ForCES Protocol Specification
draft-ietf-forces-protocol-19.txt

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Abstract

This document specifies the Forwarding and Control Element Separation (ForCES) protocol. ForCES protocol is used for communications between Control Elements(CEs) and Forwarding Elements (FEs) in a ForCES Network Element (ForCES NE). This specification is intended to meet the ForCES protocol requirements defined in RFC3654. Besides the ForCES protocol, this specification also defines the requirements for the Transport Mapping Layer (TML).

Authors

The participants in the ForCES Protocol Team, primary co-authors and co-editors, of this protocol specification, are:

Ligang Dong (Zhejiang Gongshang University), Avri Doria (Lulea University of Technology), Ram Gopal (Nokia), Robert Haas (IBM), Jamal Hadi Salim (Znyx), Hormuzd M Khosravi (Intel), and Weiming Wang (Zhejiang Gongshang University). Special acknowledgement goes to Joel Halpern who has done extensive editing in support of congruence between the model and this protocol specification. Without his participation and persistence, this specification might never have been completed.

Table of Contents

1.  Terminology and Conventions
    1.1.  Requirements Language
    1.2.  Other Notation
    1.3.  Integers
2.  Introduction
3.  Definitions
4.  Overview
    4.1.  Protocol Framework
        4.1.1.  The PL
        4.1.2.  The TML
        4.1.3.  The FEM/CEM Interface
    4.2.  ForCES Protocol Phases
        4.2.1.  Pre-association
        4.2.2.  Post-association
    4.3.  Protocol Mechanisms
        4.3.1.  Transactions, Atomicity, Execution and Responses
        4.3.2.  Scalability
        4.3.3.  Heartbeat Mechanism
        4.3.4.  FE Object and FE Protocol LFBs
    4.4.  Protocol Scenarios
        4.4.1.  Association Setup State
        4.4.2.  Association Established state or Steady State
5.  TML Requirements
    5.1.  TML Parameterization
6.  Message Encapsulation
    6.1.  Common Header
    6.2.  Type Length Value (TLV) Structuring
        6.2.1.  Nested TLVs
        6.2.2.  Scope of the T in TLV
    6.3.  ILV
    6.4.  Important Protocol encapsulations
        6.4.1.  Paths
        6.4.2.  Keys
        6.4.3.  DATA TLVs
        6.4.4.  Addressing LFB entities
7.  Protocol Construction
    7.1.  Discussion on encoding
        7.1.1.  Data Packing Rules
        7.1.2.  Path Flags
        7.1.3.  Relation of operational flags with global message flags
        7.1.4.  Content Path Selection
        7.1.5.  LFBselect-TLV
        7.1.6.  OPER-TLV
        7.1.7.  RESULT TLV
        7.1.8.  DATA TLV
        7.1.9.  SET and GET Relationship
    7.2.  Protocol Encoding Visualization
    7.3.  Core ForCES LFBs
        7.3.1.  FE Protocol LFB
        7.3.2.  FE Object LFB
    7.4.  Semantics of Message Direction
    7.5.  Association Messages
        7.5.1.  Association Setup Message
        7.5.2.  Association Setup Response Message
        7.5.3.  Association Teardown Message
    7.6.  Configuration Messages
        7.6.1.  Config Message
        7.6.2.  Config Response Message
    7.7.  Query Messages
        7.7.1.  Query Message
        7.7.2.  Query Response Message
    7.8.  Event Notification Message
    7.9.  Packet Redirect Message
    7.10.  Heartbeat Message
8.  High Availability Support
    8.1.  Relation with the FE Protocol
    8.2.  Responsibilities for HA
9.  Security Considerations
    9.1.  No Security
        9.1.1.  Endpoint Authentication
        9.1.2.  Message Authentication
    9.2.  ForCES PL and TML security service
        9.2.1.  Endpoint authentication service
        9.2.2.  Message authentication service
        9.2.3.  Confidentiality service
10.  Acknowledgements
11.  References
    11.1.  Normative References
    11.2.  Informational References
Appendix A.  IANA Considerations
    A.1.  Message Type Name Space
    A.2.  Operation Selection
    A.3.  Header Flags
    A.4.  TLV Type Name Space
    A.5.  Result-TLV Result Values
    A.6.  Association Setup Response
    A.7.  Association Teardown Message
Appendix B.  ForCES Protocol LFB schema
    B.1.  Capabilities
    B.2.  Components
Appendix C.  Data Encoding Examples
Appendix D.  Use Cases
§  Authors' Addresses
§  Intellectual Property and Copyright Statements

1.  Terminology and Conventions

1.1.  Requirements Language

The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 (Bradner, S., “Key words for use in RFCs to Indicate Requirement Levels,” March 1997.) [RFC2119].

1.2.  Other Notation

In Table 1 and Table 2 the following notation is used to indicate multiplicity:

(value)+ .... means "1 or more instance of value"

(value)* .... means "0 or more instance of value"

1.3.  Integers

All integers are to be coded as unsigned binary integers of appropriate length.

2.  Introduction

Forwarding and Control Element Separation (ForCES) defines an architectural framework and associated protocols to standardize information exchange between the control plane and the forwarding plane in a ForCES Network Element (ForCES NE). RFC 3654 has defined the ForCES requirements, and RFC 3746 has defined the ForCES framework. While there may be multiple protocols used within the overall ForCES architecture, the term "ForCES protocol" and "protocol" as used in this document refers to the protocol used to standardize the information exchange between Control Elements (CEs) and Forwarding Elements (FEs) only.

The ForCES FE model [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) presents a formal way to define FE Logical Function Blocks (LFBs) using XML. LFB configuration components, capabilities, and associated events are defined when the LFB is formally created. The LFBs within the FE are accordingly controlled in a standardized way by the ForCES protocol.

This document defines the ForCES protocol specifications. The ForCES protocol works in a master-slave mode in which FEs are slaves and CEs are masters. The protocol includes commands for transport of Logical Function Block (LFB) configuration information, association setup, status, and event notifications, etc.

Section 3 (Definitions) provides a glossary of terminology used in the specification.

Section 4 (Overview) provides an overview of the protocol, including a discussion on the protocol framework, descriptions of the Protocol Layer (PL) and a Transport Mapping Layer (TML), as well as of the ForCES protocol mechanisms. Section 4.4 (Protocol Scenarios) describes several Protocol scenarios and includes message exchange descriptions.

While this document does not define the TML, Section 5 (TML Requirements) details the services that a TML must provide (TML requirements).

The ForCES protocol defines a common header for all protocol messages. The header is defined in Section 6.1 (Common Header), while the protocol messages are defined in Section 7 (Protocol Construction).

Section 8 (High Availability Support) describes the protocol support for high availability mechanisms including redundancy and fail over.

Section 9 (Security Considerations) defines the security mechanisms provided by the PL and TML.

3.  Definitions

This document follows the terminology defined by the ForCES Requirements in [RFC3654] (Khosravi, H. and T. Anderson, “Requirements for Separation of IP Control and Forwarding,” November 2003.) and by the ForCES framework in [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.). The definitions below are repeated below for clarity.

Addressable Entity (AE) - A physical device that is directly addressable given some interconnect technology. For example, on IP networks, it is a device which can be reached using an IP address; and on a switch fabric, it is a device which can be reached using a switch fabric port number.

Control Element (CE) - A logical entity that implements the ForCES protocol and uses it to instruct one or more FEs on how to process packets. CEs handle functionality such as the execution of control and signaling protocols.

CE Manager (CEM) - A logical entity responsible for generic CE management tasks. It is particularly used during the pre-association phase to determine with which FE(s) a CE should communicate. This process is called FE discovery and may involve the CE manager learning the capabilities of available FEs.

Datapath - A conceptual path taken by packets within the forwarding plane inside an FE.

Forwarding Element (FE) - A logical entity that implements the ForCES protocol. FEs use the underlying hardware to provide per-packet processing and handling as directed/controlled by one or more CEs via the ForCES protocol.

FE Model - A model that describes the logical processing functions of an FE. The FE model is defined using Logical Function Blocks (LFBs).

FE Manager (FEM) - A logical entity responsible for generic FE management tasks. It is used during pre-association phase to determine with which CE(s) an FE should communicate. This process is called CE discovery and may involve the FE manager learning the capabilities of available CEs. An FE manager may use anything from a static configuration to a pre-association phase protocol (see below) to determine which CE(s) to use. Being a logical entity, an FE manager might be physically combined with any of the other logical entities such as FEs.

ForCES Network Element (NE) - An entity composed of one or more CEs and one or more FEs. To entities outside an NE, the NE represents a single point of management. Similarly, an NE usually hides its internal organization from external entities.

High Touch Capability - This term will be used to apply to the capabilities found in some forwarders to take action on the contents or headers of a packet based on content other than what is found in the IP header. Examples of these capabilities include quality of service policies, virtual private networks, firewall, and L7 content recognition.

Inter-FE Topology - See FE Topology.

Intra-FE Topology - See LFB Topology.

LFB (Logical Function Block) - The basic building block that is operated on by the ForCES protocol. The LFB is a well defined, logically separable functional block that resides in an FE and is controlled by the CE via ForCES protocol. The LFB may reside at the FE's datapath and process packets or may be purely an FE control or configuration entity that is operated on by the CE. Note that the LFB is a functionally accurate abstraction of the FE's processing capabilities, but not a hardware-accurate representation of the FE implementation.

FE Topology - A representation of how the multiple FEs within a single NE are interconnected. Sometimes this is called inter-FE topology, to be distinguished from intra-FE topology (i.e., LFB topology).

LFB Class and LFB Instance - LFBs are categorized by LFB Classes. An LFB Instance represents an LFB Class (or Type) existence. There may be multiple instances of the same LFB Class (or Type) in an FE. An LFB Class is represented by an LFB Class ID, and an LFB Instance is represented by an LFB Instance ID. As a result, an LFB Class ID associated with an LFB Instance ID uniquely specifies an LFB existence.

LFB Metadata - Metadata is used to communicate per-packet state from one LFB to another, but is not sent across the network. The FE model defines how such metadata is identified, produced and consumed by the LFBs. It defines the functionality but not how metadata is encoded within an implementation.

LFB Attribute - Operational parameters of the LFBs that must be visible to the CEs are conceptualized in the FE model as the LFB attributes. The LFB attributes include, for example, flags, single parameter arguments, complex arguments, and tables that the CE can read and/or write via the ForCES protocol (see below).

LFB Topology - Representation of how the LFB instances are logically interconnected and placed along the datapath within one FE. Sometimes it is also called intra-FE topology, to be distinguished from inter-FE topology.

Pre-association Phase - The period of time during which an FE Manager and a CE Manager are determining which FE(s) and CE(s) should be part of the same network element.

Post-association Phase - The period of time during which an FE knows which CE is to control it and vice versa. This includes the time during which the CE and FE are establishing communication with one another.

ForCES Protocol - While there may be multiple protocols used within the overall ForCES architecture, the term "ForCES protocol" and "protocol" refer to the Fp reference points in the ForCES Framework in [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.). This protocol does not apply to CE-to-CE communication, FE-to-FE communication, or to communication between FE and CE managers. Basically, the ForCES protocol works in a master-slave mode in which FEs are slaves and CEs are masters. This document defines the specifications for this ForCES protocol.

ForCES Protocol Layer (ForCES PL) - A layer in the ForCES protocol architecture that defines the ForCES protocol messages, the protocol state transfer scheme, as well as the ForCES protocol architecture itself (including requirements of ForCES TML as shown below). Specifications of ForCES PL are defined by this document.

ForCES Protocol Transport Mapping Layer (ForCES TML) - A layer in ForCES protocol architecture that uses the capabilities of existing transport protocols to specifically address protocol message transportation issues, such as how the protocol messages are mapped to different transport media (like TCP, IP, ATM, Ethernet, etc), and how to achieve and implement reliability, multicast, ordering, etc. The ForCES TML specifications are detailed in separate ForCES documents, one for each TML.

4.  Overview

The reader is referred to the Framework document [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.), and in particular sections 3 and 4, for an architectural overview and an explanation of how the ForCES protocol fits in. There may be some content overlap between the framework document and this section in order to provide clarity. This document is authoritative on the protocol whereas [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.) is authoritative on the architecture.

4.1.  Protocol Framework

Figure 1 (ForCES Architectural Diagram) below is reproduced from the Framework document for clarity. It shows a NE with two CEs and two FEs.

                         ---------------------------------------
                         | ForCES Network Element              |
  --------------   Fc    | --------------      --------------  |
  | CE Manager |---------+-|     CE 1   |------|    CE 2    |  |
  --------------         | |            |  Fr  |            |  |
        |                | --------------      --------------  |
        | Fl             |         |  |    Fp       /          |
        |                |       Fp|  |----------| /           |
        |                |         |             |/            |
        |                |         |             |             |
        |                |         |     Fp     /|----|        |
        |                |         |  /--------/      |        |
  --------------     Ff  | --------------      --------------  |
  | FE Manager |---------+-|     FE 1   |  Fi  |     FE 2   |  |
  --------------         | |            |------|            |  |
                         | --------------      --------------  |
                         |   |  |  |  |          |  |  |  |    |
                         ----+--+--+--+----------+--+--+--+-----
                             |  |  |  |          |  |  |  |
                             |  |  |  |          |  |  |  |
                               Fi/f                   Fi/f

       Fp: CE-FE interface
       Fi: FE-FE interface
       Fr: CE-CE interface
       Fc: Interface between the CE Manager and a CE
       Ff: Interface between the FE Manager and an FE
       Fl: Interface between the CE Manager and the FE Manager
       Fi/f: FE external interface

The ForCES protocol domain is found in the Fp Reference Points. The Protocol Element configuration reference points, Fc and Ff also play a role in the booting up of the ForCES Protocol. The protocol element configuration (indicated by reference points Fc, Ff, and Fl in [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.) ) is out of scope of the ForCES protocol but is touched on in this document in discussion of FEM and CEM since it is an integral part of the protocol pre-association phase.

Figure 2 (Examples of CE and FE functions) below shows further breakdown of the Fp interfaces by means of the example of an MPLS QoS enabled Network Element.

      -------------------------------------------------
      |       |       |       |       |       |       |
      |OSPF   |RIP    |BGP    |RSVP   |LDP    |. . .  |
      |       |       |       |       |       |       |
      -------------------------------------------------    CE
      |               ForCES Interface                |
      -------------------------------------------------
                              ^   ^
                              |   |
                      ForCES  |   |data
                      control |   |packets
                      messages|   |(e.g., routing packets)
                              |   |
                              v   v
      -------------------------------------------------
      |               ForCES Interface                |
      -------------------------------------------------    FE
      |       |       |       |       |       |       |
      |LPM Fwd|Meter  |Shaper |MPLS   |Classi-|. . .  |
      |       |       |       |       |fier   |       |
      -------------------------------------------------

The ForCES Interface shown in Figure 2 (Examples of CE and FE functions) constitutes two pieces: the PL and the TML.

This is depicted in Figure 3 (ForCES Interface) below.

      +------------------------------------------------
      |               CE PL                           |
      +------------------------------------------------
      |              CE TML                           |
      +------------------------------------------------
                                ^
                                |
                   ForCES       |   (i.e  ForCES data + control
                   PL           |    packets )
                   messages     |
                   over         |
                   specific     |
                   TML          |
                   encaps       |
                   and          |
                   transport    |
                                |
                                v
      +------------------------------------------------
      |              FE TML                           |
      +------------------------------------------------
      |               FE PL                           |
      +------------------------------------------------

The PL is in fact the ForCES protocol. Its semantics and message layout are defined in this document. The TML Layer is necessary to connect two ForCES PLs as shown in Figure 3 (ForCES Interface) above. The TML is out of scope for this document but is within scope of ForCES. This document defines requirements the PL needs the TML to meet.

Both the PL and the TML are standardized by the IETF. While only one PL is defined, different TMLs are expected to be standardized. To interoperate the TML at the CE and FE are expected to conform to the same definition.

On transmit, the PL delivers its messages to the TML. The local TML delivers the message to the destination TML. On receive, the TML delivers the message to its destination PL.

4.1.1.  The PL

The PL is common to all implementations of ForCES and is standardized by the IETF as defined in this document. The PL is responsible for associating an FE or CE to an NE. It is also responsible for tearing down such associations. An FE uses the PL to transmit various subscribed-to events to the CE PL as well as to respond to various status requests issued from the CE PL. The CE configures both the FE and associated LFBs' operational parameters using the PL. In addition the CE may send various requests to the FE to activate or deactivate it, reconfigure its HA parameterization, subscribe to specific events etc. More details can be found in Section 7 (Protocol Construction).

4.1.2.  The TML

The TML transports the PL messages. The TML is where the issues of how to achieve transport level reliability, congestion control, multicast, ordering, etc. are handled. It is expected that more than one TML will be standardized. The various possible TMLs could vary their implementations based on the capabilities of underlying media and transport. However, since each TML is standardized, interoperability is guaranteed as long as both endpoints support the same TML. All ForCES Protocol Layer implementations MUST be portable across all TMLs, because all TMLs MUST have the top edge semantics defined in this document.

4.1.3.  The FEM/CEM Interface

The FEM and CEM components, although valuable in the setup and configurations of both the PL and TML, are out of scope of the ForCES protocol. The best way to think of them is as configurations/parameterizations for the PL and TML before they become active (or even at runtime based on implementation). In the simplest case, the FE or CE reads a static configuration file. RFC 3746 has a more detailed description on how the FEM and CEM could be used. The pre-association phase, where the CEM and FEM can be used, are described briefly in Section 4.2.1 (Pre-association).

An example of typical things the FEM/CEM could configure would be TML specific parameterizations such as:

a.

How the TML connection should happen (for example what IP addresses to use, transport modes etc);

b.

The ID for the FE (FEID) or CE (CEID) (which would also be issued during the pre-association phase).

c.

Security parameterization such as keys etc.

d.

Connection association parameters

Example of connection association parameters this might be:

• simple parameters: send up to 3 association messages every 1 second
• complex parameters: send up to 4 association messages with increasing exponential timeout

4.2.  ForCES Protocol Phases

ForCES, in relation to NEs, involves two phases: the pre-association phase, where configuration/initialization/bootup of the TML and PL layer happens, and the post-association phase where the ForCES protocol operates to manipulate the parameters of the FEs.

                     CE sends Association Setup
         +---->--->------------>---->---->---->------->----+
         |                                                 Y
         ^                                                 |
         |                                                 Y
     +---+-------+                                     +-------------+
     |FE Pre-    |                                     | FE Post-    |
     |Association|    CE sends Association Teardown    | Association |
     |Phase      |<------- <------<-----<------<-------+ Phase       |
     |           |                                     |             |
     +-----------+                                     +-------------+
           ^                                               Y
           |                                               |
           +-<---<------<-----<------<----<---------<------+
                         FE loses association

In the mandated case, once associated, the FE may forward packets depending on the configuration of its specific LFBs. An FE which is associated to a CE will continue sending packets until it receives an Association teardown message or until it loses association. An unassociated FE MAY continue sending packets when it has a high availability capability. The extra details are explained in Section 8 (High Availability Support) and not discussed here to allow for a clear explanation of the basics.

The FE state transitions are controlled by means of the FE Object LFB FEState component, which is defined in [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) section 5.1 and also explained in Section 7.3.2 (FE Object LFB).

The FE initializes in the FEState OperDisable. When the FE is ready to process packets in the data path it transitions itself to the OperEnable state.

The CE may decide to pause the FE after it already came up as OperEnable. It does this by setting the FEState to AdminDisable. The FE stays in the AdminDisable state until it is explicitly configured by the CE to transition to the OperEnable state.

When the FE loses its association with the CE it may go into the pre-association phase depending on the programmed policy. For the FE to properly complete the transition to the AdminDisable state, it MUST stop Packet forwarding and this may impact multiple LFBS. How this is achieved is outside the scope of this specification.

4.2.1.  Pre-association

The ForCES interface is configured during the pre-association phase. In a simple setup, the configuration is static and is typically read from a saved configuration file. All the parameters for the association phase are well known after the pre-association phase is complete. A protocol such as DHCP may be used to retrieve the configuration parameters instead of reading them from a static configuration file. Note, this will still be considered static pre-association. Dynamic configuration may also happen using the Fc, Ff and Fl reference points (refer to [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.)). Vendors may use their own proprietary service discovery protocol to pass the parameters. Essentially, only guidelines are provided here and the details are left to the implementation.

The following are scenarios reproduced from the Framework Document to show a pre-association example.

   <----Ff ref pt--->              <--Fc ref pt------->
   FE Manager      FE                CE Manager    CE
    |              |                 |             |
    |              |                 |             |
 (security exchange)               (security exchange)
   1|<------------>| authentication 1|<----------->|authentication
    |              |                 |             |
  (FE ID, components)              (CE ID, components)
   2|<-------------| request        2|<------------|request
    |              |                 |             |
   3|------------->| response       3|------------>|response
   (corresponding CE ID)          (corresponding FE ID)
    |              |                 |             |
    |              |                 |             |

   <-----------Fl ref pt-------------->            |

   FE Manager      FE               CE Manager     CE
    |              |                 |             |
    |              |                 |             |
   (security exchange)               |             |
   1|<------------------------------>|             |
    |              |                 |             |
   (a list of CEs and their components)            |
   2|<-------------------------------|             |
    |              |                 |             |
   (a list of FEs and their components)            |
   3|------------------------------->|             |
    |              |                 |             |
    |              |                 |             |

Before the transition to the association phase, the FEM will have established contact with a CEM component. Initialization of the ForCES interface will have completed, and authentication as well as capability discovery may be complete. Both the FE and CE would have the necessary information for connecting to each other for configuration, accounting, identification, and authentication purposes. To summarize, at the completion of this stage both sides have all the necessary protocol parameters such as timers, etc. The Fl reference point may continue to operate during the association phase and may be used to force a disassociation of an FE or CE. The specific interactions of the CEM and the FEM that are part of the pre-association phase are out of scope; for this reason these details are not discussed any further in this specification. The reader is referred to the framework document [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.) for a slightly more detailed discussion.

4.2.2.  Post-association

In this phase, the FE and CE components communicate with each other using the ForCES protocol (PL over TML) as defined in this document. There are three sub-phases:

• Association Setup Stage
• Established Stage
• Association Lost Stage

4.2.2.1.  Association Setup Stage

The FE attempts to join the NE. The FE may be rejected or accepted. Once granted access into the NE, capabilities exchange happens with the CE querying the FE. Once the CE has the FE capability information, the CE can offer an initial configuration (possibly to restore state) and can query certain components within either an LFB or the FE itself.

More details are provided in Section 4.4 (Protocol Scenarios).

On successful completion of this stage, the FE joins the NE and is moved to the Established Stage.

4.2.2.2.  Established Stage

In this stage, the FE is continuously updated or queried. The FE may also send asynchronous event notifications to the CE or synchronous heartbeat notifications if programmed to do so. This stage continues until a termination occurs, either due to loss of connectivity or due to a termination initiated by either the CE or the FE.

Refer to the section on protocol scenarios, Section 4.4 (Protocol Scenarios), for more details.

4.2.2.3.  Association Lost Stage

In this state, both or either the CE or FE declare the other side is no longer associated. The disconnection could be initiated by either party for administrative purposes but may also be driven by operational reasons such as loss of connectivity.

A core LFB known as FE Protocol Object (FEPO) is defined (refer to Appendix B (ForCES Protocol LFB schema) and Section 7.3.1 (FE Protocol LFB)). FEPO defines various timers which can be used in conjunction with traffic sensitive heartbeat mechanism (Section 4.3.3 (Heartbeat Mechanism)) to detect loss of connectivity.

The loss of connectivity between TMLs does not indicate a loss of association between respective PL layers. If the TML cannot repair the transport loss before the programmed FEPO timer thresholds associated with the FE is exceeded, then the association between the respective PL layers will be lost.

FEPO defines several policies that can be programmed to define behavior upon a detected loss of association. The FEPO's programmed CE failover policy (refer to Section 8 (High Availability Support), Section 7.3.1 (FE Protocol LFB), Section 4.3.3 (Heartbeat Mechanism) and Appendix B (ForCES Protocol LFB schema)) defines what takes place upon loss of association.

For this version of the protocol (as defined in this document), the FE, upon re-association, MUST discard any state it has as invalid and retrieve new state. This approach is motivated by a desire for simplicity (as opposed to efficiency).

4.3.  Protocol Mechanisms

Various semantics are exposed to the protocol users via the PL header including: transaction capabilities, atomicity of transactions, two phase commits, batching/parallelization, high availability and failover as well as command pipelines.

The EM (Execute Mode) flag, AT (Atomic Transaction) flag, and TP (Transaction Phase) flag as defined in the Common Header (Section 6.1 (Common Header)) are relevant to these mechanisms.

4.3.1.  Transactions, Atomicity, Execution and Responses

In the master-slave relationship the CE instructs one or more FEs on how to execute operations and how to report the results.

This section details the different modes of execution that a CE can order the FE(s) to perform, as defined in Section 4.3.1.1 (Execution). It also describes the different modes a CE can ask the FE(s) to use for formatting the responses after processing the operations as requested. These modes relate to the transactional two phase commitment operations.

4.3.1.1.  Execution

There are 3 execution modes that can be requested for a batch of operations spanning one or more LFB selectors (refer to Section 7.1.5 (LFBselect-TLV)) in one protocol message. The EM flag defined in the Common Header Section 6.1 (Common Header) selects the execution mode for a protocol message, as below:

a.

execute-all-or-none

b.

continue-execute-on-failure

c.

execute-until-failure

4.3.1.1.1.  execute-all-or-none

When set to this mode of execution, independent operations in a message MAY be targeted at one or more LFB selectors within an FE. All these operations are executed serially and the FE MUST have no execution failure for any of the operations. If any operation fails to execute, then all the previous ones that have been executed prior to the failure will need to be undone. I.e., there is rollback for this mode of operation.

Refer to Section 4.3.1.2.2 (Transaction Protocol) for how this mode is used in cases of transactions. In such a case, no operation is executed unless a commit is issued by the CE.

Care should be taken on how this mode is used because a mis-configuration could result in traffic losses. To add certainty to the success of an operation, one should use this mode in a transactional operation as described in Section 4.3.1.2.2 (Transaction Protocol)

4.3.1.1.2.  continue-execute-on-failure

If several independent operations are targeted at one or more LFB selectors, execution continues for all operations at the FE even if one or more operations fail.

4.3.1.1.3.  execute-until-failure

In this mode all operations are executed on the FE sequentially until the first failure. The rest of the operations are not executed but operations already completed are not undone. I.e., there is no rollback in this mode of operation.

4.3.1.2.  Transaction and Atomicity

4.3.1.2.1.  Transaction Definition

A transaction is defined as a collection of one or more ForCES operations within one or more PL messages that MUST meet the ACIDity properties [ACID] (Haerder, T. and A. Reuter, “Principles of Transaction-Orientated Database Recovery,” 1983.), defined as:

Atomicity:

In a transaction involving two or more discrete pieces of information, either all of the pieces are committed or none are.

Consistency:

A transaction either creates a new and valid state of data, or, if any failure occurs, returns all data to the state it was in before the transaction was started.

Isolation:

A transaction in process and not yet committed must remain isolated from any other transaction.

Durability:

Committed data is saved by the system such that, even in the event of a failure and a system restart, the data is available in its correct state.

There are cases where the CE knows exact memory and implementation details of the FE such as in the case of an FE-CE pair from the same vendor where the FE-CE pair is tightly coupled. In such a case, the transactional operations may be simplified further by extra computation at the CE. This view is not discussed further other than to mention that it is not disallowed.

As defined above, a transaction is always atomic and MAY be

a.

Within an FE alone Example: updating multiple tables that are dependent on each other. If updating one fails, then any that were already updated must be undone.

b.

Distributed across the NE Example: updating table(s) that are inter-dependent across several FEs (such as L3 forwarding related tables).

4.3.1.2.2.  Transaction Protocol

By use of the execute mode, as defined in Section 4.3.1.1 (Execution), the protocol has provided a mechanism for transactional operations within one stand-alone message. The 'execute-all-or-none' mode can meet the ACID requirements.

For transactional operations of multiple messages within one FE or across FEs, a classical transactional protocol known as Two Phase Commit (2PC) [2PCREF] (Gray, J., “Notes on database operating systems. In Operating Systems: An Advanced Course. Lecture Notes in Computer Science, Vol. 60, pp. 394-481, Springer-Verlag,” 1978.) is supported by the protocol to achieve the transactional operations utilizing Config messages (Section 7.6.1 (Config Message)).

The COMMIT and TRCOMP operations in conjunction with the AT and the TP flags in Common Header (Common Header) are provided for 2PC-based transactional operations spanning multiple messages.

The AT flag, when set, indicates this message belongs to an Atomic Transaction. All messages for a transaction operation must have the AT flag set. If not set, it means the message is a stand-alone message and does not participate in any transaction operation that spans multiple messages.

The TP flag indicates the Transaction Phase this message belongs to. There are four (4) possible phases for an transactional operation known as:

SOT (Start of Transaction)

MOT (Middle of Transaction)

EOT (End of Transaction)

ABT (Abort)

The COMMIT operation is used by the CE to signal to the FE(s) to commit a transaction. When used with an ABT TP flag, the COMMIT operation signals the FE(s) to rollback (i.e un-COMMIT) a previously committed transaction.

The TRCOMP operation is a small addition to the classical 2PC approach. TRCOMP is sent by the CE to signal the FE(s) that the transaction they have COMMITed is now over. This allows the FE(s) an opportunity to clear state they may have kept around to perform a rollback (if it became necessary).

A transaction operation is started with a message in which the TP flag is set to Start of Transaction (SOT). Multi-part messages, after the first one, are indicated by the Middle of Transaction flag (MOT). All messages from the CE MUST set the AlwaysACK flag (Section 6 (Message Encapsulation)) to solicit responses from the FE(s).

Before the CE issues a commit (described further below) the FE MUST only validate that the operation can be executed but not execute it.

Any failure notified by an FE causes the CE to abort the transaction on all FEs involved in the transaction. This is achieved by sending a Config message with an ABT flag and a COMMIT operation.

If there are no failures by any participating FE, the transaction commitment phase is signaled from the CE to the FE by an End of Transaction (EOT) configuration message with a COMMIT operation.

The FE MUST respond to the CE's EOT message. There are two possible failure scenarios in which the CE MUST abort the transaction (as described above):

a.

If any participating FE responds with a failure message in relation to the transaction.

b.

If no response is received from a participating FE within a specified timeout.

If all participating FE(s) respond with a success indicator within the expected time, then the CE MUST issue a TRCOMP operation to all participating FEs. An FE MUST NOT respond to a TRCOMP.

Note that a transactional operation is generically atomic, therefore it requires that the execute modes of all messages in a transaction operation should always be kept the same and be set to 'execute-all-or-none'. If the EM flag is set to other execute modes, it will result in a transaction failure.

As noted above, a transaction may span multiple messages. It is up to the CE to keep track of the different outstanding messages making up a transaction. As an example, the correlator field could be used to mark transactions and a sequence field to label the different messages within the same atomic transaction, but this is out of scope and up to implementations.

4.3.1.2.3.  Recovery

Any of the participating FEs, or the CE, or the associations between them, may fail after the EOT response message has been sent by the FE but before the CE has received all the responses, e.g. if the EOT response never reaches the CE.

In this protocol revision, as indicated in Section 4.2.2.3 (Association Lost Stage), an FE losing an association would be required to get entirely new state from the newly associated CE upon a re-association. Although this approach is simplistic and provides likeliness of loosing datapath traffic, it is a design choice to avoid the additional complexity of managing graceful restarts. The HA mechanisms (Section 8 (High Availability Support)) are provided to allow for a continuous operation in case of FE failures.

Flexibility is provided on how to react when an FE looses association. This is dictated by the CE Failover policy (refer to Section 8 (High Availability Support) and Section 7.3 (Core ForCES LFBs)).

4.3.1.2.4.  Transaction Messaging Example

This section illustrates an example of how a successful two phase commit between a CE and an FE would look like in the simple case.

      FE PL                                                  CE PL

        |                                                      |
        | (1) Config, SOT,AT, EM=All-or-None, OP= SET/DEL,etc  |
        |<-----------------------------------------------------|
        |                                                      |
        | (2) ACKnowledge                                      |
        |----------------------------------------------------->|
        |                                                      |
        | (3) Config, MOT,AT, EM=All-or-None, OP= SET/DEL,etc  |
        |<-----------------------------------------------------|
        |                                                      |
        | (4) ACKnowledge                                      |
        |----------------------------------------------------->|
        |                                                      |
        | (5) Config, MOT,AT, EM=All-or-None, OP= SET/DEL,etc  |
        |<-----------------------------------------------------|
        |                                                      |
        | (6) ACKnowledge                                      |
        |----------------------------------------------------->|
        .                                                      .
        .                                                      .
        .                                                      .
        .                                                      .
        |                                                      |
        | (N) Config, EOT,AT, EM=All-or-None, OP= COMMIT       |
        |<-----------------------------------------------------|
        |                                                      |
        | (N+1)Config-response, ACKnowledge, OP=COMMIT-RESPONSE|
        |----------------------------------------------------->|
        |                                                      |
        | (N+2) Config, OP=TRCOMP                              |
        |<-----------------------------------------------------|

For the scenario illustrated above:

• In step #1, the CE issues a Config message with an operation of choice like a DEL or SET. The transactional flag are set to indicate a Start of Transaction (SOT), Atomic Transaction (AT), execute-all-or-none.
• The FE validates that it can execute the request successfully and then issues an acknowledgment back to the the CE in step #2.
• In step #3, the same sort of construct as in step #1 is repeated by the CE with the transaction flag changed to Middle of Transaction(MOT).
• The FE validates that it can execute the request successfully and then issues an acknowledgment back to the the CE in step #4.
• The CE-FE exchange continues in the same manner until all the operations and their parameters are transferred to the FE. This happens in step #(N-1).
• In step #N, the CE issues a commit. A commit is a config message with an operation of type COMMIT. The transactional flags are set to End of Transaction (EOT). Essentially, this is an "empty" message asking the FE to execute all the operations it has gathered since the beginning of the transaction (message #1).
• The FE at this point executes the full transaction. It then issues an acknowledgment back to the the CE in step #(N+1) which contains a COMMIT-RESPONSE.
• The CE in this case has the simple task of issuing a TRCOMP operation the the FE in step #(N+2)

4.3.2.  Scalability

It is desirable that the PL not become the bottleneck when larger bandwidth pipes become available. To pick a hypothetical example in today's terms, if a 100Gbps pipe is available and there is sufficient work then the PL should be able to take advantage of this and use all of the 100Gbps pipe. Two mechanisms have been provided to achieve this. The first one is batching and the second one is a command pipeline.

Batching is the ability to send multiple commands (such as Config) in one Protocol Data Unit (PDU). The size of the batch will be affected by, amongst other things, the path MTU. The commands may be part of the same transaction or may be part of unrelated transactions that are independent of each other.

Command pipelining allows for pipelining of independent transactions which do not affect each other. Each independent transaction could consist of one or more batches.

4.3.2.1.  Batching

There are several batching levels at different protocol hierarchies.

• multiple PL PDUs can be aggregated under one TML message
• multiple LFB classes and instances (as indicated in the LFB selector) can be addressed within one PL PDU
• Multiple operations can be addressed to a single LFB class and instance

4.3.2.2.  Command Pipelining

The protocol allows any number of messages to be issued by the CE before the corresponding acknowledgments (if requested) have been returned by the FE. Hence pipelining is inherently supported by the protocol. Matching responses with requests messages can be done using the correlator field in the message header.

4.3.3.  Heartbeat Mechanism

Heartbeats (HB) between FEs and CEs are traffic sensitive. An HB is sent only if no PL traffic is sent between the CE and FE within a configured interval. This has the effect of reducing the amount of HB traffic in the case of busy PL periods.

An HB can be sourced by either the CE or FE. When sourced by the CE, a response can be requested (similar to the ICMP ping protocol). The FE can only generate HBs in the case of being configured to do so by the CE. Refer to Section 7.3.1 (FE Protocol LFB) and Section 7.10 (Heartbeat Message) for details.

4.3.4.  FE Object and FE Protocol LFBs

All PL messages operate on LFB constructs, as this provides more flexibility for future enhancements. This means that maintenance and configurability of FEs, NE, as well as the ForCES protocol itself must be expressed in terms of this LFB architecture. For this reason special LFBs are created to accommodate this need.

In addition, this shows how the ForCES protocol itself can be controlled by the very same type of structures (LFBs) it uses to control functions such as IP forwarding, filtering, etc.

To achieve this, the following specialized LFBs are introduced:

• FE Protocol LFB which is used to control the ForCES protocol.
• FE Object LFB which is used to control attributes relative to the FE itself. Such attributes include FEState [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.), vendor, etc.

These LFBs are detailed in Section 7.3 (Core ForCES LFBs).

4.4.  Protocol Scenarios

This section provides a very high level description of sample message sequences between a CE and FE. For protocol message encoding refer to Section 6.1 (Common Header) and for the semantics of the protocol refer to Section 4.3 (Protocol Mechanisms).

4.4.1.  Association Setup State

The associations among CEs and FEs are initiated via Association setup message from the FE. If a setup request is granted by the CE, a successful setup response message is sent to the FE. If CEs and FEs are operating in an insecure environment then the security associations have to be established between them before any association messages can be exchanged. The TML MUST take care of establishing any security associations.

This is typically followed by capability query, topology query, etc. When the FE is ready to start processing the data path, it sets the FEO FEState component to OperEnable (Refer to [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) for details) and reports it to the CE as such when it is first queried. Typically the FE is expected to be ready to process the data path before it associates, but there maybe rare cases where it needs time do some pre-processing - in such a case the FE will start in the OperDisable state and when it is ready will transition to OperEnable state. An example of an FE starting in the OperDisable then transitioning to OperEnable is illustrated in Figure 8 (Message exchange between CE and FE to establish an NE association). The CE could at any time also disable the FEs datapath operations by setting the FEState to AdminDisable. The FE MUST NOT process packets during this state unless the CE sets the state back to OperEnable. These sequences of messages are illustrated in Figure 8 (Message exchange between CE and FE to establish an NE association) below.

        FE PL                  CE PL

          |                       |
          |   Asso Setup Req      |
          |---------------------->|
          |                       |
          |   Asso Setup Resp     |
          |<----------------------|
          |                       |
          | LFBx Query capability |
          |<----------------------|
          |                       |
          | LFBx Query Resp       |
          |---------------------->|
          |                       |
          | FEO Query (Topology)  |
          |<----------------------|
          |                       |
          | FEO Query Resp        |
          |---------------------->|
          |                       |
          | FEO OperEnable Event  |
          |---------------------->|
          |                       |
          |  Config FEO Adminup   |
          |<----------------------|
          |                       |
          | FEO Config-Resp       |
          |---------------------->|
          |                       |

On successful completion of this state, the FE joins the NE.

4.4.2.  Association Established state or Steady State

In this state, the FE is continuously updated or queried. The FE may also send asynchronous event notifications to the CE, synchronous heartbeat messages, or packet redirect message to the CE. This continues until a termination (or deactivation) is initiated by either the CE or FE. Figure 9 (Message exchange between CE and FE during steady-state communication) below, helps illustrate this state.

        FE PL                          CE PL

          |                              |
          |    Heart Beat                |
          |<---------------------------->|
          |                              |
          |   Heart Beat                 |
          |----------------------------->|
          |                              |
          | Config-set LFBy (Event sub.) |
          |<-----------------------------|
          |                              |
          |     Config Resp LFBy         |
          |----------------------------->|
          |                              |
          |  Config-set LFBx Attr        |
          |<-----------------------------|
          |                              |
          |     Config Resp  LFBx        |
          |----------------------------->|
          |                              |
          |Config-Query LFBz (Stats)     |
          |<--------------------------- -|
          |                              |
          |    Query Resp LFBz           |
          |----------------------------->|
          |                              |
          |    FE Event Report           |
          |----------------------------->|
          |                              |
          |  Config-Del LFBx Attr        |
          |<-----------------------------|
          |                              |
          |     Config Resp LFBx         |
          |----------------------------->|
          |                              |
          |    Packet Redirect LFBx      |
          |----------------------------->|
          |                              |
          |    Heart Beat                |
          |<-----------------------------|
          .                              .
          .                              .
          |                              |

Note that the sequence of messages shown in the figure serve only as examples and the message exchange sequences could be different from what is shown in the figure. Also, note that the protocol scenarios described in this section do not include all the different message exchanges that would take place during failover. That is described in the HA section (Section 8 (High Availability Support)) .

5.  TML Requirements

The requirements below are expected to be delivered by the TML. This text does not define how such mechanisms are delivered. As an example they could be defined to be delivered via hardware or between 2 or more TML processes on different CEs or FEs in protocol level schemes.

Each TML must describe how it contributes to achieving the listed ForCES requirements. If for any reason a TML does not provide a service listed below a justification needs to be provided.

1. Reliability
   As defined by RFC 3654, section 6 #6.
2. Security
   TML provides security services to the ForCES PL. A TML layer SHOULD support the following security services and describe how they are achieved.
   • Endpoint authentication of FE and CE
   • Message authentication
   • Confidentiality service
     
   The TML SHOULD provide these services by employing TLS or IPSEC.
3. Congestion control
   The congestion control scheme used needs to be defined. The congestion control mechanism defined by the TML should prevent the FE from being overloaded by the CE or the CE from being overwhelmed by traffic from the FE. Additionally, the circumstances under which notification is sent to the PL to notify it of congestion must be defined.
4. Uni/multi/broadcast addressing/delivery, if any
   If there is any mapping between PL and TML level uni/multi/broadcast addressing it needs to be defined.
5. HA decisions
   It is expected that availability of transport links is the TML's responsibility. However, based upon its configuration, the PL may wish to participate in link failover schemes and therefore the TML must support this capability.
   Please refer to Section 8 (High Availability Support) for details.
6. Encapsulations used
   Different types of TMLs will encapsulate the PL messages on different types of headers. The TML needs to specify the encapsulation used.
   
7. Prioritization
   It is expected that the TML will be able to handle up to 8 priority levels needed by the PL and will provide preferential treatment.
   
   While the TML needs to define how this is achieved, it should be noted that the requirement for supporting up to 8 priority levels does not mean that the underlying TML MUST be capable of providing up to 8 actual priority levels. In the event that the underlying TML layer does not have support for 8 priority levels, the supported priority levels should be divided between the available TML priority levels. For example, if the TML only supports 2 priority levels, the 0-3 could go in one TML priority level, while 4-7 could go in the other.
   
   
   The TML MUST NOT reorder config packets with the same priority.
8. Protection against DoS attacks
   As described in RFC 3654, section 6

5.1.  TML Parameterization

It is expected that it should be possible to use a configuration reference point, such as the FEM or the CEM, to configure the TML.

Some of the configured parameters may include:

• PL ID
• Connection Type and associated data. For example if a TML uses IP/TCP/UDP, then parameters such as TCP and UDP port and IP addresses need to be configured.
• Number of transport connections
• Connection capability, such as bandwidth, etc.
• Allowed/supported connection QoS policy (or congestion control policy)

6.  Message Encapsulation

All PL PDUs start with a common header [Section 6.1 (Common Header)] followed by a one or more TLVs [Section 6.2 (Type Length Value (TLV) Structuring )] which may nest other TLVs [Section 6.2.1 (Nested TLVs )]. All fields are in network byte order.

6.1.  Common Header

0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|version| rsvd  | Message Type  |             Length            |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                          Source ID                            |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Destination ID                         |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Correlator[63:32]                      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Correlator[31:0]                       |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                             Flags                             |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

The message is 32 bit aligned.

Version (4 bit):

Version number. Current version is 1.

rsvd (4 bit):

Unused at this point. A receiver should not interpret this field. Senders MUST set it to zero and receivers MUST ignore this field.

Message Type (8 bits):

Commands are defined in Section 7 (Protocol Construction).

Length (16 bits):

length of header + the rest of the message in DWORDS (4 byte increments).

Source ID (32 bit):

Dest ID (32 bit):

• Each of the source and destination IDs are 32 bit IDs which are unique NE-wide and which identify the termination points of a ForCES PL message.
• IDs allow multi/broad/unicast addressing with the following approach:

  a.

  A split address space is used to distinguish FEs from CEs. Even though in a large NE there are typically two or more orders of magnitude more FEs than CEs, the address space is split uniformly for simplicity.

  b.

  The address space allows up to 2^30 (over a billion) CEs and the same amount of FEs.

  
  

  ---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  |TS |                           sub-ID                          |
  +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
  

  Figure 11: ForCES ID Format

  ---

  c.

  The 2 most significant bits called Type Switch (TS) are used to split the ID space as follows:

  
  

  ---

  TS        Corresponding ID range       Assignment
  --        ----------------------       ----------
  0b00      0x00000000 to 0x3FFFFFFF     FE IDs (2^30)
  0b01      0x40000000 to 0x7FFFFFFF     CE IDs (2^30)
  0b10      0x80000000 to 0xBFFFFFFF     reserved
  0b11      0xC0000000 to 0xFFFFFFEF     multicast IDs (2^30 - 16)
  0b11      0xFFFFFFF0 to 0xFFFFFFFC     reserved
  0b11      0xFFFFFFFD                   all CEs broadcast
  0b11      0xFFFFFFFE                   all FEs broadcast
  0b11      0xFFFFFFFF                   all FEs and CEs (NE) broadcast
  

  Figure 12: Type Switch ID Space

  ---

  
  
  
• Multicast or broadcast IDs are used to group endpoints (such as CEs and FES). As an example one could group FEs in some functional group, by assigning a multicast ID. Likewise, subgroups of CEs that act, for instance, in a back-up mode may be assigned a multicast ID to hide them from the FE.
  • Multicast IDs can be used for both source or destination IDs.
  • Broadcast IDs can be used only for destination IDs.
• This document does not discuss how a particular multicast ID is associated to a given group though it could be done via configuration process. The list of IDs an FE owns or is part of are listed on the FE Object LFB.

Correlator (64 bits)

This field is set by the CE to correlate ForCES Request Messages with the corresponding Response messages from the FE. Essentially it is a cookie. The correlator is handled transparently by the FE, i.e., for a particular Request message the FE MUST assign the same correlator value in the corresponding Response message. In the case where the message from the CE does not elicit a response, this field may not be useful.

The correlator field could be used in many implementations specific ways by the CE. For example, the CE could split the correlator into a 32-bit transactional identifier and 32-bit message sequence identifier. Another example is a 64-bit pointer to a context block. All such implementation specific use of the correlator is outside the scope of this specification.

It should be noted that the correlator is transmitted on the network as if it were a 64 bit unsigned integer with the leftmost or most significant octet (bits 63-56) transmitted first.

Whenever the correlator field is not relevant, because no message is expected, the correlator field is set to 0.

Flags(32 bits):

Identified so far:

---

0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|   |     |     |   | |   |                                     |
|ACK| Pri |Rsr  |EM |A|TP |     Reserved                        |
|   |     | vd. |   |T|   |                                     |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 13: Header Flags

---

- ACK: ACK indicator (2 bit)

The ACK indicator flag is only used by the CE when sending a Config Message (Section 7.6.1 (Config Message)) or a HB message (Section 7.10 (Heartbeat Message)) to indicate to the message receiver whether or not a response is required by the sender. Note that for all other messages than the Config Message or the HB Message this flag MUST be ignored.

The flag values are defined as below:

'NoACK' (0b00) - to indicate that the message receiver MUST NOT send any response message back to this message sender.

'SuccessACK'(0b01) - to indicate the message receiver MUST send a response message back only when the message has been successfully processed by the receiver.

'FailureACK'(0b10) - to indicate the message receiver MUST send a response message back only when there is failure by the receiver in processing (executing) the message. In other words, if the message can be processed successfully, the sender will not expect any response from the receiver.

'AlwaysACK' (0b11) - to indicate the message receiver MUST send a response message.

Note that in above definitions, the term success implies a complete execution without any failure of the message. Anything else than a complete successful execution is defined as a failure for the message processing. As a result, for the execution modes (defined in Section 4.3.1.1 (Execution)) like execute-all-or-none, execute-until-failure, and continue-execute-on-failure, if any single operation among several operations in the same message fails, it will be treated as a failure and result in a response if the ACK indicator has been set to 'FailureACK' or 'AlwaysACK'.

Also note that, other than in Config and HB Messages, requirements for responses of messages are all given in a default way rather than by ACK flags. The default requirements of these messages and the expected responses are summarized below. Detailed descriptions can be found in the individual message definitions:

• Association Setup Message always expects a response.
• Association Teardown Message, and Packet Redirect Message, never expect responses.
• Query Message always expects a response.
• Response message never expects further responses.

- Pri: Priority (3 bits)

ForCES protocol defines 8 different levels of priority (0-7). The priority level can be used to distinguish between different protocol message types as well as between the same message type. The higher the priority value, the more important the PDU is. For example, the REDIRECT packet message could have different priorities to distinguish between routing protocols packets and ARP packets being redirected from FE to CE. The Normal priority level is 1. The different priorities imply messages could be re-ordered; however, re-ordering is undesirable when it comes to a set of messages within a transaction and caution should be exercised to avoid this from happening.

- EM: Execution Mode (2 bits)

There are 3 execution modes refer to Section 4.3.1.1 (Execution) for details.

Reserved..................... (0b00)

`execute-all-or-none` ....... (0b01)

`execute-until-failure` ..... (0b10)

`continue-execute-on-failure` (0b11)

- AT: Atomic Transaction (1 bit)

This flag indicates if the message is stand-alone message or one of multiple messages that belongs to 2PC transaction operations. See Section 4.3.1.2.2 (Transaction Protocol) for details.

Stand-alone message ......... (0b0)

2PC transaction message ..... (0b1)

- TP: Transaction Phase (2 bits)

A message from the CE to the FE within a transaction could be indicative of the different phases the transaction is in. Refer to Section 4.3.1.2.2 (Transaction Protocol) for details.

SOT (start of transaction) ..... (0b00)

MOT (Middle of transaction) .... (0b01)

EOT (end of transaction) ........(0b10)

ABT (abort) .....................(0b11)

6.2.  Type Length Value (TLV) Structuring

TLVs are extensively used by the ForCES protocol. TLVs have some very nice properties which make them a good candidate for encoding the XML definitions of the LFB class model. These are:

• Providing for binary type-value encoding that is close to the XML string tag-value scheme.
• Allowing for fast generalized binary-parsing functions.
• Allowing for forward and backward tag compatibility. This is equivalent to the XML approach i.e old applications can ignore new TLVs and newer applications can ignore older TLVs.

0                   1                   2                   3
0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
| TLV Type                    | TLV Length                      |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|            Value (Essentially the TLV Data)                   |
~                                                               ~
~                                                               ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

TLV Type (16):

The TLV type field is two octets, and semantically indicates the type of data encapsulated within the TLV.

TLV Length (16):

The TLV length field is two octets, and includes the length of the TLV type (2 octets), TLV Length (2 octets), and the length of the TLV data found in the value field, in octets. Note that this length is the actual length of the value, before any padding for alignment is added.

TLV Value (variable):

The TLV value field carries the data. For extensibility, the TLV value may in fact be a TLV. Padding is required when the length is not a multiple of 32 bits, and is the minimum number of octets required to bring the TLV to a multiple of 32 bits. The length of the value before padding is indicated by the TLV Length field. Note: The value field could be empty which implies the minimal length a TLV could be is 4 (length of "T" field and length of "L" field).

6.2.1.  Nested TLVs

TLV values can be other TLVs. This provides the benefits of protocol flexibility (being able to add new extensions by introducing new TLVs when needed). The nesting feature also allows for a conceptual optimization with the XML LFB definitions to binary PL representation (represented by nested TLVs).

6.2.2.  Scope of the T in TLV

The "Type" values in the TLV are global in scope. This means that wherever TLVs occur in the PDU, a specific Type value refers to the same Type of TLV. This is a design choice that was made to ease debugging of the protocol.

6.3.  ILV

A slight variation of the TLV known as the ILV. This sets the type ("T") to be a 32-bit local index that refers to a ForCES component ID. (refer to Section 6.4.1 (Paths)).

ILV length field is 4 octets, and includes the length of the ILV type (4 octets), ILV Length (4 octets), and the length of the ILV data found in the value field, in octets. Note that, as in the case of the TLV, this length is the actual length of the value, before any padding for alignment is added.

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Identifier                             |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Length                                 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Value                                  |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

It should be noted that the "I" values are of local scope and are defined by the data declarations from the LFB definition. Refer to Section 7.1.8 (DATA TLV) for discussions on usage of ILVs.

6.4.  Important Protocol encapsulations

In this section, we review a few encapsulation concepts that are used by the ForCES protocol for its operations.

We briefly re-introduce two concepts, Paths and Keys, from the model draft [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) in order to provide context. The reader is referred to [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) for a lot of the finer details.

For readability reasons, we introduce the encapsulation schemes that are used to carry content in a protocol message, namely FULLDATA-TLV, SPARSEDATA-TLV, and RESULT-TLV.

6.4.1.  Paths

The model draft [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) defines an XML-based language that allows for a formal definition of LFBs. This is similar to the relationship between ASN.1 and SNMP MIB definition (MIB being analogous to the LFB and ASN.1 being analogous to the XML model language). Any entity that the CE configures on an FE MUST be formally defined in an LFB. These entities could be scalars (e.g., a 32-bit IPv4 address) or vectors (such as a nexthop table). Each entity within the LFB is given a numeric 32-bit identifier known as an "component id". This scheme allows the attribute to be "addressed" in a protocol construct.

These addressable entities could be hierarchical (e.g., a table column or a cell within a table row). In order to address hierarchical data, the concept of a path is introduced by the model [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.). A path is a series of 32-bit component IDs which are typically presented in a dot-notation (e.g., 1.2.3.4). Section (Section 7 (Protocol Construction)) formally defines how paths are used to reference data that is being encapsulated within a protocol message.

6.4.2.  Keys

The model draft [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) defines two ways to address table rows. The standard/common mechanism is to allow table rows to be referenced by a 32-bit index. The secondary mechanism is via Keys which allow for content addressing. An example key is a multi-field content key that uses the IP address and prefix length to uniquely reference an IPv4 routing table row. In essence, while the common scheme to address a table row is via its table index, a table row's path could be derived from a key. The KEYINFO-TLV (Section 7 (Protocol Construction)) is used to carry the data that is used to do the lookup.

6.4.3.  DATA TLVs

Data from or to the FE is carried in two types of TLVs: FULLDATA-TLV and SPARSEDATA-TLV. Responses to operations executed by the FE are carried in RESULT-TLVs.

In FULLDATA-TLV, the data is encoded in such a way that a receiver of such data, by virtue of being armed with knowledge of the path and the LFB definition, can infer or correlate the TLV "Value" contents. This is essentially an optimization that helps reduce the amount of description required for the transported data in the protocol grammar. Refer to Appendix C (Data Encoding Examples) for an example of FULLDATA-TLVs.

A number of operations in ForCES will need to reference optional data within larger structures. The SPARSEDATA-TLV encoding is provided to make it easier to encapsulate optionally appearing data components. Refer to Appendix C (Data Encoding Examples) for an example of SPARSEDATA-TLV.

RESULT-TLVs carry responses back from the FE based on a config issued by the CE. Refer to Appendix C (Data Encoding Examples) for examples of RESULT-TLVs and Section 7.1.7 (RESULT TLV) for layout.

6.4.4.  Addressing LFB entities

Section 6.4.1 (Paths) and Section 6.4.2 (Keys) discuss how to target an entity within an LFB. However, the addressing mechanism used requires that an LFB type and instance is selected first. The LFB Selector is used to select an LFB type and instance being targeted. Section (Section 7 (Protocol Construction)) goes into more details; for our purpose, we illustrate this concept using Figure 16 (Entity Addressing ) below. More examples of layouts can be found reading further into the text (Example: Figure 21 (Sample operation layout)).

    main hdr (Message type: example "config")
     |
     |
     |
     +- T = LFBselect
            |
            +-- LFBCLASSID (unique per LFB defined)
            |
            |
            +-- LFBInstance  (runtime configuration)
            |
            +-- T = An operation TLV describes what we do to an entity
                |   //Refer to the OPER-TLV values enumerated below
                |   //the TLVs that can be used for operations
                |
                |
                +--+-- one or more path encodings to target an entity
                   | // Refer to the discussion on keys and paths
                   |
                   |
                   +-- The associated data, if any, for the entity
                      // Refer to discussion on FULL/SPARSE DATA TLVs

7.  Protocol Construction

A protocol layer PDU consists of a Common Header (defined in Section Section 6.1 (Common Header) ) and a message body. The Common Header is followed by a message-type-specific message body. Each message body is formed from one or more top-level TLVs. A top-level TLV may contain one or more sub-TLVs; these sub-TLVs are described in this document as OPER-TLVs, because they describe an operation to be done.

An LFBselect TLV (refer to Section 7.1.5 (LFBselect-TLV)) contains the LFB Classid and LFB Instance being referenced as well as the OPER-TLV(s) being applied to that reference.

Each type of OPER-TLV is constrained as to how it describes the paths and selectors of interest. The following BNF describes the basic structure of an OPER-TLV and Table 2 gives the details for each type

    OPER-TLV := 1*PATH-DATA-TLV
    PATH-DATA-TLV := PATH  [DATA]
    PATH := flags IDcount IDs [SELECTOR]
    SELECTOR :=  KEYINFO-TLV
    DATA := FULLDATA-TLV / SPARSEDATA-TLV / RESULT-TLV /
            1*PATH-DATA-TLV
    KEYINFO-TLV := KeyID FULLDATA-TLV
    FULLDATA-TLV := encoded data component which may nest
                   further FULLDATA-TLVs
    SPARSEDATA-TLV := encoded data that may have optionally
                     appearing components
    RESULT-TLV := Holds result code and optional FULLDATA-TLV

• PATH-DATA-TLV identifies the exact component targeted and may have zero or more paths associated with it. The last PATH-DATA-TLV in the case of nesting of paths via the DATA construct in the case of SET, SET-PROP requests and GET-RESPONSE/GET-PROP-RESPONSE is terminated by encoded data or response in the form of either FULLDATA-TLV or SPARSEDATA-TLV or RESULT-TLV.
• PATH provides the path to the data being referenced.
  • flags (16 bits) are used to further refine the operation to be applied on the Path. More on these later.
  • IDcount(16 bit): count of 32 bit IDs
  • IDs: zero or more 32bit IDs (whose count is given by IDcount) defining the main path. Depending on the flags, IDs could be field IDs only or a mix of field and dynamic IDs. Zero is used for the special case of using the entirety of the containing context as the result of the path.
• SELECTOR is an optional construct that further defines the PATH. Currently, the only defined selector is the KEYINFO-TLV, used for selecting an array entry by the value of a key field. The presence of a SELECTOR is correct only when the flags also indicate its presence. A mismatch is a protocol format error.
• A KEYINFO-TLV contains information used in content keying.
  • A KeyID is used in a KEYINFO-TLV. It indicates which key for the current array is being used as the content key for array entry selection.
  • The key's data is the data to look for in the array, in the fields identified by the key field. The information is encoded according to the rules for the contents of a FULLDATA-TLV, and represent the field or fields which make up the key identified by the KeyID.
• DATA may contain a FULLDATA-TLV, SPARSEDATA-TLV, a RESULT-TLV or 1 or more further PATH-DATA selection. FULLDATA-TLV and SPARSEDATA-TLV are only allowed on SET or SET-PROP requests, or on responses which return content information (GET-RESPONSE for example). PATH-DATA may be included to extend the path on any request.
  • Note: Nested PATH-DATA TLVs are supported as an efficiency measure to permit common subexpression extraction.
  • FULLDATA-TLV and SPARSEDATA-TLV contain "the data" whose path has been selected by the PATH. Refer to Section 7.1 (Discussion on encoding) for details.
  • The following table summarizes the applicability and restrictions of the FULL/SPARSEDATA-TLVs and the RESULT-TLV to the OPER-TLVs.
    

    ---

    OPER-TLV	DATA TLV	RESULT-TLV
    SET	(FULLDATA-TLV | SPARSEDATA-TLV)+	none
    SET-PROP	(FULLDATA-TLV | SPARSEDATA-TLV)+	none
    SET-RESPONSE	none	(RESULT-TLV)+
    SET-PROP-RESPONSE	none	(RESULT-TLV)+
    DEL	(FULLDATA-TLV | SPARSEDATA-TLV)+	none
    DEL-RESPONSE	none	(RESULT-TLV)+
    GET	none	none
    GET-PROP	none	none
    GET-RESPONSE	(FULLDATA-TLV)+	(RESULT-TLV)*
    GET-PROP-RESPONSE	(FULLDATA-TLV)+	(RESULT-TLV)*
    REPORT	(FULLDATA-TLV)+	none
    COMMIT	none	none
    COMMIT-RESPONSE	none	(RESULT-TLV)+
    TRCOMP	none	none

    
    

    Table 2

    ---

• RESULT-TLV contains the indication of whether the individual SET or SET-PROP succeeded. RESULT-TLV is included on the assumption that individual parts of a SET request can succeed or fail separately.

In summary this approach has the following characteristic:

• There can be one or more LFB class ID and instance ID combination targeted in a message (batch)
• There can one or more operations on an addressed LFB class ID/instance ID combination (batch)
• There can be one or more path targets per operation (batch)
• Paths may have zero or more data values associated (flexibility and operation specific)

It should be noted that the above is optimized for the case of a single LFB class ID and instance ID targeting. To target multiple instances within the same class, multiple LFBselects are needed.

7.1.  Discussion on encoding

Section 6.4.3 (DATA TLVs) discusses the two types of DATA encodings (FULLDATA-TLV and SPARSEDATA-TLV) and the justifications for their existence. In this section we explain how they are encoded.

7.1.1.  Data Packing Rules

The scheme for encoding data used in this doc adheres to the following rules:

• The Value ("V" of TLV) of FULLDATA-TLV will contain the data being transported. This data will be as was described in the LFB definition.
• Variable sized data within a FULLDATA-TLV will be encapsulated inside another FULLDATA-TLV inside the V of the outer TLV. For example of such a setup refer to Appendix C (Data Encoding Examples) and Appendix D (Use Cases)
• In the case of FULLDATA-TLVs:
• When a table is referred to in the PATH (IDs) of a PATH-DATA-TLV, then the FULLDATA-TLV's "V" will contain that table's row content prefixed by its 32 bit index/subscript. On the other hand, when PATH flags are 00, the PATH may contain an index pointing to a row in table; in such a case, the FULLDATA-TLV's "V" will only contain the content with the index in order to avoid ambiguity.

7.1.2.  Path Flags

The following flags are currently defined:

• SELECTOR Bit: F_SELKEY indicates that a KEY Selector is present following this path information, and should be considered in evaluating the path.

7.1.3.  Relation of operational flags with global message flags

Global flags, such as the execution mode and the atomicity indicators defined in the header, apply to all operations in a message. Global flags provide semantics that are orthogonal to those provided by the operational flags, such as the flags defined in Path Data. The scope of operational flags is restricted to the operation.

7.1.4.  Content Path Selection

The KEYINFO-TLV describes the KEY as well as associated KEY data. KEYs, used for content searches, are restricted and described in the LFB definition.

7.1.5.  LFBselect-TLV

The LFBselect TLV is an instance of a TLV as defined in Section 6.2 (Type Length Value (TLV) Structuring ). The definition is as below:

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |        Type = LFBselect       |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                          LFB Class ID                         |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                        LFB Instance ID                        |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                        OPER-TLV                               |
 .                                                               .
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 ~                           ...                                 ~
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                        OPER-TLV                               |
 .                                                               .
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Type:

The type of the TLV is "LFBselect"

Length:

Length of the TLV including the T and L fields, in octets.

LFB Class ID:

This field uniquely recognizes the LFB class/type.

LFB Instance ID:

This field uniquely identifies the LFB instance.

OPER-TLV:

It describes an operation nested in the LFBselect TLV. Note that usually there SHOULD be at least one OPER-TLV present for an LFB select TLV, but for the Association Setup Message defined in Section 7.5.1 (Association Setup Message) where the OPER-TLV is optional.

7.1.6.  OPER-TLV

The OPER-TLV is a place holder in the grammar for TLVs that define operations. The different types are defined in Table 3, below.

SET, SET-PROP, and GET/GET-PROP requests are issued by the CE and do not carry RESULT-TLVs. On the other hand, SET-RESPONSE, SET-PROP-RESPONSE and GET-RESPONSE/GET-PROP-RESPONSE carry RESULT-TLVs.

A GET-RESPONSE in response to a successful GET will have FULLDATA-TLVs added to the leaf paths to carry the requested data. For GET operations that fail, instead of the FULLDATA-TLV there will be a RESULT-TLV.

For a SET-RESPONSE/SET-PROP-RESPONSE, each FULLDATA-TLV or SPARSEDATA-TLV in the original request will be replaced with a RESULT-TLV in the response. If the request set the FailureACK flag, then only those items which failed will appear in the response. If the request was for AlwaysACK, then all components of the request will appear in the response with RESULT-TLVs.

Note that if a SET/SET-PROP request with a structure in a FULLDATA-TLV is issued, and some field in the structure is invalid, the FE will not attempt to indicate which field was invalid, but rather will indicate that the operation failed. Note further that if there are multiple errors in a single leaf PATH-DATA/FULLDATA-TLB, the FE can select which error it chooses to return. So if a FULLDATA-TLV for a SET/SET-PROP of a structure attempts to write one field which is read only, and attempts to set another field to an invalid value, the FE can return indication of either error.

A SET/SET-PROP operation on a variable length component with a length of 0 for the item is not the same as deleting it. If the CE wishes to delete then the DEL operation should be used whether the path refers to an array component or an optional structure component.

7.1.7.  RESULT TLV

The RESULT-TLV is an instance of TLV defined in Section 6.2 (Type Length Value (TLV) Structuring ). The definition is as below:

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    |    Type = RESULT-TLV          |               Length          |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
    | Result Value  |                  Reserved                     |
    +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Defined Result Values

7.1.8.  DATA TLV

A FULLDATA-TLV has "T"= FULLDATA-TLV and a 16-bit Length followed by the data value/contents. Likewise, a SPARSEDATA-TLV has "T" = SPARSEDATA-TLV, a 16-bit Length, followed by the data value/contents. In the case of the SPARSEDATA-TLV, each component in the Value part of the TLV will be further encapsulated in an ILV.

Below are the encoding rules for the FULLDATA-TLV and SPARSEDATA-TLVs. Appendix C (Data Encoding Examples) is very useful in illustrating these rules:

1. Both ILVs and TLVs MUST be 32 bit aligned. Any padding bits used for the alignment MUST be zero on transmission and MUST be ignored upon reception.
2. FULLDATA-TLVs may be used at a particular path only if every component at that path level is present. In example 1(c) of Appendix C (Data Encoding Examples) this concept is illustrated by the presence of all components of the structure S in the FULLDATA-TLV encoding. This requirement holds regardless of whether the fields are fixed or variable length, mandatory or optional.
• If a FULLDATA-TLV is used, the encoder MUST lay out data for each component in the same order in which the data was defined in the LFB specification. This ensures the decoder is able to retrieve the data. To use the example 1 again in Appendix C (Data Encoding Examples), this implies the encoder/decoder is assumed to have knowledge of how structure S is laid out in the definition.
• In the case of a SPARSEDATA-TLV, it does not need to be ordered since the "I" in the ILV uniquely identifies the component. Examples 1(a) and 1(b) in Appendix C (Data Encoding Examples) illustrate the power of SPARSEDATA-TLV encoding.
3. Inside a FULLDATA-TLV
   • The values for atomic, fixed-length fields are given without any TLV or ILV encapsulation.
   • The values for atomic, variable-length fields are given inside FULLDATA-TLVs.
4. Inside a SPARSEDATA-TLV
   • The values for atomic fields may be given with ILVs (32-bit index, 32-bit length)
5. Any of the FULLDATA-TLVs can contain an ILV but an ILV cannot contain a FULLDATA-TLV. This is because it is hard to disambiguate the ILV since an I is 32 bits and a T is 16 bits.
6. A FULLDATA-TLV can also contain a FULLDATA-TLV for variable sized components. The decoding disambiguation is assumed from rule #3 above.

7.1.9.  SET and GET Relationship

It is expected that a GET-RESPONSE would satisfy the following:

• It would have exactly the same path definitions as those sent in the GET. The only difference being a GET-RESPONSE will contain FULLDATA-TLVs.
• It should be possible to take the same GET-RESPONSE and convert it to a SET successfully by merely changing the T in the operational TLV.
• There are exceptions to this rule:
  1. When a KEY selector is used with a path in a GET operation, that selector is not returned in the GET-RESPONSE; instead the cooked result is returned. Refer to the examples using KEYS to see this.
  2. When dumping a whole table in a GET, the GET-RESPONSE that merely edits the T to be SET will end up overwriting the table.

7.2.  Protocol Encoding Visualization

The figure below shows a general layout of the PL PDU. A main header is followed by one or more LFB selections each of which may contain one or more operation.

main hdr (Config in this case)
     |
     |
     +--- T = LFBselect
     |        |
     |        +-- LFBCLASSID
     |        |
     |        |
     |        +-- LFBInstance
     |        |
     |        +-- T = SET
     |        |   |
     |        |   +--  // one or more path targets
     |        |        // with their data here to be added
     |        |
     |        +-- T  = DEL
     |        .   |
     |        .   +--  // one or more path targets to be deleted
     |
     |
     +--- T = LFBselect
     |        |
     |        +-- LFBCLASSID
     |        |
     |        |
     |        +-- LFBInstance
     |        |
     |        + -- T= SET
     |        |    .
     |        |    .
     |        + -- T= DEL
     |        |    .
     |        |    .
     |        |
     |        + -- T= SET
     |        |    .
     |        |    .
     |
     |
     +--- T = LFBselect
             |
             +-- LFBCLASSID
             |
             +-- LFBInstance
             .
             .
             .

The figure below shows a more detailed example of the general layout of the operation within a targeted LFB selection. The idea is to show the different nesting levels a path could take to get to the target path.

     T = SET
     |  |
     |  +- T = Path-data
     |       |
     |       + -- flags
     |       + -- IDCount
     |       + -- IDs
     |       |
     |       +- T = Path-data
     |          |
     |          + -- flags
     |          + -- IDCount
     |          + -- IDs
     |          |
     |          +- T = Path-data
     |             |
     |             + -- flags
     |             + -- IDCount
     |             + -- IDs
     |             + -- T = KEYINFO-TLV
     |             |    + -- KEY_ID
     |             |    + -- KEY_DATA
     |             |
     |             + -- T = FULLDATA-TLV
     |                  + -- data
     |
     |
     T = SET
     |  |
     |  +- T = Path-data
     |  |  |
     |  |  + -- flags
     |  |  + -- IDCount
     |  |  + -- IDs
     |  |  |
     |  |  + -- T = FULLDATA-TLV
     |  |          + -- data
     |  +- T = Path-data
     |     |
     |     + -- flags
     |     + -- IDCount
     |     + -- IDs
     |     |
     |     + -- T = FULLDATA-TLV
     |             + -- data
     T = DEL
        |
        +- T = Path-data
             |
             + -- flags
             + -- IDCount
             + -- IDs
             |
             +- T = Path-data
                |
                + -- flags
                + -- IDCount
                + -- IDs
                |
                +- T = Path-data
                   |
                   + -- flags
                   + -- IDCount
                   + -- IDs
                   + -- T = KEYINFO-TLV
                   |    + -- KEY_ID
                   |    + -- KEY_DATA
                   +- T = Path-data
                        |
                        + -- flags
                        + -- IDCount
                        + -- IDs

Appendix D (Use Cases) shows a more concise set of use-cases on how the data encoding is done.

7.3.  Core ForCES LFBs

There are two LFBs that are used to control the operation of the ForCES protocol and to interact with FEs and CEs:

• FE Protocol LFB
• FE Object LFB

Although these LFBs have the same form and interface as other LFBs, they are special in many respects. They have fixed well-known LFB Class and Instance IDs. They are statically defined (no dynamic instantiation allowed) and their status cannot be changed by the protocol: any operation to change the state of such LFBs (for instance, in order to disable the LFB) must result in an error. Moreover, these LFBs must exist before the first ForCES message can be sent or received. All attributes in these LFBs must have pre-defined default values. Finally, these LFBs do not have input or output ports and do not integrate into the intra-FE LFB topology.

7.3.1.  FE Protocol LFB

The FE Protocol LFB is a logical entity in each FE that is used to control the ForCES protocol. The FE Protocol LFB Class ID is assigned the value 0x2. The FE Protocol LFB Instance ID is assigned the value 0x1. There MUST be one and only one instance of the FE Protocol LFB in an FE. The values of the attributes in the FE Protocol LFB have pre-defined default values that are specified here. Unless explicit changes are made to these values using Config messages from the CE, these default values MUST be used for correct operation of the protocol.

The formal definition of the FE Protocol Object LFB can be found in Appendix B (ForCES Protocol LFB schema).

7.3.1.1.  FE Protocol capabilities

FE Protocol capabilities are read-only.

7.3.1.1.1.  SupportableVersions

ForCES protocol version(s) supported by the FE

7.3.1.1.2.  FE Protocol Attributes

FE Protocol attributes (can be read and set).

7.3.1.1.2.1.  CurrentRunningVersion

Current running version of the ForCES protocol

7.3.1.1.2.2.  FEID

FE unicast ID

7.3.1.1.2.3.  MulticastFEIDs

FE multicast ID(s) list - this is a list of multicast IDs that the FE belongs to. These IDs are configured by the CE.

7.3.1.1.2.4.  CEHBPolicy

CE heartbeat policy - This policy, along with the parameter 'CE Heartbeat Dead Interval (CE HDI)' as described below defines the operating parameters for the FE to check the CE liveness. The policy values with meanings are listed as below:

• 0 (default) - This policy specifies that the CE will send a Heartbeat Message to the FE(s) whenever the CE reaches a time interval within which no other PL messages were sent from the CE to the FE(s); refer to Section 4.3.3 (Heartbeat Mechanism) and Section 7.10 (Heartbeat Message) for details. The CE HDI attribute as described below is tied to this policy.
• 1 - The CE will not generate any HB messages. This actually means CE does not want the FE to check the CE liveness.
• Others - reserved.

7.3.1.1.2.5.  CEHDI

CE Heartbeat Dead Interval (CE HDI) - The time interval the FE uses to check the CE liveness. If FE has not received any messages from CE within this time interval, FE deduces lost connectivity which implies that the CE is dead or the association to the CE is lost. Default value 30 s.

7.3.1.1.2.6.  FEHBPolicy

FE heartbeat policy - This policy, along with the parameter 'FE Heartbeat Interval (FE HI)', defines the operating parameters for how the FE should behave so that the CE can deduce its liveness. The policy values and the meanings are:

• 0 (default) - The FE should not generate any Heartbeat messages. In this scenario, the CE is responsible for checking FE liveness by setting the PL header ACK flag of the message it sends to AlwaysACK. The FE responds to CE whenever CE sends such Heartbeat Request Message. Refer to Section 7.10 (Heartbeat Message) and Section 4.3.3 (Heartbeat Mechanism) for details.
• 1 - This policy specifies that FE must actively send a Heartbeat Message if it reaches the time interval assigned by the FE HI as long as no other messages were sent from FE to CE during that interval as described in Section 4.3.3 (Heartbeat Mechanism).
• Others - Reserved.

7.3.1.1.2.7.  FEHI

FE Heartbeat Interval (FE HI) - The time interval the FE should use to send HB as long as no other messages were sent from FE to CE during that interval as described in Section 4.3.3 (Heartbeat Mechanism). The default value for an FE HI is 500ms.

7.3.1.1.2.8.  CEID

Primary CEID - The CEID that the FE is associated with.

7.3.1.1.2.9.  LastCEID

Last Primary CEID - The CEID of the last CE that that the FE associated with. This CE ID is reported to the new Primary CEID.

7.3.1.1.2.10.  BackupCEs

The list of backup CEs an FE can use as backups. Refer to Section 8 (High Availability Support) for details.

7.3.1.1.2.11.  CEFailoverPolicy

CE failover policy - This specifies the behavior of the FE when the association with the CE is lost. There is a very tight relation between CE failover policy and Section 7.3.1.1.2.8 (CEID), Section 7.3.1.1.2.10 (BackupCEs), Section 7.3.1.1.2.12 (CEFTI), and Section 8 (High Availability Support). When an association is lost, depending on configuration, one of the policies listed below is activated.

• 0 (default) - FE should stop functioning immediately and transition to FE OperDisable.
• 1 - The FE should continue running and do what it can even without an associated CE. This basically requires that the FE support CE Graceful restart (and defines such support in its capabilities). If the CEFTI expires before the FE re-associates with either the primary (Section 7.3.1.1.2.8 (CEID)) or one of possibly several backup CEs (Section 7.3.1.1.2.10 (BackupCEs)), the FE will go operationally down.
• Others - Reserved

7.3.1.1.2.12.  CEFTI

CE Failover Timeout Interval (CEFTI) - The time interval associated with the CE failover policy case '0' and '2'. The default value is set to 300 seconds. Note that it is advisable to set the CEFTI value much higher than the CE Heartbeat Dead Interval (CE HDI) since the effect of expiring this parameter is devastating to the operation of the FE.

7.3.1.1.2.13.  FERestartPolicy

FE restart policy - This specifies the behavior of the FE during an FE restart. The restart may be from an FE failure or other reasons that have made FE down and then need to restart. The values are defined as below:

• 0(default)- Restart the FE from scratch. In this case, the FE should start from the pre-association phase.
• others - Reserved for future use.

7.3.2.  FE Object LFB

The FE Object LFB is a logical entity in each FE and contains attributes relative to the FE itself, and not to the operation of the ForCES protocol.

The formal definition of the FE Object LFB can be found in [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.). The model captures the high level properties of the FE that the CE needs to know to begin working with the FE. The class ID for this LFB Class is also assigned in [FE‑MODEL] (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.). The singular instance of this class will always exist, and will always have instance ID 0x1 within its class. It is common, although not mandatory, for a CE to fetch much of the component and capability information from this LFB instance when the CE begins controlling the operation of the FE.

7.4.  Semantics of Message Direction

Recall: The PL provides a master(CE)-Slave(FE) relationship. The LFBs reside at the FE and are controlled by CE.

When messages go from the CE, the LFB Selector (Class and instance) refers to the destination LFB selection which resides in the FE.

When messages go from the FE to the CE, the LFB Selector (Class and instance) refers to the source LFB selection which resides in the FE.

7.5.  Association Messages

The ForCES Association messages are used to establish and teardown associations between FEs and CEs.

7.5.1.  Association Setup Message

This message is sent by the FE to the CE to setup a ForCES association between them.

Message transfer direction:

FE to CE

Message header:

The Message Type in the header is set MessageType= 'AssociationSetup'. The ACK flag in the header MUST be ignored, and the association setup message always expects to get a response from the message receiver (CE), whether the setup is successful or not. The correlator field in the header is set, so that FE can correlate the response coming back from the CE correctly. The FE may set the source ID to 0 in the header to request that the CE should assign an FE ID for the FE in the setup response message.

Message body:

The association setup message body optionally consists of zero, one or two LFBselect TLVs, as described in Section 7.1.5 (LFBselect-TLV). The Association Setup message only operates on the FE Object and FE Protocol LFBs, therefore, the LFB class ID in the LFBselect TLV only points to these two kinds of LFBs.

The OPER-TLV in the LFBselect TLV is defined as a 'REPORT' operation. More than one component may be announced in this message using REPORT operation to let the FE declare its configuration parameters in an unsolicited manner. These may contain components suggesting values such as the FE HB Interval, or the FEID. The OPER-TLV used is defined below.

OPER-TLV for Association Setup:

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |    Type = REPORT              |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                    PATH-DATA-TLV for REPORT                   |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 22: OPER-TLV

---

Type:

Only one operation type is defined for the association setup message:

Type = "REPORT" - this type of operation is for FE to report something to CE.

PATH-DATA-TLV for REPORT:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA BNF definition. The PATH-DATA-TLV for REPORT operation MAY contain FULLDATA-TLV(s) but SHALL NOT contain any RESULT-TLV in the data format. The RESULT-TLV is defined in Section 7.1.7 (RESULT TLV) and the FULLDATA-TLV is defined in Section 7.1.8 (DATA TLV).

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type =  Association Setup)
     |
     |
     +--- T = LFBselect
     |        |
     |        +-- LFBCLASSID = FE object
     |        |
     |        |
     |        +-- LFBInstance = 0x1
     |
     +--- T = LFBselect
              |
              +-- LFBCLASSID = FE Protocol object
                    |
                    |
                    +-- LFBInstance = 0x1
                          |
                          +---OPER-TLV = REPORT
                              |
                              +-- Path-data to one or more components

7.5.2.  Association Setup Response Message

This message is sent by the CE to the FE in response to the Setup message. It indicates to the FE whether the setup is successful or not, i.e., whether an association is established.

Message transfer direction:

CE to FE

Message Header:

The Message Type in the header is set MessageType= 'AssociationSetupResponse'. The ACK flag in the header MUST be ignored, and the setup response message never expects to get any more responses from the message receiver (FE). The destination ID in the header will be set to the source ID in the corresponding association setup message, unless that source ID was 0. If the corresponding source ID was 0, then the CE will assign an FE ID value and use that value for the destination ID.

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |        Type = ASRresult       |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                  Association Setup Result                     |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 24: ASResult OPER-TLV

---

Type (16 bits):

The type of the TLV is "ASResult".

Length (16 bits):

Length of the TLV including the T and L fields, in octets.

Association Setup Result (32 bits):

This indicates whether the setup msg was successful or whether the FE request was rejected by the CE. the defined values are:

0 = success

1 = FE ID invalid

2 = permission denied

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type =  Association Setup Response)
 |
 |
 +--- T = ASResult-TLV

7.5.3.  Association Teardown Message

This message can be sent by the FE or CE to any ForCES element to end its ForCES association with that element.

Message transfer direction:

CE to FE, or FE to CE (or CE to CE)

Message Header:

The Message Type in the header is set MessageType= "AssociationTeardown". The ACK flag MUST be ignored. The correlator field in the header MUST be set to zero and MUST be ignored by the receiver.

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |        Type = ASTreason       |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                      Teardown Reason                          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 26: ASTreason-TLV

---

Type (16 bits):

The type of the TLV is "ASTreason".

Length (16 bits):

Length of the TLV including the T and L fields, in octets.

Teardown Reason (32 bits):

This indicates the reason why the association is being terminated. Several reason codes are defined as follows.

0 - normal teardown by administrator

1 - error - loss of heartbeats

2 - error - out of bandwidth

3 - error - out of memory

4 - error - application crash

255 - error - other or unspecified

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type =  Association Teardown)
 |
 |
 +--- T = ASTreason-TLV

7.6.  Configuration Messages

The ForCES Configuration messages are used by CE to configure the FEs in a ForCES NE and report the results back to the CE.

7.6.1.  Config Message

This message is sent by the CE to the FE to configure LFB components in the FE. This message is also used by the CE to subscribe/unsubscribe to LFB events.

As usual, a config message is composed of a common header followed by a message body that consists of one or more TLV data format. Detailed description of the message is as below.

Message transfer direction:

CE to FE

Message Header:

The Message Type in the header is set MessageType= 'Config'. The ACK flag in the header can be set to any value defined in Section 6.1 (Common Header), to indicate whether or not a response from FE is expected by the message.

OPER-TLV for Config:

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |          Type                 |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                        PATH-DATA-TLV                          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 28: OPER-TLV for Config

---

Type:

The operation type for config message. two types of operations for the config message are defined:

Type = "SET" - this operation is to set LFB components

Type = "SET-PROP" - this operation is to set LFB component properties

Type = "DEL" - this operation to delete some LFB components

Type = "COMMIT" - this operation is sent to the FE to commit in a 2pc transaction. A COMMIT TLV is an empty TLV i.e it has no "V"alue. In other words, There is a Length of 4 (which is for the header only).

Type = "TRCOMP" - this operation is sent to the FE to mark the success from an NE perspective of a 2pc transaction. A TRCOMP TLV is an empty TLV i.e it has no "V"alue. In other words, There is a Length of 4 (which is for the header only).

PATH-DATA-TLV:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA-TLV BNF definition. The restriction on the use of PATH-DATA-TLV for SET/SET-PROP operation is that it MUST contain either a FULLDATA-TLV or SPARSEDATA-TLV(s), but MUST NOT contain any RESULT-TLV. The restriction on the use of PATH-DATA-TLV for DEL operation is it MAY contain FULLDATA-TLV or SPARSEDATA-TLV(s), but MUST NOT contain any RESULT-TLV. The RESULT-TLV is defined in Section 7.1.7 (RESULT TLV) and FULLDATA-TLV and SPARSEDATA-TLVs is defined in Section 7.1.8 (DATA TLV).

*Note:

For Event subscription, the events will be defined by the individual LFBs.

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type = Config)
 |
 |
 +--- T = LFBselect
 .        |
 .        +-- LFBCLASSID = target LFB class
 .        |
          |
          +-- LFBInstance = target LFB instance
          |
          |
          +-- T = operation { SET }
          |   |
          |   +--  // one or more path targets
          |        // associated with FULLDATA-TLV or SPARSEDATA-TLV(s)
          |
          +-- T = operation { DEL }
          |   |
          |   +--  // one or more path targets
          |
          +-- T = operation { COMMIT } //A COMMIT TLV is an empty TLV
                   .
                   .

7.6.2.  Config Response Message

This message is sent by the FE to the CE in response to the Config message. It indicates whether the Config was successful or not on the FE and also gives a detailed response regarding the configuration result of each component.

Message transfer direction:

FE to CE

Message Header:

The Message Type in the header is set MessageType= 'Config Response'. The ACK flag in the header is always ignored, and the Config Response message never expects to get any further response from the message receiver (CE).

OPER-TLV for Config Response:

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |          Type                 |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                        PATH-DATA-TLV                          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 30: OPER-TLV for Config Response

---

Type:

The operation type for Config Response message. Two types of operations for the Config Response message are defined:

Type = "SET-RESPONSE" - this operation is for the response of SET operation of LFB components

Type = "SET-PROP-RESPONSE" - this operation is for the response of SET-PROP operation of LFB component properties

Type = "DEL-RESPONSE" - this operation is for the response of the DELETE operation of LFB components

Type = "COMMIT-RESPONSE" - this operation is sent to the CE to confirm a commit success in a 2pc transaction. A COMMIT-RESPONSE TLV MUST contain a RESULT-TLV indicating success or failure.

PATH-DATA-TLV:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA-TLV BNF definition. The restriction on the use of PATH-DATA-TLV for SET-RESPONSE operation is that it MUST contain RESULT-TLV(s). The restriction on the use of PATH-DATA-TLV for DEL-RESPONSE operation is it also MUST contain RESULT-TLV(s). The RESULT-TLV is defined in Section 7.1.7 (RESULT TLV).

To better illustrate the above PDU format, a tree structure for the format is shown below:

 main hdr (type = ConfigResponse)
  |
  |
  +--- T = LFBselect
  .        |
  .        +-- LFBCLASSID = target LFB class
  .        |
           |
           +-- LFBInstance = target LFB instance
           |
           |
           +-- T = operation { SET-RESPONSE }
           |   |
           |   +--  // one or more path targets
           |        // associated with FULL or SPARSEDATA-TLV(s)
           |
           +-- T = operation { DEL-RESPONSE }
           |   |
           |   +--  // one or more path targets
           |
           +-- T = operation { COMMIT-RESPONSE }
           |           |
           |           +--  RESULT-TLV

7.7.  Query Messages

The ForCES query messages are used by the CE to query LFBs in the FE for information like LFB components, capabilities, statistics, etc. Query Messages include the Query Message and the Query Response Message.

7.7.1.  Query Message

A Query message is composed of a common header and a message body that consists of one or more TLV data format. Detailed description of the message is as below.

Message transfer direction:

from CE to FE

Message Header:

The Message Type in the header is set to MessageType= 'Query'. The ACK flag in the header is always ignored, and a full response for a query message is always expected. The Correlator field in the header is set, so that the CE can locate the response back from FE correctly.

OPER-TLV for Query:

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |    Type = GET/GET-PROP        |               Length          |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |                    PATH-DATA-TLV for GET/GET-PROP             |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 32: TLV for Query

---

Type:

The operation type for query. Two operation types are defined:

Type = "GET" - this operation is to request to get LFB components.

Type = "GET-PROP" - this operation is to request to get LFB components.

PATH-DATA-TLV for GET/GET-PROP:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA-TLV BNF definition. The restriction on the use of PATH-DATA-TLV for GET/GET-PROP operation is it MUST NOT contain any SPARSEDATA-TLV or FULLDATA-TLV and RESULT-TLV in the data format.

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type = Query)
 |
 |
 +--- T = LFBselect
 .        |
 .        +-- LFBCLASSID = target LFB class
 .        |
          |
          +-- LFBInstance = target LFB instance
          |
          |
          +-- T = operation { GET }
          |   |
          |   +--  // one or more path targets
          |
          +-- T = operation { GET }
          .   |
          .   +--  // one or more path targets
          .

7.7.2.  Query Response Message

When receiving a Query message, the receiver should process the message and come up with a query result. The receiver sends the query result back to the message sender by use of the Query Response Message. The query result can be the information being queried if the query operation is successful, or can also be error codes if the query operation fails, indicating the reasons for the failure.

A Query Response message is also composed of a common header and a message body consisting of one or more TLVs describing the query result. Detailed description of the message is as below.

Message transfer direction:

from FE to CE

Message Header:

The Message Type in the header is set to MessageType= 'QueryResponse'. The ACK flag in the header is ignored. As a response itself, the message does not expect a further response.

OPER-TLV for Query Response:

---

  0                   1                   2                   3
  0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |Type = GET-RESPONSE/GET-PROP-RESPONSE|    Length               |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
 |        PATH-DATA-TLV for GET-RESPONSE/GET-PROP-RESPONSE       |
 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 34: TLV for Query Response

---

Type:

The operation type for query response. One operation type is defined:

Type = "GET-RESPONSE" - this operation is to response to get operation of LFB components.

Type = "GET-PROP-RESPONSE" - this operation is to response to GET-PROP operation of LFB components.

PATH-DATA-TLV for GET-RESPONSE/GET-PROP-RESPONSE:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA-TLV BNF definition. The PATH-DATA-TLV for GET-RESPONSE operation MAY contain SPARSEDATA-TLV, FULLDATA-TLV and/or RESULT-TLV(s) in the data encoding. The RESULT-TLV is defined in Section 7.1.7 (RESULT TLV) and the SPARSEDATA-TLVs and FULLDATA-TLVs are defined in Section 7.1.8 (DATA TLV).

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type = QueryResponse)
  |
  |
  +--- T = LFBselect
  .        |
  .        +-- LFBCLASSID = target LFB class
  .        |
           |
           +-- LFBInstance = target LFB instance
           |
           |
           +-- T = operation { GET-RESPONSE }
           |   |
           |   +--  // one or more path targets
           |
           +-- T = operation { GET-PROP-RESPONSE }
           .   |
           .   +--  // one or more path targets
           .

7.8.  Event Notification Message

Event Notification Message is used by FE to asynchronously notify CE of events that happen in the FE.

All events that can be generated in an FE are subscribable by the CE. The CE can subscribe to an event via a Config message with SET-PROP operation, where the included path specifies the event, as defined by the LFB Library and described by the FE Model.

As usual, an Event Notification Message is composed of a common header and a message body that consists of one or more TLV data format. Detailed description of the message is as below.

Message Transfer Direction:

FE to CE

Message Header:

The Message Type in the message header is set to
MessageType = 'EventNotification'. The ACK flag in the header MUST be ignored by the CE, and the event notification message does not expect any response from the receiver.

OPER-TLV for Event Notification:

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Type = REPORT              |               Length          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                    PATH-DATA-TLV for REPORT                   |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 36: TLV for Event Notification

---

Type:

Only one operation type is defined for the event notification message:

Type = "REPORT" - this type of operation is for FE to report something to CE.

PATH-DATA-TLV for REPORT:

This is generically a PATH-DATA-TLV format that has been defined in section (Section 7 (Protocol Construction)) in the PATH-DATA-TLV BNF definition. The PATH-DATA-TLV for REPORT operation MAY contain FULLDATA-TLV or SPARSEDATA-TLV(s) but MUST NOT contain any RESULT-TLV in the data format.

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type = Event Notification)
  |
  |
  +--- T = LFBselect
             |
             +-- LFBCLASSID = target LFB class
             |
             |
             +-- LFBInstance = target LFB instance
             |
             |
             +-- T = operation { REPORT }
             |   |
             |   +--  // one or more path targets
             |        // associated with FULL/SPARSE DATA TLV(s)
             +-- T = operation { REPORT }
             .   |
             .   +--  // one or more path targets
             .        // associated with FULL/SPARSE DATA TLV(s)

7.9.  Packet Redirect Message

A packet Redirect message is used to transfer data packets between CE and FE. Usually these data packets are control packets but they may be just data-path packets which need further (exception or high-touch) processing. It is also feasible that this message carries no data packets and rather just metadata.

The Packet Redirect message data format is formatted as follows:

Message Direction:

CE to FE or FE to CE

Message Header:

The Message Type in the header is set to MessageType= 'PacketRedirect'.

Message Body:

This consists of one or more TLVs that contain or describe the packet being redirected. The TLV is specifically a Redirect TLV (with the TLV Type="Redirect"). Detailed data format of a Redirect TLV for packet redirect message is as below:

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|        Type = Redirect        |               Length          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Meta Data TLV                          |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Redirect Data TLV                      |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 38: Redirect_Data TLV

---

Meta Data TLV:

This is a TLV that specifies meta-data associated with followed redirected data. The TLV is as follows:

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Type = METADATA-TLV        |               Length          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Meta Data ILV                          |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
~                           ...                                 ~
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Meta Data ILV                          |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 39: METADATA-TLV

---

Meta Data ILV:

This is an Identifier-Length-Value format that is used to describe one meta data. The ILV has the format as:

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Meta Data ID                           |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Length                                 |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Meta Data Value                        |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 40: Meta Data ILV

---

Where, Meta Data ID is an identifier for the meta data, which is statically assigned by the LFB definition.

Redirect Data TLV

This is a TLV describing one packet of data to be directed via the redirect operation. The TLV format is as follows:

---

 0                   1                   2                   3
 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|    Type = REDIRECTDATA-TLV    |               Length          |
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
|                        Redirected Data                        |
.                                                               .
+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

Figure 41: Redirect Data TLV

---

Redirected Data:

This field contains the packet that is to be redirected in network byte order. The packet should be 32-bits aligned as is the data for all TLVs. The metadata infers what kind of packet is carried in value field and therefore allows for easy decoding of data encapsulated

To better illustrate the above PDU format, a tree structure for the format is shown below:

main hdr (type = PacketRedirect)
        |
        |
        +--- T = Redirect
        .        |
        .        +-- T = METADATA-TLV
                 |          |
                 |          +--  Meta Data ILV
                 |          |
                 |          +--  Meta Data ILV
                 |          .
                 |          .
                 |
                 +-- T = REDIRECTDATA-TLV
                     |
                     +--  // Redirected Data

7.10.  Heartbeat Message

The Heartbeat (HB) Message is used for one ForCES element (FE or CE) to asynchronously notify one or more other ForCES elements in the same ForCES NE on its liveness. Section 4.3.3 (Heartbeat Mechanism) describes the traffic-sensitive approach used.

A Heartbeat Message is sent by a ForCES element periodically. The parameterization and policy definition for heartbeats for an FE is managed as components of the FE Protocol Object LFB, and can be set by CE via a Config message. The Heartbeat message is a little different from other protocol messages in that it is only composed of a common header, with the message body left empty. A detailed description of the message is as below.

Message Transfer Direction:

FE to CE or CE to FE

Message Header:

The Message Type in the message header is set to MessageType = 'Heartbeat'. Section 4.3.3 (Heartbeat Mechanism) describes the HB mechanisms used. The ACK flag in the header MUST be set to either 'NoACK' or 'AlwaysACK' when the HB is sent.

• When set to 'NoACK', the HB is not soliciting for a response.
• When set to 'AlwaysACK', the HB Message sender is always expecting a response from its receiver. According the HB policies defined in Section 7.3.1 (FE Protocol LFB), only the CE can send such an HB message to query FE liveness. For simplicity and because of the minimal nature of the HB message, the response to a HB message is another HB message, i.e., no specific HB response message is defined. Whenever an FE receives a HB message marked with 'AlwaysACK' from the CE, the FE MUST send a HB message back immediately. The HB message sent by the FE in response to the 'AlwasyACK' MUST modify the source and destination IDs so that the ID of the FE is the source ID and the CE ID of the sender is the destination ID, and MUST change the ACK information to 'NoACK'. A CE MUST NOT respond to an HB message with 'AlwasyACK' set.
• When set to anything else other than 'NoACK' or 'AlwaysACK', the HB Message is treated as if it was a 'NoACK'.

The correlator field in the HB message header SHOULD be set accordingly when a response is expected so that a receiver can correlate the response correctly. The correlator field MAY be ignored if no response is expected.

Message Body:

The message body is empty for the Heartbeat Message.

8.  High Availability Support

The ForCES protocol provides mechanisms for CE redundancy and failover, in order to support High Availability as defined in [RFC3654] (Khosravi, H. and T. Anderson, “Requirements for Separation of IP Control and Forwarding,” November 2003.). FE redundancy and FE to FE interaction is currently out of scope of this document. There can be multiple redundant CEs and FEs in a ForCES NE. However, at any one time only one primary CE can control the FEs though there can be multiple secondary CEs. The FE and the CE PL are aware of the primary and secondary CEs. This information (primary, secondary CEs) is configured in the FE and in the CE PLs during pre-association by the FEM and the CEM respectively. Only the primary CE sends control messages to the FEs.

8.1.  Relation with the FE Protocol

High Availability parameterization in an FE is driven by configuring the FE Protocol Object LFB (refer to Appendix B (ForCES Protocol LFB schema) and Section 7.3.1 (FE Protocol LFB)). The FE Heartbeat Interval, CE Heartbeat Dead Interval, and CE Heartbeat policy help in detecting connectivity problems between an FE and CE. The CE Failover policy defines the reaction on a detected failure.

Figure 43 (FE State Machine considering HA) extends the state machine illustrated in Figure 4 (The FE Protocol Phases) to allow for new states that facilitate connection recovery.

    (CE issues Teardown ||    +-----------------+
       Lost association) &&   | Pre-Association |
      CE failover policy = 0  | (Association    |
          +------------>-->-->|   in            +<----+
          |                   | progress)       |     |
          |     CE Issues     +--------+--------+     |
          |     Association        |                  | CFTI
          |       Setup            V                  | timer
          |     ___________________+                  | expires
          |     |                                     |
          |     V                                     ^
        +-+-----------+                          +-------+-----+
        |             |                          |  Not        |
        |             |  (CE issues Teardown ||  |  Associated |
        |             |    Lost association) &&  |             |
        | Associated  |  CE Failover Policy = 1  | (May        |
        |             |                          | Continue    |
        |             |---------->------->------>|  Forwarding)|
        |             |                          |             |
        +-------------+                          +-------------+
             ^                                         V
             |                                         |
             |            CE Issues                    |
             |            Association                  |
             |            Setup                        |
             +_________________________________________+

When communication fails between the FE and CE (which can be caused by either the CE or link failure but not FE related), either the TML on the FE will trigger the FE PL regarding this failure or it will be detected using the HB messages between FEs and CEs. The communication failure, regardless of how it is detected, MUST be considered as a loss of association between the CE and corresponding FE.

If the FE's FEPO CE Failover Policy is configured to mode 0 (the default), it will immediately transition to the pre-association phase. This means that if association is again established, all FE state will need to be re-established.

If the FE's FEPO CE Failover Policy is configured to mode 1, it indicates that the FE is capable of HA restart recovery. In such a case, the FE transitions to the not associated state and the CEFTI timer is started. The FE MAY continue to forward packets during this state. It MAY also recycle through any configured secondary CEs in a round-robin fashion. It first adds its primary CE to the tail of backup CEs and sets its primary CE to be the first secondary. It then attempts to associate with the CE designated as the new primary CE. If it fails to re-associate with any CE and the CEFTI expires, the FE then transitions to the pre-association state.

If the FE, while in the not associated state, manages to reconnect to a new primary CE before CEFTI expires it transitions to the Associated state. Once re-associated, the FE tries to recover any state that may have been lost during the not associated state. How the FE achieves re-synchronizes it state is out of scope for this document.

Figure 44 (CE Failover for Report Primary Mode) below illustrates the Forces message sequences that the FE uses to recover the connection.

      FE                   CE Primary        CE Secondary
      |                       |                    |
      |  Asso Estb,Caps exchg |                    |
    1 |<--------------------->|                    |
      |                       |                    |
      |       All msgs        |                    |
    2 |<--------------------->|                    |
      |                       |                    |
      |                       |                    |
      |                   FAILURE                  |
      |                                            |
      |         Asso Estb,Caps exchange            |
    3 |<------------------------------------------>|
      |                                            |
      |              Event Report (pri CE down)    |
    4 |------------------------------------------->|
      |                                            |
      |                   All Msgs                 |
    5 |<------------------------------------------>|

An explicit message (a Config message setting Primary CE component in ForCES Protocol object) from the primary CE, can also be used to change the Primary CE for an FE during normal protocol operation.

Also note that the FEs in a ForCES NE could also use a multicast CE ID, i.e., they could be associated with a group of CEs (this assumes the use of a CE-CE synchronization protocol, which is out of scope for this specification). In this case, the loss of association would mean that communication with the entire multicast group of CEs has been lost. The mechanisms described above will apply for this case as well during the loss of association. If, however, the secondary CE was also using the multicast CE ID that was lost, then the FE will need to form a new association using a different CE ID. If the capability exists, the FE MAY first attempt to form a new association with original primary CE using a different non multicast CE ID.

8.2.  Responsibilities for HA

TML Level:

1. The TML controls logical connection availability and failover.
2. The TML also controls peer HA management.

At this level, control of all lower layers, for example transport level (such as IP addresses, MAC addresses etc) and associated links going down are the role of the TML.

PL Level:
All other functionality, including configuring the HA behavior during setup, the CE IDs used to identify primary and secondary CEs, protocol messages used to report CE failure (Event Report), Heartbeat messages used to detect association failure, messages to change the primary CE (Config), and other HA related operations described before, are the PL responsibility.

To put the two together, if a path to a primary CE is down, the TML would take care of failing over to a backup path, if one is available. If the CE is totally unreachable then the PL would be informed and it would take the appropriate actions described before.

9.  Security Considerations

ForCES Framework document [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.), section 8 goes into extensive detail on a variety of security threats, the possible effects of those threats on the protocol and responses to those threats. This document does not repeat that discussion, the reader is referred to the ForCES Framework document [RFC3746] (Yang, L., Dantu, R., Anderson, T., and R. Gopal, “Forwarding and Control Element Separation (ForCES) Framework,” April 2004.) for those details and how the ForCES architecture addresses them.

ForCES PL uses security services provided by the ForCES TML. The TML provides security services such as endpoint authentication service, message authentication service and confidentiality service. Endpoint authentication service is invoked at the time of the pre-association connection establishment phase and message authentication is performed whenever the FE or CE receives a packet from its peer.

The following are the general security mechanisms that need to be in place for ForCES PL.

• Security mechanisms are session controlled - that is, once the security is turned on depending upon the chosen security level (No Security, Authentication, Confidentiality), it will be in effect for the entire duration of the session.
• An operator should configure the same security policies for both primary and backup FEs and CEs (if available). This will ensure uniform operations and avoid unnecessary complexity in policy configuration.

9.1.  No Security

When "No security" is chosen for ForCES protocol communication, both endpoint authentication and message authentication service needs to be performed by ForCES PL. Both these mechanism are weak and do not involve cryptographic operation. An operator can choose "No Security" level when the ForCES protocol endpoints are within a single box, for example.

In order to have interoperable and uniform implementation across various security levels, each CE and FE endpoint MUST implement this level.

What is described below (in Section 9.1.1 (Endpoint Authentication) and Section 9.1.2 (Message Authentication)) are error checks and not security procedures. The reader is referred to section Section 9.2 (ForCES PL and TML security service). for security procedures.

9.1.1.  Endpoint Authentication

Each CE and FE PL maintains a list of associations as part its of configuration. This is done via the CEM and FEM interfaces. An FE MUST connect to only those CEs that are configured via the FEM; similarly, a CE should accept the connection and establish associations for the FEs which are configured via the CEM. The CE should validate the FE identifier before accepting the connections during the pre-association phase.

9.1.2.  Message Authentication

When a CE or FE initiates a message, the receiving endpoint MUST validate the initiator of the message by checking the common header CE or FE identifiers. This will ensure proper protocol functioning. This extra processing step is recommended even when the underlying TML layer security services exist.

9.2.  ForCES PL and TML security service

This section is applicable if an operator wishes to use the TML security services. A ForCES TML MUST support one or more security services such as endpoint authentication service, message authentication service, and confidentiality service, as part of TML security layer functions. It is the responsibility of the operator to select an appropriate security service and configure security policies accordingly. The details of such configuration are outside the scope of the ForCES PL and are dependent on the type of transport protocol and the nature of the connection.

All these configurations should be done prior to starting the CE and FE.

When certificates-based authentication is being used at the TML, the certificate can use a ForCES-specific naming structure as certificate names and, accordingly, the security policies can be configured at the CE and FE.

The reader is asked to refer to specific TML documents for details on the security requirements specific to that TML

9.2.1.  Endpoint authentication service

When TML security services are enabled, the ForCES TML performs endpoint authentication. Security association is established between CE and FE and is transparent to the ForCES PL.

9.2.2.  Message authentication service

This is a TML specific operation and is transparent to the ForCES PL. For details, refer to Section 5 (TML Requirements).

9.2.3.  Confidentiality service

This is a TML specific operation and is transparent to the ForCES PL. For details, refer to Section 5 (TML Requirements).

10.  Acknowledgements

The authors of this draft would like to acknowledge and thank the ForCES Working Group and especially the following: Furquan Ansari, Alex Audu, Steven Blake, Shuchi Chawla, Alan DeKok, Ellen M. Deleganes, Xiaoyi Guo, Yunfei Guo, Evangelos Haleplidis, Joel M. Halpern (who should probably be listed among the authors), Zsolt Haraszti, Fenggen Jia, John C. Lin, Alistair Munro, Jeff Pickering, T. Sridhlar, Guangming Wang, Chaoping Wu, and Lily L. Yang, for their contributions. We would also like to thank David Putzolu, and Patrick Droz for their comments and suggestions on the protocol and for their infinite patience. We would also like to thank Sue Hares and Alia Atlas for extensive reviews of the document.

Alia Atlas has done a wonderful job of shaping the draft to make it more readable by providing the IESG feedback.

The editors have used the xml2rfc [RFC2629] (Rose, M., “Writing I-Ds and RFCs using XML,” June 1999.) tools in creating this document and are very grateful for the existence and quality of these tools. The editor is also grateful to Elwyn Davies for his help in correcting the XML source of this document.

11.  References

11.1. Normative References

11.2. Informational References

Appendix A.  IANA Considerations

Following the policies outlined in "Guidelines for Writing an IANA Considerations Section in RFCs" (RFC 5226 [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.)), the following name spaces are defined in ForCES.

• Message Type Name Space Section 7 (Protocol Construction)
• Operation Type Name Space Section 7.1.6 (OPER-TLV)
• Header Flags Section 6.1 (Common Header)
• TLV Type Section 7 (Protocol Construction)
• TLV Result Values Section 7.1.7 (RESULT TLV)
• LFB Class ID Section 7.1.5 (LFBselect-TLV)
• Result: Association Setup Response Section 7.5.2 (Association Setup Response Message)
• Reason: Association Teardown Message Section 7.5.3 (Association Teardown Message)

A.1.  Message Type Name Space

The Message Type is an 8 bit value. The following is the guideline for defining the Message Type namespace

Message Types 0x00 - 0x0F

Message Types in this range are part of the base ForCES Protocol. Message Types in this range are allocated through an IETF consensus action. [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.)

Values assigned by this specification:

    0x00               Reserved
    0x01               AssociationSetup
    0x02               AssociationTeardown
    0x03               Config
    0x04               Query
    0x05               EventNotification
    0x06               PacketRedirect
    0x07 - 0x0E        Reserved
    0x0F               Hearbeat
    0x11               AssociationSetupRepsonse
    0x12               Reserved
    0x13               ConfigRepsonse
    0x14               QueryResponse

Message Types 0x20 - 0x7F

Message Types in this range are Specification Required [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.) Message Types using this range must be documented in an RFC or other permanent and readily available reference.

Message Types 0x80 - 0xFF

Message Types in this range are reserved for vendor private extensions and are the responsibility of individual vendors. IANA management of this range of the Message Type Name Space is unnecessary.

A.2.  Operation Selection

The Operation Selection (OPER-TLV) name space is 16 bits long. The following is the guideline for managing the OPER-TLV Name Space.

OPER-TLV Type 0x0000-0x00FF

OPER-TLV Types in this range are allocated through an IETF consensus process. [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Values assigned by this specification:

              0x0000           Reserved
              0x0001           SET
              0x0002           SET-PROP
              0x0003           SET-RESPONSE
              0x0004           SET-PROP-RESPONSE
              0x0005           DEL
              0x0006           DEL-RESPONSE
              0x0007           GET
              0x0008           GET-PROP
              0x0009           GET-RESPONSE
              0x000A           GET-PROP-RESPONSE
              0x000B           REPORT
              0x000C           COMMIT
              0x000D           COMMIT-RESPONSE
              0x000E           TRCOMP

OPER-TLV Type 0x0100-0x7FFF

OPER-TLV Types using this range must be documented in an RFC or other permanent and readily available reference. [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

OPER-TLV Type 0x8000-0xFFFF

OPER-TLV Types in this range are reserved for vendor private extensions and are the responsibility of individual vendors. IANA management of this range of the OPER-TLV Type Name Space is unnecessary.

A.3.  Header Flags

The Header flag field is 32 bits long. Header flags are part of the ForCES base protocol. Header flags are allocated through an IETF consensus action [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

A.4.  TLV Type Name Space

The TLV Type name space is 16 bits long. The following is the guideline for managing the TLV Type Name Space.

TLV Type 0x0000-0x00FF

TLV Types in this range are allocated through an IETF consensus process. [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Values assigned by this specification:

              0x0000           Reserved
              0x0001           REDIRECT-TLV
              0x0010           ASResult-TLV
              0x0011           ASTreason-TLV
              0x1000           LFBselect-TLV
              0x0110           PATH-DATA-TLV
              0x0111           KEYINFO-TLV
              0x0112           FULLDATA-TLV
              0x0113           SPARSEDATA-TLV
              0x0114           RESULT-TLV
              0x0115           METADATA-TLV
              0x0116           REDIRECTDATA-TLV

TLV Type 0x0200-0x7FFF

TLV Types using this range must be documented in an RFC or other permanent and readily available reference [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

TLV Type 0x8000-0xFFFF

TLV Types in this range are reserved for vendor private extensions and are the responsibility of individual vendors. IANA management of this range of the TLV Type Name Space is unnecessary.

A.5.  Result-TLV Result Values

The RESULT-TLV RTesult Value is an 8 bit value.

             0x00        E_SUCCESS
             0x01        E_INVALID_HEADER
             0x02        E_LENGTH_MISMATCH
             0x03        E_VERSION_MISMATCH
             0x04        E_INVALID_DESTINATION_PID
             0x05        E_LFB_UNKNOWN
             0x06        E_LFB_NOT_FOUND
             0x07        E_LFB_INSTANCE_ID_NOT_FOUND
             0x08        E_INVALID_PATH
             0x09        E_COMPONENT_DOES_NOT_EXIST
             0x0A        E_EXISTS
             0x0B        E_NOT_FOUND
             0x0C        E_READ_ONLY
             0x0D        E_INVALID_ARRAY_CREATION
             0x0E        E_VALUE_OUT_OF_RANGE
             0x0F        E_CONTENTS_TOO_LONG
             0x10        E_INVALID_PARAMETERS
             0x11        E_INVALID_MESSAGE_TYPE
             0x12        E_E_INVALID_FLAGS
             0x13        E_INVALID_TLV
             0x14        E_EVENT_ERROR
             0x15        E_NOT_SUPPORTED
             0x16        E_MEMORY_ERROR
             0x17        E_INTERNAL_ERROR
             0x18-0xFE   Reserved
             0xFF        E_UNSPECIFIED_ERROR

All values not assigned in this specification are designated as Assignment by Expert review.

A.6.  Association Setup Response

The Association Setup Response name space is 32 bits long. The following is the guideline for managing the Association Setup Response Name Space.

Association Setup Response 0x0000-0x00FF

Association Setup Responses in this range are allocated through an IETF consensus process [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Values assigned by this specification:

       0x0000   Success
       0x0001   FE ID Invalid
       0x0002   Permission Denied

Association Setup Response 0x0100-0x0FFF

Association Setup Responses in this range are Specification Required [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.) Values using this range must be documented in an RFC or other permanent and readily available reference [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Association Setup Response 0x1000-0xFFFFFFFFF

Association Setup Responses in this range are reserved for vendor private extensions and are the responsibility of individual vendors. IANA management of this range of the Association Setup Responses Name Space is unnecessary.

A.7.  Association Teardown Message

The Association Teardown Message name space is 32 bits long. The following is the guideline for managing the Association Teardown Message Name Space.

Association Teardown Message 0x00000000-0x0000FFFF

Association Teardown Messages in this range are allocated through an IETF consensus process [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Values assigned by this specification:

        0x00000000        Normal - Teardown by Administrator
        0x00000001        Error  - loss of heartbeats
        0x00000002        Error  - loss of bandwidth
        0x00000003        Error  - Out of Memory
        0x00000004        Error  - Application Crash
        0x000000FF        Error  - Unspecified

Association Teardown Message 0x00010000-0x7FFFFFFF

Association Teardown Messages in this range are Specification Required [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.) Association Teardown Messages using this range must be documented in an RFC or other permanent and readily available references. [RFC5226] (Narten, T. and H. Alvestrand, “Guidelines for Writing an IANA Considerations Section in RFCs,” May 2008.).

Association Teardown Message 0x80000000-0xFFFFFFFFF

Association Teardown Messages in this range are reserved for vendor private extensions and are the responsibility of individual vendors. IANA management of this range of the Association Teardown Message Name Space is unnecessary.

Appendix B.  ForCES Protocol LFB schema

The schema described below conforms to the LFB schema described in ForCES Model draft. (Yang, L., Halpern, J., Gopal, R., DeKok, A., Haraszti, Z., and S. Blake, “ForCES Forwarding Element Model,” Feb. 2005.) [FE‑MODEL]

Section 7.3.1 (FE Protocol LFB) describes the details of the different components defined in this definition.

<LFBLibrary xmlns="urn:ietf:params:xml:ns:forces:lfbmodel:1.0"
  xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    provides="FEPO">
<!-- XXX  -->
  <dataTypeDefs>
     <dataTypeDef>
        <name>CEHBPolicyValues</name>
               <synopsis>
                   The possible values of CE heartbeat policy
               </synopsis>
           <atomic>
           <baseType>uchar</baseType>
           <specialValues>
              <specialValue value="0">
                <name>CEHBPolicy0</name>
                <synopsis>
                     The CE heartbeat policy 0
                </synopsis>
                </specialValue>
              <specialValue value="1">
                 <name>CEHBPolicy1</name>
                 <synopsis>
                      The CE heartbeat policy 1
                 </synopsis>
              </specialValue>
            </specialValues>
            </atomic>
      </dataTypeDef>

      <dataTypeDef>
         <name>FEHBPolicyValues</name>
              <synopsis>
                  The possible values of FE heartbeat policy
             </synopsis>
           <atomic>
           <baseType>uchar</baseType>
           <specialValues>
             <specialValue value="0">
               <name>FEHBPolicy0</name>
               <synopsis>
                    The FE heartbeat policy 0
               </synopsis>
             </specialValue>
             <specialValue value="1">
                <name>FEHBPolicy1</name>
                <synopsis>
                     The FE heartbeat policy 1
                </synopsis>
               </specialValue>
            </specialValues>
            </atomic>
      </dataTypeDef>

      <dataTypeDef>
      <name>FERestartPolicyValues</name>
            <synopsis>
                The possible values of FE restart policy
            </synopsis>
           <atomic>
           <baseType>uchar</baseType>
           <specialValues>
              <specialValue value="0">
                <name>FERestartPolicy0</name>
                <synopsis>
                     The FE restart policy 0
                </synopsis>
                </specialValue>
            </specialValues>
            </atomic>
      </dataTypeDef>

      <dataTypeDef>
      <name>CEFailoverPolicyValues</name>
            <synopsis>
                The possible values of CE failover policy
            </synopsis>
           <atomic>
           <baseType>uchar</baseType>
           <specialValues>
             <specialValue value="0">
                <name>CEFailoverPolicy0</name>
                <synopsis>
                     The CE failover policy 0
                </synopsis>
              </specialValue>
            <specialValue value="1">
               <name>CEFailoverPolicy1</name>
               <synopsis>
                    The CE failover policy 1
               </synopsis>
             </specialValue>
            </specialValues>
            </atomic>
      </dataTypeDef>

     <dataTypeDef>
        <name>FEHACapab</name>
               <synopsis>
                   The supported HA features
               </synopsis>
           <atomic>
           <baseType>uchar</baseType>
           <specialValues>
              <specialValue value="0">
                <name>GracefullRestart</name>
                <synopsis>
                     The FE supports Graceful Restart
                </synopsis>
                </specialValue>
              <specialValue value="1">
                 <name>HA</name>
                 <synopsis>
                      The FE supports HA
                 </synopsis>
              </specialValue>
            </specialValues>
            </atomic>
      </dataTypeDef>
  </dataTypeDefs>

  <LFBClassDefs>
    <LFBClassDef LFBClassID="2">
      <name>FEPO</name>
      <synopsis>
         The FE Protocol Object
      </synopsis>
      <version>1.0</version>

  <components>
        <component componentID="1" access="read-only">
          <name>CurrentRunningVersion</name>
          <synopsis>Currently running ForCES version</synopsis>
          <typeRef>u8</typeRef>
        </component>
        <component componentID="2" access="read-only">
          <name>FEID</name>
          <synopsis>Unicast FEID</synopsis>
          <typeRef>uint32</typeRef>
        </component>
        <component componentID="3" access="read-write">
           <name>MulticastFEIDs</name>
           <synopsis>
              the table of all multicast IDs
           </synopsis>
           <array type="variable-size">
            <typeRef>uint32</typeRef>
           </array>
        </component>
        <component componentID="4" access="read-write">
          <name>CEHBPolicy</name>
          <synopsis>
           The CE Heartbeat Policy
          </synopsis>
          <typeRef>CEHBPolicyValues</typeRef>
        </component>
        <component componentID="5" access="read-write">
          <name>CEHDI</name>
          <synopsis>
            The CE Heartbeat Dead Interval in millisecs
          </synopsis>
          <typeRef>uint32</typeRef>
        </component>
        <component componentID="6" access="read-write">
          <name>FEHBPolicy</name>
          <synopsis>
            The FE Heartbeat Policy
          </synopsis>
          <typeRef>FEHBPolicyValues</typeRef>
        </component>
        <component componentID="7" access="read-write">
          <name>FEHI</name>
          <synopsis>
            The FE Heartbeat Interval in millisecs
          </synopsis>
          <typeRef>uint32</typeRef>
        </component>
        <component componentID="8" access="read-write">
          <name>CEID</name>
          <synopsis>
             The Primary CE this FE is associated with
          </synopsis>
          <typeRef>uint32</typeRef>
        </component>
        <component componentID="9" access="read-write">
           <name>BackupCEs</name>
           <synopsis>
              The table of all backup CEs other than the primary
           </synopsis>
           <array type="variable-size">
            <typeRef>uint32</typeRef>
           </array>
        </component>
        <component componentID="10" access="read-write">
          <name>CEFailoverPolicy</name>
          <synopsis>
            The CE Failover Policy
          </synopsis>
          <typeRef>CEFailoverPolicyValues</typeRef>
        </component>

        <component componentID="11" access="read-write">
          <name>CEFTI</name>
          <synopsis>
            The CE Failover Timeout Interval in millisecs
          </synopsis>
          <typeRef>uint32</typeRef>
        </component>
        <component componentID="12" access="read-write">
          <name>FERestartPolicy</name>
          <synopsis>
             The FE Restart Policy
          </synopsis>
          <typeRef>FERestartPolicyValues</typeRef>
        </component>
        <component componentID="13" access="read-write">
          <name>LastCEID</name>
          <synopsis>
             The Primary CE this FE was last associated with
          </synopsis>
          <typeRef>uint32</typeRef>
        </component>
      </components>

     <capabilities>
        <capability componentID="30">
           <name>SupportableVersions</name>
           <synopsis>
              the table of ForCES versions that FE supports
           </synopsis>
           <array type="variable-size">
            <typeRef>u8</typeRef>
           </array>
        </capability>
        <capability componentID="31">
           <name>HACapabilities</name>
           <synopsis>
              the table of HA capabilities the FE supports
           </synopsis>
           <array type="variable-size">
            <typeRef>FEHACapab</typeRef>
           </array>
        </capability>
      </capabilities>

      <events baseID="61">
        <event eventID="1">
          <name>PrimaryCEDown</name>
          <synopsis>
              The pimary CE has changed
          </synopsis>
          <eventTarget>
              <eventField>LastCEID</eventField>
          </eventTarget>
          <eventChanged/>
          <eventReports>
             <eventReport>
               <eventField>LastCEID</eventField>
             </eventReport>
          </eventReports>
        </event>
      </events>

    </LFBClassDef>
  </LFBClassDefs>
</LFBLibrary>

B.1.  Capabilities

Supportable Versions enumerates all ForCES versions that an FE supports.

FEHACapab enumerates the HA capabilities of the FE. If the FE is not capable of Graceful restarts or HA, then it will not be able to participate in HA as described in Section 8.1 (Relation with the FE Protocol )

B.2.  Components

All Components are explained in Section 7.3.1 (FE Protocol LFB).

Appendix C.  Data Encoding Examples

In this section a few examples of data encoding are discussed. these example, however, do not show any padding.

==========
Example 1:
==========

Structure with three fixed-lengthof, mandatory fields.

        struct S {
        uint16 a
        uint16 b
        uint16 c
        }

(a) Describing all fields using SPARSEDATA-TLV

        Path-Data TLV
          Path to an instance of S ...
          SPARSEDATA-TLV
            ComponentIDof(a), lengthof(a), valueof(a)
            ComponentIDof(b), lengthof(b), valueof(b)
            ComponentIDof(c), lengthof(c), valueof(c)

(b) Describing a subset of fields

        Path-Data TLV
          Path to an instance of S ...
          SPARSEDATA-TLV
            ComponentIDof(a), lengthof(a), valueof(a)
            ComponentIDof(c), lengthof(c), valueof(c)

Note: Even though there are non-optional components in structure S, since one can uniquely identify components, one can selectively send component of structure S (eg in the case of an update from CE to FE).

(c) Describing all fields using a FULLDATA-TLV

        Path-Data TLV
          Path to an instance of S ...
          FULLDATA-TLV
            valueof(a)
            valueof(b)
            valueof(c)

==========
Example 2:
==========

Structure with three fixed-lengthof fields, one mandatory, two optional.

        struct T {
        uint16 a
        uint16 b (optional)
        uint16 c (optional)
        }

This example is identical to Example 1, as illustrated below.

(a) Describing all fields using SPARSEDATA-TLV

        Path-Data TLV
          Path to an instance of S ...
          SPARSEDATA-TLV
            ComponentIDof(a), lengthof(a), valueof(a)
            ComponentIDof(b), lengthof(b), valueof(b)
            ComponentIDof(c), lengthof(c), valueof(c)

(b) Describing a subset of fields using SPARSEDATA-TLV

        Path-Data TLV
          Path to an instance of S ...
          SPARSEDATA-TLV
            ComponentIDof(a), lengthof(a), valueof(a)
            ComponentIDof(c), lengthof(c), valueof(c)

(c) Describing all fields using a FULLDATA-TLV

        Path-Data TLV
          Path to an instance of S ...
          FULLDATA-TLV
            valueof(a)
            valueof(b)
            valueof(c)

Note: FULLDATA-TLV _cannot_ be used unless all fields are being described.

==========
Example 3:
==========

Structure with a mix of fixed-lengthof and variable-lengthof fields, some mandatory, some optional. Note in this case, b is variable sized

        struct U {
        uint16 a
        string b (optional)
        uint16 c (optional)
        }

(a) Describing all fields using SPARSEDATA-TLV

        Path to an instance of U ...
        SPARSEDATA-TLV
          ComponentIDof(a), lengthof(a), valueof(a)
          ComponentIDof(b), lengthof(b), valueof(b)
          ComponentIDof(c), lengthof(c), valueof(c)

(b) Describing a subset of fields using SPARSEDATA-TLV

        Path to an instance of U ...
        SPARSEDATA-TLV
          ComponentIDof(a), lengthof(a), valueof(a)
          ComponentIDof(c), lengthof(c), valueof(c)

(c) Describing all fields using FULLDATA-TLV

        Path to an instance of U ...
          FULLDATA-TLV
            valueof(a)
            FULLDATA-TLV
              valueof(b)
            valueof(c)

Note: The variable-length field requires the addition of a FULLDATA-TLV within the outer FULLDATA-TLV as in the case of component b above.

==========
Example 4:
==========

Structure containing an array of another structure type.

        struct V {
        uint32 x
        uint32 y
        struct U z[]
        }

(a) Encoding using SPARSEDATA-TLV, with two instances of z[], also described with SPARSEDATA-TLV, assuming only the 10th and 15th subscript of z[] are encoded.

        path to instance of V ...
        SPARSEDATA-TLV
        ComponentIDof(x), lengthof(x), valueof(x)
        ComponentIDof(y), lengthof(y), valueof(y)
        ComponentIDof(z), lengthof(all below)
          ComponentID = 10 (i.e index 10 from z[]), lengthof(all below)
              ComponentIDof(a), lengthof(a), valueof(a)
              ComponentIDof(b), lengthof(b), valueof(b)
          ComponentID = 15 (index 15 from z[]), lengthof(all below)
              ComponentIDof(a), lengthof(a), valueof(a)
              ComponentIDof(c), lengthof(c), valueof(c)

Note the holes in the components of z (10 followed by 15). Also note the gap in index 15 with only components a and c appearing but not b.

Appendix D.  Use Cases

Assume LFB with following components for the following use cases.

foo1, type u32, ID = 1

foo2, type u32, ID = 2

table1: type array, ID = 3
        components are:
        t1, type u32, ID = 1
        t2, type u32, ID = 2  // index into table2
        KEY: nhkey, ID = 1, V = t2

table2: type array, ID = 4
        components are:
        j1, type u32, ID = 1
        j2, type u32, ID = 2
        KEY: akey, ID = 1, V = { j1,j2 }

table3: type array, ID = 5
        components are:
        someid, type u32, ID = 1
        name, type string variable sized, ID = 2

table4: type array, ID = 6
        components are:
        j1, type u32, ID = 1
        j2, type u32, ID = 2
        j3, type u32, ID = 3
        j4, type u32, ID = 4
        KEY: mykey, ID = 1, V = { j1}

table5: type array, ID = 7
        components are:
        p1, type u32, ID = 1
        p2, type array, ID = 2, array components of type-X

Type-X:
        x1, ID 1, type u32
        x2, ID2 , type u32
                KEY: tkey, ID = 1, V = { x1}

All examples will use valueof(x) to indicate the value of the referenced component x. In the case where F_SEL** are missing (bits equal to 00) then the flags will not show any selection.

All the examples only show use of FULLDATA-TLV for data encoding; although SPARSEDATA-TLV would make more sense in certain occasions, the emphasis is on showing the message layout. Refer to Appendix C (Data Encoding Examples) for examples that show usage of both FULLDATA-TLV and SPARSEDATA-TLV.

1. To get foo1

   
   OPER = GET-TLV
           Path-data TLV: IDCount = 1, IDs = 1
   Result:
   OPER = GET-RESPONSE-TLV
           Path-data-TLV:
                   flags=0, IDCount = 1, IDs = 1
                   FULLDATA-TLV L = 4+4, V =  valueof(foo1)
   
   

2. To set foo2 to 10

   OPER = SET-TLV
           Path-data-TLV:
                   flags = 0,  IDCount = 1, IDs = 2
                   FULLDATA-TLV: L = 4+4, V=10
   
   Result:
   OPER = SET-RESPONSE-TLV
           Path-data-TLV:
                   flags = 0,  IDCount = 1, IDs = 2
                   RESULT-TLV
   

3. To dump table2

      OPER = GET-TLV
           Path-data-TLV:
                   IDCount = 1, IDs = 4
      Result:
      OPER = GET-RESPONSE-TLV
           Path-data-TLV:
                   flags = 0, IDCount = 1, IDs = 4
                   FULLDATA-TLV: L = XXX, V=
                        a series of: index, valueof(j1), valueof(j2)
                        representing the entire table
   
   
   

   Note:

   One should be able to take a GET-RESPONSE-TLV and convert it to a SET-TLV. If the result in the above example is sent back in a SET-TLV, (instead of a GET-RESPONSE_TLV) then the entire contents of the table will be replaced at that point.

4. Multiple operations Example. To create entry 0-5 of table2 (Error conditions are ignored)

OPER = SET-TLV
        Path-data-TLV:
                flags = 0 , IDCount = 1, IDs=4
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 0
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 0
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 1
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 1
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 2
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 2
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 3
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 3
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 4
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 4
                PATH-DATA-TLV
                  flags = 0, IDCount = 1, IDs = 5
                  FULLDATA-TLV valueof(j1), valueof(j2) of entry 5

Result:
OPER = SET-RESPONSE-TLV
        Path-data-TLV:
                flags = 0 , IDCount = 1, IDs=4
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 0
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 1
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 2
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 3
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 4
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 5
                    RESULT-TLV

5. Block operations (with holes) example. Replace entry 0,2 of table2

OPER = SET-TLV
        Path-data TLV:
                flags =  0 , IDCount = 1, IDs=4
                PATH-DATA-TLV
                   flags = 0, IDCount = 1, IDs = 0
                   FULLDATA-TLV containing valueof(j1), valueof(j2) of 0
                PATH-DATA-TLV
                   flags = 0, IDCount = 1, IDs = 2
                   FULLDATA-TLV containing valueof(j1), valueof(j2) of 2

Result:
OPER = SET-TLV
        Path-data TLV:
                flags =  0 , IDCount = 1, IDs=4
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 0
                    RESULT-TLV
                PATH-DATA-TLV
                    flags = 0, IDCount = 1, IDs = 2
                    RESULT-TLV

6. Getting rows example. Get first entry of table2.

   OPER = GET-TLV
           Path-data TLV:
                   IDCount = 2, IDs=4.0
   
   Result:
   OPER = GET-RESPONSE-TLV
           Path-data TLV:
                   IDCount = 2, IDs=4.0
                    FULLDATA-TLV containing valueof(j1), valueof(j2)
   

7. Get entry 0-5 of table2.

   
   OPER = GET-TLV
           Path-data-TLV:
                   flags = 0, IDCount = 1, IDs=4
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 0
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 1
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 2
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 3
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 4
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 5
   
   
   Result:
   OPER = GET-RESPONSE-TLV
           Path-data-TLV:
                   flags = 0, IDCount = 1, IDs=4
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 0
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 1
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 2
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 3
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 4
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
                   PATH-DATA-TLV
                       flags = 0, IDCount = 1, IDs = 5
                       FULLDATA-TLV containing valueof(j1), valueof(j2)
   
   

8. Create a row in table2, index 5.

OPER = SET-TLV
        Path-data-TLV:
                flags = 0, IDCount = 2, IDs=4.5
                FULLDATA-TLV containing valueof(j1), valueof(j2)

Result:
OPER = SET-RESPONSE-TLV
        Path-data TLV:
                flags = 0, IDCount = 1, IDs=4.5
                RESULT-TLV

9. Dump contents of table1.

OPER = GET-TLV
        Path-data TLV:
                flags = 0, IDCount = 1, IDs=3

Result:
OPER = GET-RESPONSE-TLV
        Path-data TLV
                flags = 0, IDCount = 1, IDs=3
                FULLDATA-TLV, Length = XXXX
                        (depending on size of table1)
                        index, valueof(t1),valueof(t2)
                        index, valueof(t1),valueof(t2)
                        .
                        .
                        .

10. Using Keys. Get row entry from table4 where j1=100. Recall, j1 is a defined key for this table and its KeyID is 1.

OPER = GET-TLV
        Path-data-TLV:
                flags = F_SELKEY  IDCount = 1, IDs=6
                KEYINFO-TLV = KeyID=1, KEY_DATA=100

Result:
If j1=100 was at index 10
OPER = GET-RESPONSE-TLV
        Path-data TLV:
                flags = 0, IDCount = 1, IDs=6.10
                FULLDATA-TLV containing
                  valueof(j1), valueof(j2),valueof(j3),valueof(j4)

11. Delete row with KEY match (j1=100, j2=200) in table2. Note that the j1,j2 pair are a defined key for the table2.

OPER = DEL-TLV
        Path-data TLV:
                flags = F_SELKEY  IDCount = 1, IDs=4
                KEYINFO-TLV:  {KeyID =1 KEY_DATA=100,200}

Result:
If (j1=100, j2=200) was at entry 15:
OPER = DELETE-RESPONSE-TLV
        Path-data TLV:
                flags = 0  IDCount = 2, IDs=4.15
                RESULT-TLV

12. Dump contents of table3. It should be noted that this table has a column with component name that is variable sized. The purpose of this use case is to show how such an component is to be encoded.

OPER = GET-TLV
        Path-data-TLV:
                flags = 0 IDCount = 1, IDs=5

Result:
OPER = GET-RESPONSE-TLV
     Path-data TLV:
        flags = 0  IDCount = 1, IDs=5
            FULLDATA-TLV, Length = XXXX
               index, someidv, TLV: T=FULLDATA-TLV, L = 4+strlen(namev),
                       V = valueof(v)
               index, someidv, TLV: T=FULLDATA-TLV, L = 4+strlen(namev),
                       V = valueof(v)
               index, someidv, TLV: T=FULLDATA-TLV, L = 4+strlen(namev),
                       V = valueof(v)
               index, someidv, TLV: T=FULLDATA-TLV, L = 4+strlen(namev),
                       V = valueof(v)
                .
                .
                .

13. Multiple atomic operations.

Note 1:

This emulates adding a new nexthop entry and then atomically updating the L3 entries pointing to an old NH to point to a new one. The assumption is both tables are in the same LFB

Note2:

Observe the two operations on the LFB instance, both are SET operations.

//Operation 1: Add a new entry to table2 index #20.
OPER = SET-TLV
        Path-TLV:
                flags = 0, IDCount = 2,  IDs=4.20
                FULLDATA-TLV, V= valueof(j1),valueof(j2)

// Operation 2: Update table1 entry which
// was pointing with t2 = 10 to now point to 20
OPER = SET-TLV
        Path-data-TLV:
                flags = F_SELKEY, IDCount = 1, IDs=3
                KEYINFO-TLV = KeyID=1 KEY_DATA=10
                Path-data-TLV
                        flags = 0  IDCount = 1, IDs=2
                        FULLDATA-TLV, V= 20

Result:
//first operation, SET
OPER = SET-RESPONSE-TLV
        Path-data-TLV
                flags = 0 IDCount = 3, IDs=4.20
                RESULT-TLV code = success
                        FULLDATA-TLV, V = valueof(j1),valueof(j2)
// second operation SET - assuming entry 16 was updated
OPER = SET-RESPONSE-TLV
        Path-data TLV
                flags = 0 IDCount = 2, IDs=3.16
                Path-Data TLV
                        flags = 0  IDCount = 1, IDs = 2
                        RESULT-TLV code = success
                                FULLDATA-TLV, Length = XXXX v=20

14. Selective setting. On table4 -- for indices 1, 3, 5, 7, and 9. Replace j1 to 100, j2 to 200, j3 to 300. Leave j4 as is.

PER = SET-TLV
    Path-data TLV
        flags = 0, IDCount = 1, IDs = 6
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 1
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                FULLDATA-TLV, Length = XXXX, V = {100}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                FULLDATA-TLV, Length = XXXX, V = {200}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                FULLDATA-TLV, Length = XXXX, V = {300}
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 3
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                FULLDATA-TLV, Length = XXXX, V = {100}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                FULLDATA-TLV, Length = XXXX, V = {200}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                FULLDATA-TLV, Length = XXXX, V = {300}
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 5
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                FULLDATA-TLV, Length = XXXX, V = {100}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                FULLDATA-TLV, Length = XXXX, V = {200}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                FULLDATA-TLV, Length = XXXX, V = {300}
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 7
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                FULLDATA-TLV, Length = XXXX, V = {100}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                FULLDATA-TLV, Length = XXXX, V = {200}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                FULLDATA-TLV, Length = XXXX, V = {300}
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 9
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                FULLDATA-TLV, Length = XXXX, V = {100}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                FULLDATA-TLV, Length = XXXX, V = {200}
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                FULLDATA-TLV, Length = XXXX, V = {300}


response:

OPER = SET-RESPONSE-TLV
    Path-data TLV
        flags = 0, IDCount = 1, IDs = 6
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 1
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                RESULT-TLV
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 3
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                RESULT-TLV
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 5
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                RESULT-TLV
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 7
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                RESULT-TLV
        Path-data TLV
            flags = 0, IDCount = 1, IDs = 9
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 1
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 2
                RESULT-TLV
            Path-data TLV
                flags = 0, IDCount = 1, IDs = 3
                RESULT-TLV

15. Manipulation of table of table examples. Get x1 from table10 row with index 4, inside table5 entry 10

operation = GET-TLV
        Path-data-TLV
                flags = 0  IDCount = 5, IDs=7.10.2.4.1

Results:
operation = GET-RESPONSE-TLV
        Path-data-TLV
                flags = 0  IDCount = 5, IDs=7.10.2.4.1
                FULLDATA-TLV: L=XXXX, V = valueof(x1)

16. From table5's row 10 table10, get X2s based on on the value of x1 equaling 10 (recall x1 is KeyID 1)

operation = GET-TLV
        Path-data-TLV
                flag = F_SELKEY, IDCount=3, IDS = 7.10.2
                KEYINFO-TLV, KeyID = 1, KEYDATA = 10
                Path-data TLV
                        IDCount = 1, IDS = 2 //select x2

Results:
If x1=10 was at entry 11:
operation = GET-RESPONSE-TLV
        Path-data-TLV
                flag = 0, IDCount=5, IDS = 7.10.2.11
                Path-data TLV
                        flags = 0  IDCount = 1, IDS = 2
                        FULLDATA-TLV: L=XXXX, V = valueof(x2)

17. Further example of manipulating a table of tables

Consider table6 which is defined as:
table6: type array, ID = 8
        components are:
        p1, type u32, ID = 1
        p2, type array, ID = 2, array components of type type-A

type-A:
        a1, type u32, ID 1,
        a2, type array ID2 ,array components of type type-B

type-B:
        b1, type u32, ID 1
        b2, type u32, ID 2

If for example one wanted to set by replacing:
table6.10.p1 to 111
table6.10.p2.20.a1 to 222
table6.10.p2.20.a2.30.b1 to 333

in one message and one operation.

There are two ways to do this:
   a) using nesting
   b) using a flat path data

A. Method using nesting
   in one message with a single operation

operation = SET-TLV
        Path-data-TLV
                flags = 0  IDCount = 2, IDs=6.10
                Path-data-TLV
                        flags = 0, IDCount = 1, IDs=1
                        FULLDATA-TLV: L=XXXX,
                                V = {111}
                Path-data-TLV
                        flags = 0  IDCount = 2, IDs=2.20
                        Path-data-TLV
                                flags = 0, IDCount = 1, IDs=1
                                FULLDATA-TLV: L=XXXX,
                                        V = {222}
                        Path-data TLV :
                                flags = 0, IDCount = 3, IDs=2.30.1
                                FULLDATA-TLV: L=XXXX,
                                        V = {333}
Result:
operation = SET-RESPONSE-TLV
        Path-data-TLV
                flags = 0  IDCount = 2, IDs=6.10
                Path-data-TLV
                        flags = 0, IDCount = 1, IDs=1
                        RESULT-TLV
                Path-data-TLV
                        flags = 0  IDCount = 2, IDs=2.20
                        Path-data-TLV
                                flags = 0, IDCount = 1, IDs=1
                                RESULT-TLV
                        Path-data TLV :
                                flags = 0, IDCount = 3, IDs=2.30.1
                                RESULT-TLV

B. Method using a flat path data in
   one message with a single operation

operation = SET-TLV
        Path-data TLV :
                flags = 0, IDCount = 3, IDs=6.10.1
                FULLDATA-TLV: L=XXXX,
                        V = {111}
        Path-data TLV :
                flags = 0, IDCount = 5, IDs=6.10.1.20.1
                FULLDATA-TLV: L=XXXX,
                        V = {222}
        Path-data TLV :
                flags = 0, IDCount = 7, IDs=6.10.1.20.1.30.1
                FULLDATA-TLV: L=XXXX,
                        V = {333}
Result:
operation = SET-TLV
        Path-data TLV :
                flags = 0, IDCount = 3, IDs=6.10.1
                RESULT-TLV
        Path-data TLV :
                flags = 0, IDCount = 5, IDs=6.10.1.20.1
                RESULT-TLV
        Path-data TLV :
                flags = 0, IDCount = 7, IDs=6.10.1.20.1.30.1
                RESULT-TLV

18. Get a whole LFB (all its components, etc.).

For example:

at startup a CE might well want the entire FE OBJECT LFB. So, in a request targeted at class 1, instance 1, one might find:

operation = GET-TLV
        Path-data-TLV
                flags = 0  IDCount = 0

result:
operation = GET-RESPONSE-TLV
        Path-data-TLV
                flags = 0  IDCount = 0
                FULLDATA-TLV encoding of the FE Object LFB

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