoV2 CMC-CONTROL ::= { CMCStatusInfoV2 IDENTIFIED BY id-cmc-statusInfoV2 } id-cmc-statusInfoV2 OBJECT IDENTIFIER ::= {id-cmc 25} EXTENDED-FAILURE-INFO ::= TYPE-IDENTIFIER ExtendedFailures EXTENDED-FAILURE-INFO ::= {...} CMCStatusInfoV2 ::= SEQUENCE { cMCStatus CMCStatus, bodyList SEQUENCE SIZE (1..MAX) OF BodyPartReference, statusString UTF8String OPTIONAL, otherInfo CHOICE { failInfo CMCFailInfo, pendInfo PendInfo, extendedFailInfo [1] SEQUENCE { failInfoOID TYPE-IDENTIFIER.&id ({ExtendedFailures}), failInfoValue TYPE-IDENTIFIER.&Type ({ExtendedFailures} {@.failInfoOID}) } } OPTIONAL } BodyPartReference ::= CHOICE { bodyPartID BodyPartID, bodyPartPath BodyPartPath } BodyPartPath ::= SEQUENCE SIZE (1..MAX) OF BodyPartID -- Allow for distribution of trust anchors -- cmc-trustedAnchors CMC-CONTROL ::= { PublishTrustAnchors IDENTIFIED BY id-cmc-trustedAnchors } id-cmc-trustedAnchors OBJECT IDENTIFIER ::= {id-cmc 26} PublishTrustAnchors ::= SEQUENCE { seqNumber INTEGER, hashAlgorithm AlgorithmIdentifier{DIGEST-ALGORITHM, {HashAlgorithms}}, anchorHashes SEQUENCE OF OCTET STRING } HashAlgorithms DIGEST-ALGORITHM ::= { mda-sha1 | mda-sha256, ... } cmc-authData CMC-CONTROL ::= { AuthPublish IDENTIFIED BY id-cmc-authData } id-cmc-authData OBJECT IDENTIFIER ::= {id-cmc 27} AuthPublish ::= BodyPartID -- These two items use BodyPartList cmc-batchRequests CMC-CONTROL ::= { BodyPartList IDENTIFIED BY id-cmc-batchRequests } id-cmc-batchRequests OBJECT IDENTIFIER ::= {id-cmc 28} cmc-batchResponses CMC-CONTROL ::= { BodyPartList IDENTIFIED BY id-cmc-batchResponses } id-cmc-batchResponses OBJECT IDENTIFIER ::= {id-cmc 29} BodyPartList ::= SEQUENCE SIZE (1..MAX) OF BodyPartID cmc-publishCert CMC-CONTROL ::= { CMCPublicationInfo IDENTIFIED BY id-cmc-publishCert } id-cmc-publishCert OBJECT IDENTIFIER ::= {id-cmc 30} CMCPublicationInfo ::= SEQUENCE { hashAlg AlgorithmIdentifier{DIGEST-ALGORITHM, {HashAlgorithms}}, certHashes SEQUENCE OF OCTET STRING, pubInfo PKIPublicationInfo } cmc-modCertTemplate CMC-CONTROL ::= { ModCertTemplate IDENTIFIED BY id-cmc-modCertTemplate } id-cmc-modCertTemplate OBJECT IDENTIFIER ::= {id-cmc 31} ModCertTemplate ::= SEQUENCE { pkiDataReference BodyPartPath, certReferences BodyPartList, replace BOOLEAN DEFAULT TRUE, certTemplate CertTemplate } -- Inform follow-on servers that one or more controls have -- already been processed cmc-controlProcessed CMC-CONTROL ::= { ControlsProcessed IDENTIFIED BY id-cmc-controlProcessed } id-cmc-controlProcessed OBJECT IDENTIFIER ::= {id-cmc 32} ControlsProcessed ::= SEQUENCE { bodyList SEQUENCE SIZE(1..MAX) OF BodyPartReference } -- Identity Proof control w/ algorithm agility cmc-identityProofV2 CMC-CONTROL ::= { IdentityProofV2 IDENTIFIED BY id-cmc-identityProofV2 } id-cmc-identityProofV2 OBJECT IDENTIFIER ::= { id-cmc 33 } IdentityProofV2 ::= SEQUENCE { proofAlgID AlgorithmIdentifier{DIGEST-ALGORITHM, {WitnessAlgs}}, macAlgId AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}}, witness OCTET STRING } cmc-popLinkWitnessV2 CMC-CONTROL ::= { PopLinkWitnessV2 IDENTIFIED BY id-cmc-popLinkWitnessV2 } id-cmc-popLinkWitnessV2 OBJECT IDENTIFIER ::= { id-cmc 34 } PopLinkWitnessV2 ::= SEQUENCE { keyGenAlgorithm AlgorithmIdentifier{KEY-DERIVATION, {KeyDevAlgs}}, macAlgorithm AlgorithmIdentifier{MAC-ALGORITHM, {POPAlgs}}, witness OCTET STRING } KeyDevAlgs KEY-DERIVATION ::= {kda-PBKDF2, ...} cmc-raIdentityWitness CMC-CONTROL ::= { BodyPartPath IDENTIFIED BY id-cmc-raIdentityWitness } id-cmc-raIdentityWitness OBJECT IDENTIFIER ::= {id-cmc TBD42} -- -- Allow for an End-Entity to request a change in name -- This item is added to RegControlSet in CRMF -- at-cmc-changeSubjectName ATTRIBUTE ::= { TYPE ChangeSubjectName IDENTIFIED BY id-cmc-changeSubjectName } id-cmc-changeSubjectName OBJECT IDENTIFIER ::= {id-cmc TBD43} ChangeSubjectName ::= SEQUENCE { subject Name OPTIONAL, subjectAlt GeneralNames OPTIONAL } (WITH COMPONENTS {..., subject PRESENT} | WITH COMPONENTS {..., subjectAlt PRESENT} ) -- -- Key purpose identifiers are in the extended key usage extension -- id-kp-cmcCA OBJECT IDENTIFIER ::= { id-kp TBD44 } id-kp-cmcRA OBJECT IDENTIFIER ::= { id-kp TBD45 } id-kp-cmcArchive OBJECT IDENTIFIER ::= { id-kp TBD46 } -- -- Subject Information Access identifier -- id-ad-cmc OBJECT IDENTIFIER ::= { id-ad TBD47 } END