DomainKeys Identified Mail (DKIM) Development, Deployment and Operations
draft-ietf-dkim-deployment-03

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Abstract

DomainKeys Identified Mail (DKIM) allows an organization to claim responsibility for transmitting a message, in a way that can be validated by a recipient. The organization can be the author's, the originating sending site, an intermediary, or one of their agents. A message can contain multiple signatures, from the same or different organizations involved with the message. DKIM defines a domain-level digital signature authentication framework for email, using public key cryptography, using the domain name service as its key server technology [RFC4871] (Allman, E., Callas, J., Delany, M., Libbey, M., Fenton, J., and M. Thomas, “DomainKeys Identified Mail (DKIM) Signatures,” May 2007.). This permits verification of a responsible organization, as well as the integrity of the message contents. DKIM will also provide a mechanism that permits potential email signers to publish information about their email signing practices; this will permit email receivers to make additional assessments about messages. DKIM's authentication of email identity can assist in the global control of "spam" and "phishing". This document provides implementation, deployment, operational and migration considerations for DKIM.

Table of Contents

1.  Introduction
2.  Using DKIM as Part of Trust Assessment
    2.1.  A Systems View of Email Trust Assessment
    2.2.  Choosing a DKIM Tag for the Assessment Identifier
    2.3.  Choosing the Signing Domain Name
    2.4.  Recipient-based Assessments
    2.5.  Filtering
3.  DKIM Key Generation, Storage, and Management
    3.1.  Private Key Management: Deployment and Ongoing Operations
    3.2.  Storing Public Keys: DNS Server Software Considerations
    3.3.  Per User Signing Key Management Issues
    3.4.  Third Party Signer Key Management and Selector Administration
    3.5.  Key Pair / Selector Lifecycle Management
4.  Signing
    4.1.  DNS Records
    4.2.  Signing Module
    4.3.  Signing Policies and Practices
5.  Verifying
6.  Taxonomy of Signatures
    6.1.  Single Domain Signature
    6.2.  Parent Domain Signature
    6.3.  Third Party Signature
    6.4.  Using Trusted 3rd Party Senders
    6.5.  Multiple Signatures
7.  Example Usage Scenarios
    7.1.  Author's Organization - Simple
    7.2.  Author's Organization - Differentiated Types of Mail
    7.3.  Author Signature
    7.4.  Author Domain Signing Practices
    7.5.  Delegated Signing
    7.6.  Independent Third Party Service Providers
    7.7.  Mail Streams Based on Behavioral Assessment
    7.8.  Agent or Mediator Signatures
8.  Usage Considerations
    8.1.  Non-standard Submission and Delivery Scenarios
    8.2.  Protection of Internal Mail
    8.3.  Signature Granularity
    8.4.  Email Infrastructure Agents
    8.5.  Mail User Agent
9.  Other Considerations
    9.1.  Security Considerations
    9.2.  IANA Considerations
10.  Acknowledgements
11.  Informative References
Appendix A.  Migrating from DomainKeys
    A.1.  Signers
    A.2.  Verifiers
Appendix B.  General Coding Criteria for Cryptographic Applications
§  Authors' Addresses

1.  Introduction

DomainKeys Identified Mail (DKIM) allows an organization to claim responsibility for transmitting a message, in a way that can be validated by a recipient. This document provides practical tips for: those who are developing DKIM software, mailing list managers, filtering strategies based on the output from DKIM verification, and DNS servers; those who are deploying DKIM software, keys, mailing list software, and migrating from DomainKeys; and those who are responsible for the on-going operations of an email infrastructure that has deployed DKIM.

The document is organized around the key concepts related to DKIM. Within each section, additional considerations specific to development, deployment, or ongoing operations are highlighted where appropriate.

[anchor2] (MSK: maybe this is a good place to mention the possibility of collecting verification history for selectors domains as a means of observing over time behaviour of signers for the purpose of asserting local reputation)

2.  Using DKIM as Part of Trust Assessment

2.1.  A Systems View of Email Trust Assessment

DKIM participates in a trust-oriented enhancement to the Internet's email service, to facilitate message handling decisions, such as for delivery and for content display. Trust-oriented message handling has substantial differences from approaches that consider messages in terms of risk and abuse. With trust, there is a collaborative exchange between a willing participant along the sending path and a willing participant at the recipient site. In contrast, the risk model entails independent action by the recipient site, in the face of a potentially unknown, hostile and deceptive sender. This translates into a very basic technical difference: In the face of unilateral action by the recipient and even antagonistic efforts by the sender, risk-oriented mechanisms must be based on heuristics, that is, on guessing. Guessing produces statistical results with some false negatives and some false positives. For trust-based exchanges, the goal is the deterministic exchange of information. For DKIM, that information is the one identifier that represents a stream of mail for which an independent assessment is sought (by the signer.)

A trust-based service is built upon a validated Responsible Identifier that labels a stream of mail and is controlled by an identity (role, person or organization.) The identity is acknowledging some degree of responsibility for the message stream. Given a basis for believing that an identifier is being used in an authorized manner, the recipient site can make and use an assessment of the associated identity. An identity can use different identifiers, on the assumption that the different streams might produce different assessments. For example, even the best-run marketing campaigns will tend to produce some complaints that can affect the reputation of the associated identifier. Whereas a stream of transactional messages is likely to have a more pristine reputation.

Determining that the identifier's use is valid is quite different from determining that the content of a message is valid. The former means only that the identifier for the responsible role, person or organization has been legitimately associated with a message. The latter means that the content of the message can be believed and, typically, that the claimed author of the content is correct. DKIM validates only the presence of the identifier used to sign the message. Even when this identifier is validated, DKIM carries no implication that any of the message content, including the RFC5322.From field, is valid. Surprisingly, this limit to the semantics of a DKIM signature applies even when the validated signing identifier is the same domain name as is used in the From: field! DKIM's only claim about message content is that the content cited in the DKIM-Signature: field's h= tag have been delivered without modification. That is, it asserts message content integrity, not message content validity.

As shown in Figure 1 (Actors in a Trust Sequence using DKIM), this enhancement is a communication between a responsible role, person or organization that signs the message and a recipient organization that assesses its trust in the signer and then makes handling decisions based on a collection of assessments, of which the DKIM mechanism is only a part. In this model, validation is an intermediary step, having the sole task of passing a validated Responsible Identifier to the Identity Assessor. The communication is of a single Responsible Identifier that the Responsible Identity wishes to have used by the Identity Assessor. The Identifier is the sole, formal input and output value of DKIM signing. The Identity Assessor uses this single, provided Identifier for consulting whatever assessment data bases are deemed appropriate by the assessing entity. In turn, output from the Identity Assessor is fed into a Handling Filter engine that considers a range of factors, along with this single output value; the range of factors can include ancillary information from the DKIM validation.

Identity Assessment covers a range of possible functions. It can be as simple as determining whether the identifier is a member of some list, such as authorized operators or participants in a group that might be of interest for recipient assessment. Equally, it can indicate a degree of trust (reputation) that is to be afforded the actor using that identifier. The extent to which the assessment affects handling of the message is, of course, determined later, by the Handling Filter.

  +------+------+                            +------+------+
  |   Author    |                            |  Recipient  |
  +------+------+                            +------+------+
         |                                          ^
         |                                          |
         |                                   +------+------+
         |                                -->|  Handling   |<--
         |                                -->|   Filter    |<--
         |                                   +-------------+
         |                                          ^
         V                  Responsible             |
  +-------------+           Identifier       +------+------+
  | Responsible |. .       . . . . . . . . .>|  Identity   |
  |  Identity   |  .       .                 |  Assessor   |
  +------+------+  .       .                 +-------------+
         |         .       .                       ^ ^
         V         .       .                       | |
+------------------.-------.--------------------+  | |
| +------+------+  . . . . .   +-------------+  |  | |  +-------------+
| | Identifier  |              |  Identifier +--|--+ +--+ Assessment  |
| |   Signer    +------------->|  Validator  |  |       | Databases   |
| +-------------+              +-------------+  |       +-------------+
|                 DKIM Service                  |
+-----------------------------------------------+

2.2.  Choosing a DKIM Tag for the Assessment Identifier

The signer of a message needs to be able to provide precise data and know what that data will mean upon delivery to the Assessor. If there is ambiguity in the choice that will be made on the receive side, then the sender cannot know what basis for assessment will be used. DKIM has three values that specify identification information and it is easy to confuse their use, although only one defines the formal input and output of DKIM, with the other two being used for internal protocol functioning and adjunct purposes, such as auditing and debugging.

The salient values include the s=, d= and i= parameters in the DKIM-Signature: header field. In order to achieve the end-to-end determinism needed for this collaborative exchange from the signer to the assessor, the core model needs to specify that the signer MUST provide the assessor with a single, opaque value that the signer wishes to have used for assessment. This value MUST be the basis for DKIM-based assessment. The signer MAY provide the assessor with a second, opaque value that MAY be used when reporting problems with the end-to-end DKIM process and MAY be used for additional analysis, such as by the higher-level Handling Filter. These values are opaque, in that any internal semantics are known only to the signer and MUST NOT be assumed by the Assessor, within the confines of DKIM's formal signing specification. Assessment MUST use a value as a single, complete and uninterpreted string.

The single, mandatory value that DKIM supplies as its output is:

d=

This specifies the "domain of the signing entity." It is a domain name and is combined with the Selector to form a DNS query.

The adjunct values are:

s=

This tag specifies the Selector. It is used to discriminate among different keys that can be used for the same d= domain name. As discussed in Section 4.3 of [I‑D.ietf‑dkim‑overview] (Hansen, T., Crocker, D., and P. Hallam-Baker, “DomainKeys Identified Mail (DKIM) Service Overview,” July 2008.): "If verifiers were to employ the selector as part of a name assessment mechanism, then there would be no remaining mechanism for making a transition from an old, or compromised, key to a new one." Consequently, the Selector is not appropriate for use as part or all of the identifier used to make assessments.

i=

This tag is optional and provides the "[i]dentity of the user or agent (e.g., a mailing list manager) on behalf of which this message is signed." The identity can be in the syntax of an entire email address or only a domain name. The domain name can be the same as for d= or it can be a sub-name of the d= name.

NOTE: Although the i= identity has the syntax of an email address, it is not required to have that semantics. That is, "the identity of the user" need not be the same as the user's mailbox. For example the signer might wish to use i= to encode user-related audit information, such as how they were accessing the service at the time of message posting. Therefore it is not possible to conclude anything from the i= string's (dis)similarity to email addresses elsewhere in the header

So, i= can have any of these properties:

• Be a valid domain when it is the same as d=
• Appear to be a sub-domain of d= but might not even exist
• Look like a mailbox address but might have different semantics and therefore not function as a valid email address
• Be unique for each message, such as indicating access details of the user for the specific posting

This underscores why the tag needs to be treated as being opaque, since it can represent any semantics, known only to the signer.

Hence, i= serves well as a token that is usable like an Web cookie, for return to the signing ADMD -- such as for auditing and debugging. Of course in some scenarios the i= string might provide a useful adjunct value for additional (heuristic) processing by the Handling Filter.

2.3.  Choosing the Signing Domain Name

A DKIM signing entity can serve different roles, such as author of content, versus operator of the mail service, versus operator of a reputation service. In these different roles, the basis for distinguishing among portions of email traffic can vary. For an entity creating DKIM signatures it is likely that different portions of their mail will warrant different levels of trust. For example:

• Mail is sent for different purposes, such as marketing vs. transactional, and recipients demonstrate different patterns of acceptance between these.
• For an operator of an email service, there often are distinct sub-populations of users warranting different levels of trust or privilege, such as paid vs. free users, or users engaged in direct correspondence vs. users sending bulk mail.
• Mail originating outside an operator's system, such as when it is redistributed by a mailing list service run by the operator, will warrant a different reputation from mail submitted by users authenticated with the operator.

It is therefore likely to be useful for a signer to use different d= sub-domain names, for different message traffic streams, so that receivers can make differential assessments. However, too much differentiation -- that is, too fine a granularity of signing domains -- makes it difficult for the receiver to discern a sufficiently stable pattern of traffic for developing an accurate and reliable assessment. So the differentiation needs to achieve a balance. Generally in a trust system, legitimate signers have an incentive to pick a small stable set of identities, so that recipients and others can attribute reputations to them. The set of these identities a receiver trusts is likely to be quite a bit smaller than the set it views as risky.

The challenge in using additional layers of sub-domains is whether the extra granularity will be useful for the assessor. In fact, potentially excessive levels invites ambiguity: if the assessor does not take advantage of the added granularity, then what granularity will it use? That ambiguity would move the use of DKIM back to the realm of heuristics, rather than the deterministic processing that is its goal.

Hence the challenge is to determine a useful scheme for labeling different traffic streams. The most obvious choices are among different types of content and/or different types of authors. Although stability is essential, it is likely that the choices will change, over time, so the scheme needs to be flexible.

For those originating message content, the most likely choice of sub-domain naming scheme will by based upon type of content, which can use content-oriented labels or service-oriented labels. For example:

transaction.example.com
newsletter.example.com
bugreport.example.com
support.example.com
sales.example.com
marketing.example.com

where the choices are best dictated by whether they provide the Identity Assessor with the ability to discriminate usefully among streams of mail that demonstrate significantly different degrees of recipient acceptance or safety. Again, the danger in providing too fine a granularity is that related message streams that are labeled separately will not benefit from an aggregate reputation.

For those operating messaging services on behalf of a variety of customers, an obvious scheme to use has a different sub-domain label for each customer. For example:

widgetco.example.net
moviestudio.example.net
bigbank.example.net

However it can also be appropriate to label by the class of service or class of customer, such as:

premier.example.net
free.example.net
certified.example.net

Prior to using domain names for distinguishing among sources of data, IP Addresses have been the basis for distinction. Service operators typically have done this by dedicating specific outbound IP Addresses to specific mail streams -- typically to specific customers. For example, a university might want to distinguish mail from the Administration, versus mail from the student dorms. In order to make adoption of a DKIM-based service easier, it can be reasonable to translate the same partitioning of traffic, using domain names in place of the different IP Addresses.

2.4.  Recipient-based Assessments

DKIM gives the recipient site's Identity Assessor a verifiable identifier to use for analysis. Although the mechanism does not make claims that the signer is a Good Actor or a Bad Actor, it does make it possible to know that use of the identifier is valid. This is in marked contrast with schemes that do not have authentication. Without verification, it is not possible to know whether the identifier -- whether taken from the RFC5322.From field, RFC5321.MailFrom command, or the like -- is being used by an authorized agent. DKIM solves this problem. Hence with DKIM, the Assessor can know that two messages with the same DKIM d= identifier are, in fact, signed by the same person or organization. This permits a far more stable and accurate assessment of mail traffic using that identifier.

DKIM is distinctive, in that it provides an identifier which is not necessarily related to any other identifier in the message. Hence, the signer might be the author's ADMD, one of the operators along the transit path, or a reputation service being used by one of those handling services. In fact, a message can have multiple signatures, possibly by different of these actors.

As discussed above, the choice of identifiers needs to be based on differences that the signer thinks will be useful for the recipient Assessor. Over time, industry practices establish norms for these choices.

Absent such norms, it is best for signers to distinguish among streams that have significant differences, while consuming the smallest number of identifiers possible. This will limit the burden on recipient Assessors.

A common view about a DKIM signature is that it carries a degree of assurance about some or all of the message contents, and in particular that the RFC5322.From field is likely to be valid. In fact, DKIM makes assurances only about the integrity of the data and not about its validity. Still, presumptions of From: field validity remain a concern. Hence a signer using a domain name that is unrelated to the domain name in the From: field can reasonably expect that the disparity will warrant some curiosity, at least until signing by independent operators has produced some established practice among recipient Assessors.

2.5.  Filtering

After assessing the signer of a message, each receiving site creates and tunes its own Handling Filter according to criteria specific for that site. Still, there are commonalities across sites, and this section offers a discussion, rather than a specification, of some types of input to that process and how they can be used.

The discussion focuses on variations in Organizational Trust versus Message Risk. That is, the degree of positive assessment of a DKIM-signing organization, and the potential danger present in the message stream signed by that organization. While it might seem that higher trust automatically means lower risk, the experience with real-world operations provides examples of every combination of the two factors, as shown in Table 1 (Organizational Trust vs. Message Risk). Only 3 levels of granularity are listed, in order to keep discussion manageable. This also ensures extensive flexibility for each site's detailed choices.

The table indicates preferences for different handling of different combinations, such as tuning filtering to avoid False Positives (FP) or avoiding False Negatives (FN). Perhaps unexpectedly, it also lists a case in which the receiving site might wish to deliver problematic mail, rather than redirecting it, but also of course contacting the signing organization, seeking resolution of the problem.

3.  DKIM Key Generation, Storage, and Management

By itself, verification of a digital signature only allows the verifier to conclude with a very high degree of certainty that the signature was created by a party with access to the corresponding private signing key. It follows that a verifier requires means to (1) obtain the public key for the purpose of verification and (2) infer useful attributes of the key holder.

In a traditional Public Key Infrastructure (PKI), the functions of key distribution and key accreditation are separated. In DKIM, these functions are both performed through the DNS [RFC4871] (Allman, E., Callas, J., Delany, M., Libbey, M., Fenton, J., and M. Thomas, “DomainKeys Identified Mail (DKIM) Signatures,” May 2007.).

In either case, the ability to infer semantics from a digital signature depends on the assumption that the corresponding private key is only accessible to a party with a particular set of attributes. In traditional PKI a Trusted Third Party (TTP) vouches that the key holder has been validated with respect to a specified set of attributes. The range of attributes that may be attested in such a scheme is thus limited only to the type of attributes that a TTP can establish effective processes for validating.

In DKIM, TTPs are not employed and the functions of key distribution and accreditation are combined. Consequently there are only two types of inference that a signer may make from a key published in a DKIM Key Record:

1. That a party with the ability to control DNS records within a DNS zone intends to claim responsibility for messages signed using the corresponding private signature key.
2. That use of a specific key is restricted to a particular subset of messages.

The ability to draw any useful conclusion from verification of a digital signature relies on the assumption that the corresponding private key is only accessible to a party with a particular set of attributes. In the case of DKIM, this means that the party that created the corresponding DKIM key record in the specific zone intended to claim responsibility for the signed message.

Ideally we would like to draw a stronger conclusion, that if we obtain a DKIM key record from the DNS zone example.com, that the legitimate holder of the DNS zone example.com claims responsibility for the signed message. In order for this conclusion to be drawn it is necessary for the verifier to assume that the operational security of the DNS zone and corresponding private key are adequate.

3.1.  Private Key Management: Deployment and Ongoing Operations

Access to signing keys must be carefully managed to prevent use by unauthorized parties and to minimize the consequences should a compromise occur.

While a DKIM signing key is used to sign messages on behalf of many mail users, the signing key itself should be under direct control of as few key-holders as possible. Should a key-holder leave the organization, all signing keys held by that key holder should be withdrawn from service and if appropriate, replaced.

If key management hardware support is available, it should be used. If keys are stored in software, sppropriate file control protections must be employed and any location in which the private key is stored in plaintext form should be excluded from regular backup processes and should not be accessible through any form of network including private local area networks. Auditing software should be used periodically to verify that the permissions on the private key files remain secure.

Wherever possible a signature key should exist in exactly one location and be erased when no longer used. Ideally a signature key pair should be generated as close to the signing point as possible and only the public key component transferred to another party. If this is not possible, the private key MUST be transported in an encrypted format that protects the confidentiality of the signing key. A shared directory on a local file system does not provide adequate security for distribution of signing keys in plaintext form.

Key escrow schemes are not necessary and should not be used. In the unlikely event of a signing key becomming lost, a new signature key pair may be generated as easily as recovery from a key escrow scheme.

Responsibility for the security of a signing key should ultimately vest in a single named individual. Where multiple parties are authorized to sign messages, each signer should use a different key to enable accountability and auditing.

Best practices for management of cryptographic keying material require keying material to be refreshed at regular intervals, particular where key management is achieved through software. While this practice is highly desirable it is of considerably less importance than the requirement to maintain the secrecy of the corresponding private key. An operational practice in which the private key is stored in tamper proof hardware and changed once a year is considerably more desirable than one in which the signature key is changed on an hourly basis but maintained in software.

3.2.  Storing Public Keys: DNS Server Software Considerations

In order to use DKIM a DNS domain holder requires (1) the ability to create the necessary DKIM DNS records and (2) sufficient operational security controls to prevent insertion of spurious DNS records by an attacker.

DNS record management is usually operated by an administrative staff that is different from those who operate an organization's email service. In order to ensure that DKIM DNS records are accurate, this imposes a requirement for careful coordination between the two operations groups. If the best practices for private key management described above are observed, such deployment is not a one time event, DNS DKIM selectors will be changed over time signing keys are terminated and replaced.

At a minimum, a DNS server that handles queries for DKIM key records must allow the server administrators to add free-form TXT records. It would be better if the the DKIM records could be entered using a structured form, supporting the DKIM-specific fields.

Ideally DNSSEC [] should be employed in a configuration that provides protection against record insertion attacks and zone enumeration. In the case that NSEC3 [RFC 5155] records are employed to prevent insertion attack, the OPT-OUT flag must be set clear.

3.2.1.  Assignment of Selectors

Selectors are assigned according to the administrative needs of the signing domain, such as for rolling over to a new key or for delegating of the right to authenticate a portion of the namespace to a trusted third party. Examples include:

jun2005.eng._domainkey.example.com

widget.promotion._domainkey.example.com

It is intended that assessments of DKIM identities be based on the domain name, and not include the selector. While past practice of a signer may permit a verifier to infer additional properties of particular messages from the structure DKIM key selector, unannounced administrative changes such as a change of signing softeware may cause such heuristics to fail at any time.

3.3.  Per User Signing Key Management Issues

While a signer may establish business rules, such as issue of individual signature keys for each end-user, DKIM makes no provision for communicating these to other parties. Out of band distribution of such business rules is outside the scope of DKIM. Consequently there is no means by which external parties may make use of such keys to attribute messages with any greater granularity than a DNS domain.

If per-user signing keys are assigned for internal purposes (e.g. authenticating messages sent to an MTA for distribution), the following issues need to be considered before using such signatures as an alternative to traditional edge signing at the outbound MTA:

External verifiers will be unable to make use of the additional signature granularity without access to additional information passed out of band with respect to DKIM-base.

If the number of user keys is large, the efficiency of local caching of key records by verifiers will be lower.

A large number of end users may be less likely to be able to manage private key data securely on their personal computer than an administrator running an edge MTA.

3.4.  Third Party Signer Key Management and Selector Administration

A DKIM key record only asserts that the holder of the corresponding domain name makes a claim of responsibility for messages signed under the corresponding key. In some applications, such as bulk mail delivery it is desirable to delegate the ability to make a claim of responsibility to another party. In this case the trust relationship is established between the domain holder and the verifier but the private signature key is held by a third party.

Signature keys used by a third party signer should be kept entirely separate from those used by the domain holder and other third party signers. As with any other private key, the signature key pair should be generated by the third party signer and the public component of the key transmitted to the domain holder rather than have the domain holder generate the key pair and transmit the private component to the third party signer.

Domain holders should adopt a least privilege approach and grant third party signers the minimum access necessary to perform the desired function. Limiting the access granted to Third Party Signers serves to protect the interests of both parties. The domain holder minimizes their security risk and the Trusted Third Party Signer avoids unnecessary liability.

In the most restrictive case a domain holder maintains full control over the creation of key records and employ appropriate key record restrictions to enforce restrictions on the messages for which the third party signer is able to sign. If such restrictions are impractical, the domain holder should delegate a DNS subzone for publishing key records to the third party signer. The domain holder should not allow a third party signer unrestricted access to their DNS service for the purpose of publishing key records.

3.5.  Key Pair / Selector Lifecycle Management

Deployments should establish, document and observe processes for managing the entire lifecycle of a public key pair.

3.5.1.  Example Key Deployment Process

When it is determined that a new key pair is required:

1. A Key Pair is generated by the signing device
2. A proposed key selector record is generated and transmitted to the DNS administration infrasrtructure.
3. The DNS administration infrastructure verifies the authenticity of the key selector registration request. If accepted
   1. A key selector is assigned.
   2. The corresponding key record published in the DNS.
   3. Wait for DNS updates to propagate (if necessary).
   4. Report assigned key selector to signing device.
4. Signer verifies correct registration of the key record.
5. Signer begins generating signatures using the new key pair.
6. Signer terminates any private keys that are no longer required due to issue of replacement.

3.5.2.  Example Key Termination Process

When it is determined that a private signature key is no longer required:

1. Signer stops using the private key for signature operations.
2. Signer deletes all records of the private key, including in-memory copies at the signing device.
3. Signer notifies the DNS administration infrasrtructure that the signing key is withdrawn from service and that the corresponding key records may be withdrawn from service at a specified future date.
4. The DNS administration infrastructure verifies the authenticity of the key selector termination request. If accepted
   1. The key selector is scheduled for deletion at a future time determined by site policy.
   2. Wait for deletion time to arrive
   3. The key selector is deleted

4.  Signing

Creating messages that have one or more DKIM signatures, requires support in only two outbound email service components:

• A DNS Administrative interface that can create and maintain the relevant DNS names ‑‑ including names with underscores ‑‑ and resource records (RR).
• A trusted module, called the Signing Module, which is within the organization's outbound email handling service and which creates and adds the DKIM-Signature: header field(s) to the message.

If the module creates more than one signature, there needs to be the appropriate means of telling it which one(s) to use. If a large number of names is used for signing, it will help to have the administrative tool support a batch processing mode.

4.1.  DNS Records

A receiver attempting to verify a DKIM signature obtains the public key that is associated with the signature for that message. The DKIM-Signature: header in the message contains the d= tag with the basic domain name doing the signing and serving as output to the Identity Assessor, and the s= tag with the selector that is added to the name, for finding the specific public key. Hence, the relevant <selector>._domainkey.<domain-name> DNS record needs to contain a DKIM-related RR that provides the public key information.

The administrator of the zone containing the relevant domain name adds this information. Initial DKIM DNS information is contained within TXT RRs. DNS administrative software varies considerably in its abilities to support DKIM names, such as with underscores, and to add new types of DNS information.

4.2.  Signing Module

The module doing signing can be placed anywhere within an organization's trusted Administrative Management Domain (ADMD); obvious choices include department-level posting agents, as well as outbound boundary MTAs to the open Internet. However any other module, including the author's MUA, is potentially acceptable, as long as the signature survives any remaining handling within the ADMD. Hence the choice among the modules depends upon software development, administrative overhead, security exposures and transit handling tradeoffs. One perspective that helps to resolve this choice is the difference between the increased flexibility, from placement at (or close to) the MUA, versus the streamlined administration and operation, that is more easily obtained by implementing the mechanism "deeper" into the organization's email infrastructure, such as at its boundary MTA.

Note the discussion in Section 2.2 (Choosing a DKIM Tag for the Assessment Identifier), concerning use of the i= tag.

The signing module uses the appropriate private key to create one or more signatures. The means by which the signing module obtains the private key(s) is not specified by DKIM. Given that DKIM is intended for use during email transit, rather than for long-term storage, it is expected that keys will be changed regularly. For administrative convenience, key information should not be hard-coded into software.

4.3.  Signing Policies and Practices

Every organization (ADMD) will have its own policies and practices for deciding when to sign messages (message stream) and with what domain name, selector and key. Examples of particular message streams include all mail sent from the ADMD, versus mail from particular types of user accounts, versus mail having particular types of content. Given this variability, and the likelihood that signing practices will change over time, it will be useful to have these decisions represented through run-time configuration information, rather than being hard-coded into the signing software.

As noted in Section 2.3 (Choosing the Signing Domain Name), the choice of signing name granularity requires balancing administrative convenience and utility for recipients. Too much granularity is higher administrative overhead and well might attempt to impose more differential analysis on the recipient than they wish to support. In such cases, they are likely to use only a super-name -- right-hand substring -- of the signing name. When this occurs, the signer will not know what portion is being used; this then moves DKIM back to the non-deterministic world of heuristics, rather than the mechanistic world of signer/recipient collaboration that DKIM seeks.

5.  Verifying

To be added.

6.  Taxonomy of Signatures

A DKIM signature tells the signature verifier that the owner of a particular domain name accepts some responsibility for the message. It does not, in and of itself, provide any information about the trustworthiness or behavior of that identity. What it does provide is a verified identity to which such behavioral information can be associated, so that those who collect and use such information can be assured that it truly pertains to the identity in question.

This section lays out a taxonomy of some of the different identities, or combinations of identities, that might usefully be represented by a DKIM signature.

6.1.  Single Domain Signature

Perhaps the simplest case is when an organization signs its own outbound email using its own domain in the d= tag of the signature. For example, Company A would sign the outbound mail from its employees with d=companyA.example.

In the most straightforward configuration, the addresses in the RFC 5322 From would also be in the companyA.example domain, but that direct correlation is not required.

A special case of the Single Domain Signature is an Author Signature as defined by the Author Domain Signing Practices specification. Author signatures are signatures from an authors organization that have an i= value that matches the From: address of the message. Under the ADSP specification, an i= value matches a RFC 5322 From address when the domains of the two match exactly, and if the i= value contains a local part it also matches the local part of the From: address exactly.

Although an author signature might in some cases be proof against domain name spoofing the RFC 5322 From address, it is important to note that the DKIM and ADSP validation apply only to the exact address string and not to look-alike addresses nor to the human-friendly "display-name" or names and addresses used within the body of the message. That is, it protects only against the misuse of a precise address string within the RFC5322 From field and nothing else. For example, a message from bob@domain.example with a valid signature where i=d0main.example would fail an ADSP check because the signature domain, however similar, is distinct; however a message from bob@d0main.example with a valid signature where i=d0main.example would pass an ADSP check, even though to a human it might be obvious that d0main.example is likely a malicious attempt to spoof the domain domain.example. This example highlights that ADSP, like DKIM, is only able to validate a signing identifier: it still requires some external process to attach a meaningful reputation to that identifier.

6.2.  Parent Domain Signature

Another approach that might be taken by an organization with multiple active subdomains is to apply the same (single) signature to mail from all subdomains. In this case, the signature chosen would usually be the signature of a parent domain common to all subdomains. For example, mail from marketing.domain.example, sales.domain.example, and engineering.domain.example might all use a signature with d=domain.example.

This approach has the virtue of simplicity, but it is important to consider the implications of such a choice. As discussed in Section 2.3 (Choosing the Signing Domain Name), if the type of mail sent from the different subdomains is significantly different or if there is reason to believe that the reputation of the subdomains would differ, then it may be a good idea to acknowledge this and provide distinct signatures for each of the subdomains (d=marketing.domain.example, sales.domain.example, etc.). However, if the mail and reputations are likely to be similar, then the simpler approach of using a single common parent domain in the signature may work well.

Another approach to distinguishing the streams using a single DKIM key would be to leverage the i= tag in the DKIM signature to differentiate the mail streams. For example, marketing email would be signed with i=marketing.domain.example and d=domain.example.

It's important to remember, however, that under core DKIM semantics the i= identifer is opaque to receivers. That means that it will only be an effective differentiator if there is an out of band agreement about the i= semantics (e.g., the semantics specified in ADSP).

6.3.  Third Party Signature

A signature whose domain does not match the domain of the RFC 5322 From address is sometimes referred to as a third party signature. In certain cases even the parent domain signature described above would be considered a third party signature because it would not be an exact match for the domain in the From: address.

Although there is often heated debate about the value of third-party signatures, it is important to note that the DKIM specification attaches no particular significance to the identity in a DKIM signature. The identity specified within the signature is the identity that is taking responsibility for the message, and it is only the interpretation of a given receiver that gives one identity more or less significance than another. In particular, most independent reputation services assign trust based on the specific identifier string, not its "role": in general they make no distinction between, for example, an author signature and a third party signature.

For some, a signature unrelated to the author (identity in the RFC 5322 From address) is less valuable because there is an assumption that the presence of an author signature guarantees that the use of the address in the From: header is authorized.

For others, that relevance is tied strictly to the recorded behavioral data assigned to the identity in question, i.e. its trust assessment or reputation. The reasoning here is that an identity with a good reputation is unlikely to maintain that good reputation if it is in the habit of vouching for messages that are unwanted or abusive; in fact, doing so will rapidly degrade its reputation so that future messages will no longer benefit from it. It is therefore low risk to facilitate the delivery of messages that contain a valid signature of a domain with a strong positive reputation, independent of whether or not that domain is associated with the address in the RFC5322 From header field of the message.

Third party signatures encompass a wide range of identities. Some of the more common are:

Service Provider:

In cases where email is outsourced to an Email Service Provider (ESP), Internet Service Provider (ISP), or other type of service provider, that service provider may choose to DKIM sign outbound mail with either its own identifier -- relying on its own, aggregate reptutation -- or with a subdomain of the provider that is unique to the message author but still part of the provider's aggregate reputation. Such service providers may also encompass delegated business functions such as benefit management, although these will more often be treated as trusted third party senders (see below).

Parent Domain.

As discussed above, organizations choosing to sign for mail originating from subdomains with a parent domain signature may also considered to be using 3rd party signatures in some configurations, depending on whether or not the "t=s" tag is used to constrain the parent signature to apply to only its own specific domain. The default is that a parent domain signature is considered valid for its subdomains.

Reputation Provider:

Another possible category of third party signature would be the identity of a 3rd party reputation provider. Such a signature would indicate to receivers that the message was being vouched for by that 3rd party.

6.4.  Using Trusted 3rd Party Senders

For most of the cases described so far, there has been an assumption that the identity doing the signing was responsible for creating and maintaining their own DKIM signing infrastructure, including their own keys, and signing with their own identity.

A different model arises when an organization uses a trusted third party sender for certain key business functions, but still wants that email to benefit from the organization's own identity and reputation: in other words, the mail would come out of the trusted 3rd party's mail servers, but the signature applied would be that of the controlling organization.

This can be done by having the 3rd party generate a key pair that is designated uniquely for use by that trusted 3rd party and publishing the public key in the controlling organization's DNS domain, thus enabling the third party to sign mail using the signature of the controlling organization. For example, if Company A outsources its employee benefits to a 3rd party, they can use a special keypair that enables the benefits company to sign mail as "companyA.example". Because the keypair is unique to that trusted 3rd party, it is easy for Company A to revoke the authorization if necessary by simply removing the public key from the companyA.example DNS.

In this scenario, it is usually a good idea to limit the specific identities that can be used by even trusted third parties. The DKIM g= tag enables a key record to specify one particular From: address local part that must be specified in the i= tag of the signature: for example, "g=benefits" would require a signature header tag of "i=benefits@companyA.example". It is important to note that although this distinction will be clear to the verifier it may be invisible to the recipient: there is no constraint within the DKIM verification process that constrains that specific i= value to correspond to any of the other message headers.

A more reliable way of distinguishing the third part mail stream would be to create a dedicated subdomain (e.g. benefits.companyA.example) and publish the public key there; the signature would then use d=benefits.companyA.example.

6.4.1.  DNS Delegation

Another possbility for configuring trusted third party access is to have Company A use DNS delegation and have the designated subdomain managed directly by the trusted third party. In this case, Company A would create a subdomain benefits.companya.example, and delegate the DNS management of that subdomain to the benefits company so it could maintain its own key records. Should revocation become necessary, Company A could simply remove the DNS delegation record.

6.5.  Multiple Signatures

A simple configuration for DKIM-signed mail is to have a single signature on a given message. This works well for domains that manage and send all of their own email from a single source, or for cases where multiple email streams exist but each has its own unique key pair. It also represents the case in which only one of the participants in an email sequence is able to sign, no matter whether they represent the author or one of the operators.

The examples thus far have considered the implications of using different identities in DKIM signatures, but have used only one such identity for any given message. In some cases, it may make sense to have more than one identity claiming responsiblity for the same message.

One important caveat to the use of multiple signatures is that there is currently no clear consensus amoung receivers on how they plan to handle them. The opinions range from ignoring all but one signature (and the specification of which of them is verified differs from receiver to receiver), to verifying all signatures present and applying a weighted blend of the trust assessments for those identifiers, to verifying all signatures present and simply using the identfier that represents the most positive trust assessment. It is likely that the industry will evolve to accept multiple signatures using either option two or three, but it may take some time before that approach becomes pervasive.

There are a number of situations where applying more than one DKIM signature to the same message might make sense. A few examples are:

Companies with multiple subdomain identities:

A company that has multiple subdomain sending distinct categories of mail might choose to sign with distinct subdomain identities to enable each subdomain to manage its own identity. However, it might also want to provide a common identity that cuts across all of the distinct subdomains. For example, Company A may sign mail for its sales department with a signature where d=marketing.companya.example, and a second signature where d=companya.example

Service Providers:

Service providers may, as described above, choose to sign outbound messages with either their own identity or with an identity unique to each of their clients (possibly delegated). However, they may also do both: sign each outbound message with their own identity as well as the identity of each individual client. For example, ESP A might sign mail for their client Company B with their service provider signature d=espa.example, and a second client-specific signature where d= either companyb.example, or companyb.espa.example. The existence of the service provider signature could, for example, help cover a new client while they establish their own reputation, or help a very small volume client who might never reach a volume threshold sufficient to establish an individual reputation.

Forwarders

Forwarded mail poses a number of challenges to email authentication. DKIM is relatively robust in the presence of forwarders as long as the signature is designed to avoid message parts that are likely to be modified, although some forwarders do make modifications that can invalidate a DKIM signature.

However, some forwarders such as mailing lists or forward article to a friend services, might choose to add their own signature to outbound messages to vouch for it having legitimately originated from the designated service. In this case, the signature would be added even in the presence of a pre-existing signature, and both signatures would be relevant to the verifier.

Any forwarder that modifies messages in ways that will break pre-existing DKIM signatures should always sign its forwarded messages.

Reputation Providers:

Although third party reputation providers today use a variety of protocols to communicate their information to receivers, it is possible that they, or other organizations willing to put their "seal of approval" on an email stream might choose to use a DKIM signature to do it. In nearly all cases, this "reputation" signature would be in addition to the author or originator signature.

7.  Example Usage Scenarios

Signatures are created by different types of email actors, based on different criteria, such as where the actor operates in the sequence from author to recipient, whether they want different messages to be evaluated under the same reputation or different, and so on. This section provides some examples of usage scenarios for DKIM deployments; the selection is not intended to be exhaustive, but to illustrate a set of key deployment considerations.

7.1.  Author's Organization - Simple

The simplest DKIM configuration is to have all mail from a given organization (Company A) be signed with the same d= value (e.g. d=companya.example). If there is a desire to associate a user identity or some other related information, the i= value can become uniqueID@companya.example, or uniqueID.companya.example.

In this scenario, Company A need only generate a single signing key and publish it under their top level domain (companya.example); the signing module would then tailor the i= value as needed at signing time.

7.2.  Author's Organization - Differentiated Types of Mail

A slight variation of the one signature case is where Company A signs all of its mail, but it wants to differentiate different categories of its outbound mail by using different identifiers. For example, it might choose to distinguish marketing mail, billing or transactional mail, and individual corporate email into marketing.companya.example, billing.companya.example, and companya.example, where each category is assigned a unique subdomain and unique signing keys.

7.3.  Author Signature

As discussed in Section 6.1 (Single Domain Signature), author signatures are a special case of signatures from an authors organization where at least one signature on the message has an i= value that matches the From: address of the message.

Signers wishing to publish an ADSP record describing their signing practices will want to include an author signature on their outbound mail to avoid ADSP verification failures. For example, if the address in the RFC 5322 From is bob@company.example, the d= value of the author signature would be company.example, and the i= value would be either company.example or bob@company.example.

7.4.  Author Domain Signing Practices

To be added.

7.5.  Delegated Signing

An organization may choose to outsource certain key services to third party companies. For example, Company A might outsource its benefits management, or Organization B might outsource its marketing email.

If Company A wants to ensure that all of the mail sent on its behalf through the benefits providers email servers shares the Company A reputation, as discussed in Section 6.4 (Using Trusted 3rd Party Senders) it can either publish keys designated for the use of the benefits provider under companyA.example (preferably under a designated subdomain of companyA.example), or they can delegate a subdomain (e.g. benefits.companyA.example) to the provider and enable the provider to generate the keys and manage the DNS for the designated subdomain.

In both of these cases, mail would be physically going out of the benefit provider's mail servers with a signature of e.g. d=benefits.companya.example. Note that the From: address is not constrained: it could either be affiliated with the benefits company (e.g. benefits-admin@benefitprovider.example, or benefits-provider@benefits.companya.example).

Note that in both of the above scenarios, security concerns dictate that the keys be generated by the organization that plans to do the signing so that there is no need to transfer the private key. In other words, the benefits provider would generate keys for both of the above scenarios.

7.6.  Independent Third Party Service Providers

Another way to manage the service provider configuration would be to have the service provider sign the outgoing mail on behalf of its client Company A with its own (provider) identifier. For example, an Email Service Provider (ESP A) might want to share its own mailing reputation with its clients, and may sign all outgoing mail from its clients with its own d= domain (e.g. d=espa.example).

Should the ESP want to distinguish among its clients, it has two options:

Share the d= domain

and use the i= value to distinguish among the clients: e.g. a signature on behalf of client A would have d=espa.example and i=clienta.espa.example (or i=clienta@espa.example)

Extend the d= domain

so there is a unique value (and subdomain) for each client: e.g. a signature on behalf of client A would have d=clienta.espa.example.

Note that this scenario and the delegation scenario are not mutually exclusive: in some cases, it may be desirable to sign the same message with both the ESP and the ESP client identities.

7.7.  Mail Streams Based on Behavioral Assessment

An ISP (ISP A) might want to assign signatures to outbound mail from their users according to the users past sending behavior (reputation). Since the semantics of behavioral assessments arent allowed as i= values, ISP A (ispa.example) would have to configure subdomains corresponding the assessment categories (e.g. good.ispa.example, neutral.ispa.example, bad.ispa.example), and use these domains as the d= value of the signature.

The signing module can also optionally set the i= value to have a unique user id (distinct from the users email address local part), for example user3456@neutral.domain.example. Using a userid that is distinct from a given email alias is useful in environments where a single user might register multiple email aliases.

Note that in this case the i= values are only partially stable. They are stable in the sense that a given i= value will always represent the same identity, but they are unstable in the sense that a given user can migrate among the assessment subdomains depending on their sending behavior (i.e., the same user might have multiple i= values over the lifetime of their account).

In this scenario, ISP A would have to generate as many keys as there are assessment subdomains (d= values), so that each assessment subdomain had its own key. The signing module would then choose its signing key based on the assessment of the user whose mail was being signed, and if desired include the user id in the i= tag of the signature.

7.8.  Agent or Mediator Signatures

Another scenario is that of an agent, usually a re-mailer of some kind, that signs on behalf of the service or organization that it represents. Some examples of agents might be a mailing list manager, or the "forward article to a friend" service that many online publications offer. In most of these cases, the signature is asserting that the message originated with, or was relayed by, the service asserting responsibility.

8.  Usage Considerations

8.1.  Non-standard Submission and Delivery Scenarios

The robustness of DKIM's verification mechanism is based on the fact that only authorized signing modules have access to the designated private key. This has the side effect that email submission and delivery scenarios that originate or relay messages from outside the domain of the authorized signing module will not have access to that protected private key, and thus will be unable to attach the expected domain signature to those messages. Such scenarios include mailing lists, courtesy forwarders, MTAs at hotels, hotspot networks used by travelling users, and other paths that could add or modify headers, or modify the message body.

For example, assume Joe works for Company A and has an email address joe@companya.example. Joe also has a GMail account joe@gmail.com, and he uses GMails multiple address feature to attach his work email joe@companya.example to his GMail account. When Joe sends email from his GMail account and uses joe@companya.example as his designated From: address, that email cannot have a signature with d=companya.example because the GMail servers have no access to Company A's private key. In GMail's case it will have a GMail signature, but for some other mail clients offering the same multiple address feature there may be no signature at all on the message.

Another example might be the use of a forward article to a friend service. Most instances of these services today allow someone to send an article with their email address in the RFC 5322 From to their designated recipient. If Joe used either of his two addresses (joe@companya.example or joe@gmail.com), the forwarder would be equally unable to sign with a corresponding domain . As in the mail client case, the forwarder may either sign as its own domain, or may put no signature on the message.

A third example is the use of privately configured forwarding. Assume that Joe has another account at Yahoo, joe@yahoo.com, but he'd prefer to read his Yahoo mail from his GMail account. He sets up his Yahoo account to forward all incoming mail to joe@gmail.com. Assume alice@companyb.example sends joe@yahoo.com an email. Depending on how companyb.example configured its signature, and depending on whether or not Yahoo modifies messages that it forwards, it is possible that when Alice's message is received in Joe's gmail account the original signature fails verification.

8.2.  Protection of Internal Mail

One identity is particularly amenable to easy and accurate assessment: the organization's own identity. Members of an organization tend to trust messages that purport to be from within that organization. However Internet Mail does not provide a straightforward means of determining whether such mail is, in fact, from within the organization. DKIM can be used to remedy this exposure. If the organization signs all of its mail, then its boundary MTAs can look for mail purporting to be from the organization that does not contain a verifiable signature.

Such mail can in most cases be presumed to be spurious. However, domain managers are advised to consider the ways that mail processing can modify messages in ways that will invalidate an existing DKIM signature: mailing lists, courtesy forwarders, and other paths that could add or modify headers or modify the message body (e.g. MTAs at hotels, hotspot networks used by travelling users, and other scenarios described in the previous section). Such breakage is particularly relevant in the presence of Author Domain Signing Practices.

8.3.  Signature Granularity

Although DKIM's use of domain names is optimized for a scope of organization-level signing, it is possible to administer sub-domains or otherwise adjust signatures in a way that supports per-user identification. This user level granularity can be specified in two ways: either by sharing the signing identity and specifying an extension to the i= value that has a per-user granularity, or by creating and signing with unique per-user keys.

A subdomain or local part in the i= tag should be treated as an opaque identifier and thus need not correspond directly to a DNS sub domain or to a specific user address

The primary way to sign with per-user keys require that each user have a distinct DNS (sub)domain, where each distinct d= value has a key published (it is possible, although not recommended, to publish the same key in more than one distinct domain).

It is technically possible, to publish per-user keys within a single domain or subdomain by utilizing different selector values. This is not recommended and is unlikely to be treated uniquely by Identity Assessors: the primary purpose of selectors is to facilitate key management, and the DKIM specification recommends against using them in determining or assessing identies.

In most cases, it would be impractical to sign email on a per-user granularity. Such an approach would be

likely to be ignored:

In most cases today, if receivers are verifying DKIM signatures they are in general taking the simplest possible approach. In many cases maintaining reputation information at a per user granularity is not interesting to them, in large part because the per user volume is too small to be useful or interesting. So even if senders take on the complexity necessary to support per user signatures, receivers are unlikely to retain anything more than the base domain reputation.

difficult to manage:

Any scheme that involves maintenance of a significant number of public keys may require infrastructure enhancements or extensive administrative expertise. For domains of any size, maintaining a valid per-user keypair, knowing when keys need to be revoked or added due to user attrition or onboarding, and the overhead of having the signing engine constantly swapping keys can create significant and often unnecessary managment complexity. It is also important to note that there is no way within the scope of the DKIM specification for a receiver to infer that a sender intends a per-user granularity.

What may make sense, however, is to use the infrastructure that enables finer granularity in signatures to identify segments smaller than a domain but much larger than a per-user segmentation. For example, a university might want to segment student, staff, and faculty mail into three distinct streams with differing reputations. This can be done by creating seperate sub-domains for the desired segments, and either specifying the subdomains in the i= tag of the DKIM Signature or by adding subdomains to the d= tag and assigning and signing with different keys for each subdomain.

For those who choose to represent user level granularity in signatures, the performance and management considerations above suggest that it would be more effective to do it by specifying a local part or subdomain extension in the i= tag rather than by extending the d= domain and publishing individual keys.

8.4.  Email Infrastructure Agents

It is expected that the most common venue for a DKIM implementation will be within the infrastructure of an organization's email service, such as a department or a boundary MTA. What follows are some general recommendations for the Email Infrastructure.

Outbound:

An MSA or an Outbound MTA used for mail submission SHOULD ensure that the message sent is in compliance with the advertised email sending policy. It SHOULD also be able to generate an operator alert if it determines that the email messages do not comply with the published DKIM sending policy.

An MSA SHOULD be aware that some MUAs may add their own signatures. If the MSA needs to perform operations on a message to make it comply with its email sending policy, if at all possible, it SHOULD do so in a way that would not break those signatures.
[anchor38] (MSK: MUAs being able to sign is a security consideration; MUAs are more prone to vulnerabilities, so an MUA having direct access to signing keys is a security concern; general MUA vulnerability came up during the IETF Security Directorate review of draft-kucherawy-sender-auth-header)

Inbound:

When an organization deploys DKIM, it needs to make sure that it email infrastructure components that do not have primary roles in DKIM handling do not modify message in ways that prevent subsequent verification.

An inbound MTA or an MDA may incorporate an indication of the verification results into the message, such as using an Authentication-Results header field. [I‑D.kucherawy‑sender‑auth‑header] (Kucherawy, M., “Message Header Field for Indicating Message Authentication Status,” January 2009.)

Intermediaries:

An email intermediary is both an inbound and outbound MTA. Each of the requirements outlined in the sections relating to MTAs apply. If the intermediary modifies a message in a way that breaks the signature, the intermediary

• SHOULD deploy abuse filtering measures on the inbound mail, and
• MAY remove all signatures that will be broken

In addition the intermediary MAY:

• Verify the message signature prior to modification.
• Incorporate an indication of the verification results into the message, such as using an Authentication-Results header field. [I‑D.kucherawy‑sender‑auth‑header] (Kucherawy, M., “Message Header Field for Indicating Message Authentication Status,” January 2009.)
• Sign the modified message including the verification results (e.g., the Authentication-Results header field).

8.5.  Mail User Agent

The DKIM specification is expected to be used primarily between Boundary MTAs, or other infrastructure components of the originating and receiving ADMDs. However there is nothing in DKIM that is specific to those venues. In particular, MUAs MAY also support DKIM signing and verifying directly.

Outbound:

An MUA MAY support signing even if mail is to be relayed through an outbound MSA. In this case the signature applied by the MUA will be in addition to any signature added by the MSA.

Some user software goes beyond simple user functionality and also perform MSA and MTA functions. When this is employed for sending directly to a receiving ADMD, the user software SHOULD be considered an outbound MTA.

Inbound:

An MUA MAY rely on a report of a DKIM signature verification that took place at some point in the inbound MTA/MDA path (e.g., an Authentication-Results header field), or an MUA MAY perform DKIM signature verification directly. A verifying MUA SHOULD allow for the case where mail has modified in the inbound MTA path; if a signature fails, the message SHOULD NOT be treated any different than if it did not have a signature.

An MUA that looks for an Authentication-Results header field MUST be configurable to choose which Authentication-Results are considered trustable.

DKIM requires that all verifiers treat messages with signatures that do not verify as if they are unsigned.

If verification in the client is to be acceptable to users, it is essential that successful verification of a signature not result in a less than satisfactory user experience compared to leaving the message unsigned. The mere presence of a verified DKIM signature MUST NOT by itself be used by an MUA to indicate that a message is to be treated better than a message without a verified DKIM signature. However, the fact that a DKIM signature was verified MAY be used as input into a reputation system (i.e., a whitelist of domains and users) for presentation of such indicators.

It is common for components of an ADMD's email infrastructure to do violence to a message, such that a DKIM signature might be rendered invalid. Hence, users of MUAs that support DKIM signing and/or verifying need a basis for knowing that their associated email infrastructure will not break a signature.

9.  Other Considerations

9.1.  Security Considerations

The security considerations of the DKIM protocol are described in the DKIM base specification [RFC4871] (Allman, E., Callas, J., Delany, M., Libbey, M., Fenton, J., and M. Thomas, “DomainKeys Identified Mail (DKIM) Signatures,” May 2007.).

9.2.  IANA Considerations

This document has no considerations for IANA.

10.  Acknowledgements

TBD

11. Informative References

Appendix A.  Migrating from DomainKeys

As with any migration, the steps required will be determined by who is doing the migration and their assessment of

• the users of what they are generating, or
• the providers of what they are consuming.

A.1.  Signers

A signer that currently signs with DomainKeys (DK) will go through various stages as they migrate to using DKIM, not all of which are required for all signers. The real questions that a signer must ask are:

1. how many receivers or what types of receivers are *only* looking at the DK signatures and not the DKIM signatures,
2. and how much does the signer care about those receivers?

If no one is looking at the DK signature any more, then it's no longer necessary to sign with DK. Or if there are no more "large players" looking only at the DK signatures, a signer may choose to stop signing with DK.

With respect to signing policies, a reasonable, initial approach is to use DKIM signatures in the same way as DomainKeys signatures are already being used. In particular, the same selectors and DNS Key Records may be used for both, after verifying that they are compatible as discussed below.

Each secondary step in all of the following scenarios is to be prefaced with the gating factor "test, then when comfortable with the previous step's results, continue".

One migration strategy is to:

• ensure that the current selector DNS key record is compatible with both DK and DKIM
• sign messages with both DK and DKIM signatures
• when it's decided that DK signatures are no longer necessary, stop signing with DK

Another migration strategy is to:

• add a new selector DNS key record only for DKIM signatures
• sign messages with both DK (using the old DNS key record) and DKIM signatures (using the new DNS key record)
• when it's decided that DK signatures are no longer necessary, stop signing with DK
• eventually remove the old DK selector DNS record

A combined migration strategy is to:

• ensure that the current selector DNS key record is compatible with both DK and DKIM
• start signing messages with both DK and DKIM signatures
• add a new selector DNS key record for DKIM signatures
• switch the DKIM signatures to use the new selector
• when it's decided that DK signatures are no longer necessary, stop signing with DK
• eventually remove the old DK selector DNS record

Another migration strategy is to:

• add a new selector DNS key record for DKIM signatures
• do a flash cut and replace the DK signatures with DKIM signatures
• eventually remove the old DK selector DNS record

Another migration strategy is to:

• ensure that the current selector DNS key record is compatible with both DK and DKIM
• do a flash cut and replace the DK signatures with DKIM signatures

Note that when you have separate key records for DK and DKIM, you can use the same public key for both.

A.1.1.  DNS Selector Key Records

The first step in some of the above scenarios is ensuring that the selector DNS key records are compatible for both DK and DKIM. The format of the DNS key record was intentionally meant to be backwardly compatible between the two systems, but not necessarily upwardly compatible. DKIM has enhanced the DK DNS key record format by adding several optional parameters, which DK must ignore. However, there is one critical difference between DK and DKIM DNS key records: the definitions of the g fields:

g= granularity of the key

In both DK and DKIM, this is an optional field that is used to constrain which sending address(es) can legitimately use this selector. Unfortunately, the treatment of an empty field ("g=;") is different. DKIM allows wildcards where DK does not. For DK, an empty field is the same as a missing value, and is treated as allowing any sending address. For DKIM, an empty field only matches an empty local part. In DKIM, both a missing value and "g=*;" mean to allow any sending address.

If your DK DNS key record has an empty g= field in it ("g=;"), your best course of action is to modify the record to remove the empty field. In that way, the DK semantics will remain the same, and the DKIM semantics will match.

If your DNS key record does not have an empty g= field in it ("g=;"), it's probable that the record can be left alone. But your best course of action would still be to make sure it has a v= field. When the decision is made to stop supporting DomainKeys and to only support DKIM, you MUST verify that the "g" field is compatible with DKIM, and it SHOULD have "v=DKIM1;" in it. It is highly RECOMMENDED that if you want to use an empty g= field in your DKIM selector, you also include the v= field.

A.1.2.  Removing DomainKeys Signatures

The principal use of DomainKeys is at Boundary MTAs. Because no operational transition is ever instantaneous, it is advisable to continue performing DomainKeys signing until it is determined that DomainKeys receive-side support is no longer used, or is sufficiently reduced. That is, a signer SHOULD add a DKIM signature to a message that also has a DomainKeys signature and keep it there until you decide it can go away. The signer may do its transitions in a straightforward manner, or more gradually. Note that because digital signatures are not free, there is a cost to performing both signing algorithms, so you don't want to be signing with both algorithms for too long a period.

The tricky part is deciding when DK signatures are no longer necessary. The real questions are: how many DomainKeys verifiers are there that do *not* also do DKIM verification, which ones of them do you care about, and how can you track their usage? Most of the early adopters of DK verification have added DKIM verification, but not all yet. If a verifier finds a message with both DK and DKIM, it may choose to verify both signatures, or just one or the other.

Many DNS services offer tracking statistics so you can find out how often a DNS record has been accessed. By using separate DNS selector key records for your signatures, you can chart the usage of your records over time, and watch the trends. An additional distinguishing factor to track would take into account the verifiers that verify both the DK and DKIM signatures, and discount those from your counts of DK selector usage. When the number for DK selector access reaches a low-enough level, that's the time to consider stopping your DK signing.

Note, this level of rigor is not required. It is perfectly reasonable for a DK signer to decide to follow the "flash cut" scenario described above.

A.2.  Verifiers

As a verifier, you are faced with several issues:

A.2.1.  Do you verify DK signatures?

At the time of writing, there is still a significant number of sites that are only producing DK signatures. Over time, it is expected that this number will go to zero, but it may take several years. So it would be prudent for the foreseeable future for a verifier to look for and verify both DKIM and DK signatures.

A.2.2.  Do you verify both DK and DKIM signatures within a single message?

For a period of time, there will be sites that sign with both DK and DKIM. A verifier receiving a message that has both types of signatures may verify both signatures, or just one. One disadvantage of verifying both signatures is that signers will have a more difficult time deciding how many verifiers are still using their DK selectors. One transition strategy is to verify the DKIM signature, then only verify the DK signature if the DKIM verification fails.

A.2.3.  DNS Selector Key Records

The format of the DNS key record was intentionally meant to be backwardly compatible between DK and DKIM, but not necessarily upwardly compatible. DKIM has enhanced the DK DNS key record format by adding several optional parameters, which DK must ignore. However, there is one key difference between DK and DKIM DNS key records: the definitions of the g fields:

g= granularity of the key

In both DK and DKIM, this is an optional field that is used to constrain which sending address(es) can legitimately use this selector. Unfortunately, the treatment of an empty field ("g=;") is different. For DK, an empty field is the same as a missing value, and is treated as allowing any sending address. For DKIM, an empty field only matches an empty local part.

v= version of the selector

It is recommended that a DKIM selector have v=DKIM1; at its beginning, but it is not required.

If a DKIM verifier finds a selector record that has an empty g= field ("g=;") and it does not have a v= field ("v=DKIM1;") at its beginning, it is faced with deciding if this record was

1. from a DK signer that transitioned to supporting DKIM but forgot to remove the g= field (so that it could be used by both DK and DKIM verifiers), or
2. from a DKIM signer that truly meant to use the empty g= field but forgot to put in the v= field. It is RECOMMENDED that you treat such records using the first interpretation, and treat such records as if the signer did not have a g= field in the record.

Appendix B.  General Coding Criteria for Cryptographic Applications

NOTE: This section could possibly be changed into a reference to something else, such as another rfc.

Correct implementation of a cryptographic algorithm is a necessary but not a sufficient condition for the coding of cryptographic applications. Coding of cryptographic libraries requires close attention to security considerations that are unique to cryptographic applications.

In addition to the usual security coding considerations, such as avoiding buffer or integer overflow and underflow, implementers should pay close attention to management of cryptographic private keys and session keys, ensuring that these are correctly initialized and disposed of.

Operating system mechanisms that permit the confidentiality of private keys to be protected against other processes should be used when available. In particular, great care must be taken when releasing memory pages to the operating system to ensure that private key information is not disclosed to other processes.

Certain implementations of public key algorithms such as RSA may be vulnerable to a timing analysis attack.

Support for cryptographic hardware providing key management capabilities is strongly encouraged. In addition to offering performance benefits, many cryptographic hardware devices provide robust and verifiable management of private keys.

Fortunately appropriately designed and coded cryptographic libraries are available for most operating system platforms under license terms compatible with commercial, open source and free software license terms. Use of standard cryptographic libraries is strongly encouraged. These have been extensively tested, reduce development time and support a wide range of cryptographic hardware.

Authors' Addresses